Taking the Goals of Deliberation Seriously: A Differentiated View on Equality and Equity in Deliberative Designs and Processes

The 20-page article, Taking the Goals of Deliberation Seriously: A Differentiated View on Equality and Equity in Deliberative Designs and Processes (2016), was written by Edana Beauvais and Andre Baechtiger, and published in the Journal of Public Deliberation: Vol. 12: Iss. 2. The article reviews the goals of healthy deliberative systems and the different designs of civic forums, including participant recruitment, nature of interaction, and decision-making. The authors reviews research which shows evidence that the design of a deliberative system affects its outcomes and goals.

Read an excerpt of the article below and find the PDF available for download on the Journal of Public Deliberation site here.

From the article…

Deliberative theorists have long stressed that deliberation must be immunized against coercive power by a baseline of equality (Habermas, 1990). But what does the democratic pre-condition of equality mean, in practice, for organizers designing deliberative events and forums? After all, as Bernard Williams (1972) notes, equality is fundamentally about two – at times contradictory – values. On the one hand, the value of universal moral equality, which refers to the fundamental sameness of common humanity, requires abstracting from social circumstances. On the other hand, the value of equity, which refers to just distributions of power and resources, requires attending to social circumstances. Deliberative institutions vary in their capacity to promote one value over the other, or in their capacity to compromise between the two. We argue that negotiating between these twin values should be done with reference to the different goals of the deliberative process, with an eye to the trade-offs that achieving particular goals might require, and to the context within which the deliberation takes place.

In the first section of this paper, we discuss some of the central normative goals that discourse achieves in a healthy deliberative system. In the second section, we review existing empirical research on how institutional designs impact deliberation’s different goals, including the trade-offs different institutional design choices might require. While there are many examples of deliberative sites in political systems, we restrict our discussion to instances of organized, structured deliberation, or “civic forums” (Karpowitz & Raphael, 2014), because these are instances where practitioners can more easily exert direct influence over design.1 Civic forums include a wide variety of deliberating bodies, such as community policing initiatives (Fung, 2009; Karpowitz & Raphael, 2014), participatory budgeting (Avritzer, 2009), civic intergroup dialogue meetings (Walsh, 2004), and deliberative “mini-publics,” such as Deliberative Polls and citizens’ assemblies (Fung, 2003; Goodin & Dryzek, 2006; Grönlund, Bächtiger, & Setälä, 2014; Smith, 2009). We consider three important aspects of design – participant recruitment, the nature of the interaction, and decision-making – and review existing research regarding how different designs impact deliberation’s different normative goals.

We conclude by drawing out the implications of our discussion for practitioners and theorists, arguing against a totalizing view of deliberation where unitary deliberative institutions and processes achieve all of deliberation’s desired outcomes at once (see Fishkin, 2009). Instead, we show that deliberative theorists and practitioners should ultimately accept that various ideals may sometimes form trade-offs that require thinking about which designs and processes are most appropriate for realizing particular normative outcomes.

Achieving Different Normative Outcomes: Understanding the Trade-Offs
Deliberation can achieve a number of distinct goals or functions. One of deliberation’s central functions is to produce decisions that are perceived as legitimate by those who are bound by them. Since democratic legitimacy is predicated upon the inclusion of those affected by decisions in processes of decision-making, those affected by decisions must have equal opportunities to participate, and equal (or fair) influence over the outcomes of discourse. Clearly, these values can conflict. In practice, equal opportunity to participate is often interpreted to mean making civic forums open to anyone who wants to join. But inclusion that abstracts from social differences in this way may not produce diverse or even representative deliberating groups. By contrast, inclusion that is attentive to social differences – such as reserving seats for, or affirmatively recruiting disempowered social group members – can achieve more diverse or representative deliberating bodies, but at the cost of limiting the openness of recruitment.

In addition to legitimacy, deliberation achieves epistemic and ethical goals. Deliberation’s epistemic function refers to discourse’s capacity to encourage learning and produce opinions, preferences, and attitudes that are informed by facts, information, and the full range of relevant arguments and concerns. Conventionally, the ethical function refers to whether deliberation generates mutual respect (Mansbridge et al., 2012). We suggest that other ethical functions include promoting mutual recognition, accommodating ethno-cultural or linguistic diversity, and community-building through developing social bonds, feelings of mutual interdependence, and trust both within and across groups. As we have suggested, achieving one function may conflict with other functions in ways that are relevant for deciding how to organize a deliberative event.

Deliberative venues and forums often cannot achieve every deliberative goal simultaneously, since different functions (or different aspects of the same function) can come into conflict. This is not a problem for the overall health of the deliberative system, since different deliberative tasks are “distributed” sequentially across various component parts, which can refer to different moments in a deliberative event, or to different deliberative forums and actors across a deliberative system (Goodin, 2005). The health of the deliberative system is judged according to how well the variegated, interlocking deliberative forums and actors – informal communication networks, associations, the media, legislatures, and the courts, to name a few – achieve discourse’s various normative goals, in the aggregate (Mansbridge, 2015; Mansbridge et al., 2012). Now we will discuss how, in practice, deliberative design can impact which normative ideals are achieved and which are sacrificed in civic forums.

Download the full article from the Journal of Public Deliberation here.

About the Journal of Public Deliberation
Journal of Public DeliberationSpearheaded by the Deliberative Democracy Consortium in collaboration with the International Association of Public Participation, the principal objective of Journal of Public Deliberation (JPD) is to synthesize the research, opinion, projects, experiments and experiences of academics and practitioners in the emerging multi-disciplinary field and political movement called by some “deliberative democracy.” By doing this, we hope to help improve future research endeavors in this field and aid in the transformation of modern representative democracy into a more citizen friendly form.

Follow the Deliberative Democracy Consortium on Twitter: @delibdem

Follow the International Association of Public Participation [US] on Twitter: @IAP2USA

Resource Link: www.publicdeliberation.net/jpd/vol12/iss2/art2/

Equity in School Forums: An Interview with John Landesman

The 14-page article, Equity in School Forums: An Interview with John Landesman (2016)was written by Carolyne Abdullah, Christopher Karpowitz, and Chad Raphael, and published in the Journal of Public Deliberation: Vol. 12: Iss. 2. In the article, the authors interview Landesman of Everyday Democracy to share his experience working to address the barriers within the Montgomery County Study Circles Program, which he helped to coordinate. Landesman clarifies the importance between equality and equity; and how these play out when designing a process to effective address the power dynamics that arise within school spaces between admin, faculty, parents, and students.

Read an excerpt of the article below and find the PDF available for download on the Journal of Public Deliberation site here.

From the article…

For adults and youth, American public schools are a major entryway to public engagement. Not only are public schools charged with preparing students for civic life, but they are the custodians of parents’ educational and economic aspirations for their children, often the largest recipients of taxpayer funding in a community, neighborhood hubs that host public meetings and events, and institutions that are formally accountable to the community through school boards, parent teacher associations, and other public forums. Schools need active support from their communities to approve school bonds, attract donations, enlist mentors and volunteers, approve (or at least accept) curriculum reforms, engage parents in supporting their children’s learning, and address social problems such as academic achievement gaps among students of different racial and income backgrounds, bullying, and gangs. Yet, like other institutions of democracy, public school governance is often dominated by the voices of politicians and policy makers, professionals (administrators and teachers), and privileged citizens (parents of higher socio-economic status) (Nabatchi & Leighninger, 2015).

In Maryland, the Montgomery County Public School system offers a hopeful example of how public dialogue can improve school governance. John Landesman, a Senior Associate at Everyday Democracy, coordinates the Montgomery County Public Schools Study Circles Program. The program engages parents, students, staff, and administrators in dialogue to address racial and ethnic barriers to parent involvement and student achievement in this multilingual, multi-ethnic school district. These dialogues have helped to build trust and collaboration, and increased involvement by parents of color, as well diminishing differences in achievement among students from more and less advantaged backgrounds (Childress, Doyle, and Thomas, 2009; Orland, 2007; Fagotto & Fung, 2009).

In this interview, Landesman explains how Everyday Democracy thinks about equity and equality, and how the organization integrated equity considerations throughout the process of organizing study-circle dialogues in Montgomery County, including recruiting and retaining diverse participants, forming agendas, facilitation, small group discussions in affinity groups of less-powerful participants as well as mixed groups, evaluation, and implementation of plans. The techniques discussed here can be adopted or adapted to forums on schooling and many other issues.

Equity and Equality
Abdullah, Karpowitz, and Raphael (AKR): Some people working in dialogue and deliberation have argued that instead of practicing equality by treating people 1 Abdullah et al.: Equity in School Forums: An Interview with John Landesman similarly, we should strive for equity by treating participants differently in order to create conditions that achieve fair discussion and decisions. Do you see this distinction between equal and equitable treatment as useful to our field and in your own work?

Landesman: I do see a distinction. There’s a picture that we often use in our presentations of three boys trying to look over a fence at a baseball game (see Figure 1). In the first panel, which shows equal treatment, each boy is standing on a box that is the same height. The tall boy can see the game over the fence, the middle boy can barely see, and the shortest boy can’t see at all. In the next panel, which shows equity, the tall boy’s box has been given to the little boy, so now all three of them can see the game. The idea is that everyone needs something different to participate in whatever they’re doing. But to me, this feels like the wrong question. The question should be, “What is the goal of the dialogue, and who needs to be in the room to make the dialogue effective?” If the goal is to have a variety of perspectives deliberating together, then organizers need to think about how to recruit for those different perspectives. If there are people who need something different to be part of it, but having their voice will make the deliberation more effective, then organizers have to use different strategies to get them there.

Think of successful companies like Coca-Cola. Their goal is to sell more of their products. They don’t just develop their product and then say, “OK everyone, come get it.” They spend a lot of time and resources thinking about how to get different kinds of people to buy their products. If the goal of deliberation is to have a richer understanding of an issue based on all the different perspectives that are in the community, than we need to spend time thinking about how to ensure that we get all those perspectives in the room.

In my experience, organizing for diverse perspectives is often an afterthought. Organizers plan the way they always have, and then say, “How do we get Latino participants or low-income folks, or people who have different political perspectives?” That never works, because all we’re doing is adding an extra strategy to what’s already been put in place. Successful organizing starts by asking, “What is the goal of the dialogue, and who needs to be in the room to reach that goal?” Then every piece of the organizing—whether it’s the outreach, the facilitation, the setup once you get there, where it’s located—all of those things are driven by who you want in the room and what perspectives you need to hear to make your dialogue effective. That’s a very different way of looking at it than saying, “We’re going to do it the way we’ve always done it, and now we’re going to develop a strategy to get to these so-called marginalized people.”

This is an excerpt of the article, which can be downloaded in full from the Journal of Public Deliberation here.

About the Journal of Public Deliberation
Journal of Public DeliberationSpearheaded by the Deliberative Democracy Consortium in collaboration with the International Association of Public Participation, the principal objective of Journal of Public Deliberation (JPD) is to synthesize the research, opinion, projects, experiments and experiences of academics and practitioners in the emerging multi-disciplinary field and political movement called by some “deliberative democracy.” By doing this, we hope to help improve future research endeavors in this field and aid in the transformation of modern representative democracy into a more citizen friendly form.

Follow the Deliberative Democracy Consortium on Twitter: @delibdem

Follow the International Association of Public Participation [US] on Twitter: @IAP2USA

Resource Link: www.publicdeliberation.net/jpd/vol12/iss2/art12/

End of Life: What Should We Do for Those Who Are Dying? (NIFI Issue Guide)

The 23-page issue guide, End of Life: What Should We Do for Those Who Are Dying?, written by National Issues Forums Institute and published on their site on November 2016. This issue guide provides three options for deliberation for participants to explore end-of-life decisions, as people are able to live longer and options for “right to die” become possibilities; what is best for those who are dying? In addition to the issue guide, there is a moderator’s guide and a post-forum questionnaire, all available to download on NIFI’s site here.

From NIFI…

What ought to be done at the end of life is both a personal and public decision. As our population ages, it is becoming a matter of great concern for the entire nation. Diseases that would have been death sentences a few decades ago are now often treatable.

This guide explores end-of-life decisions and examines options and trade-offs inherent in this sensitive and universal issue. Medical advances make it more likely that we will care for relatives in their final days, facing decisions regarding their illnesses or death—as well as our own. Even those who never face such choices will pay for them through tax dollars and the cost of insurance premiums. And as more states consider passing “right-to-die” laws similar to the one that took effect in Oregon in 1997, this debate may become a local one.

Under most circumstances, end-of-life decisions remain difficult and uncomfortable. A Consumer Reports survey found that 86 percent of those polled wanted to die at home. But fewer than half of the respondents over age 65 had living wills detailing their dying wishes, leaving them at the mercy of hospitals and stressed-out families forced to decide on their behalf. In 1990, the US Supreme Court affirmed an individual’s “right to die.” Later, in 1997, the court upheld New York and Washington state laws banning physician-assisted death, leaving it for individual states to decide their legality. These rulings established legal precedence for a national conversation.

This issue guide asks: What should society allow, and support, at the end of life? It presents three different ways of looking at the problem and suggests possible actions appropriate to each.

Option One: “Maintain Quality of Life”
That means when continued efforts to keep terminally ill patients alive a few more days or weeks result in needless pain and suffering, life-support treatment should be discontinued. At that point, caregiving efforts should be devoted to keeping patients comfortable and pain free.

Option Two: “Preserve Life at All Costs”
Do everything we can to prevent death. This means sparing no expense to extend the lives of those who are sick. It should be difficult for doctors to give up on patients, and the end must not be brought about by deliberate medical neglect or intervention. Right-to-die laws must be repealed.

Option Three: “My Right, My Choice”
The freedoms we value so highly in choosing how we live should not be taken away from us at the end of our lives. People should have the right to end their own lives and to enlist their doctors in helping them to die when a terminal illness leaves nothing to look forward to but higher levels of pain and suffering.

Preview the trailer for this issue guide’s starter video above and buy the video and full issue guide on NIFI’s site here.

NIF-Logo2014About NIFI Issue Guides
NIFI’s Issue Guides introduce participants to several choices or approaches to consider. Rather than conforming to any single public proposal, each choice reflects widely held concerns and principles. Panels of experts review manuscripts to make sure the choices are presented accurately and fairly. By intention, Issue Guides do not identify individuals or organizations with partisan labels, such as Democratic, Republican, conservative, or liberal. The goal is to present ideas in a fresh way that encourages readers to judge them on their merit.

Follow on Twitter: @NIForums

Resource Link: www.nifi.org/en/issue-guide/end-life

Ideals of Inclusion in Deliberation

The 23-page article, Ideals of Inclusion in Deliberation, was written by Christopher Karpowitz and Chad Raphael, and published in the Journal of Public Deliberation: Vol. 12: Iss. 2. In the article, Karpowitz and Raphael, build off of previous research they performed regarding inclusivity within democratic deliberation.

They propose four ideals of inclusion summarized in the abstract, “These principles of inclusion depend not only on the goals of a deliberation, but also on its level of empowerment in the political system, and its openness to all who want to participate. Holistic and open deliberations can most legitimately incorporate and decide for the people as a whole if they are open to all who want to participate and affirmatively recruit perspectives that would be underrepresented otherwise. Chicago Community Policing beat meetings offer an example. Holistic and restricted forums (such as the latter stages of some participatory budgeting processes) should recruit stratified random samples of the demos, but must also ensure that problems of tokenism are overcome by including a critical mass of the least powerful perspectives, so that their views can be aired and heard more fully and effectively. Forums that aim to improve relations between social sectors and peoples should provide open access for all who are affected by the issues (relational and open), if possible, or recruit a stratified random sample of all affected, when necessary (relational and restricted). In either case, proportional representation of the least advantaged perspectives is necessary. However, when deliberation focuses on relations between a disempowered group and the rest of society, or between unequal peoples, it is often most legitimate to over-sample the least powerful and even to create opportunities for the disempowered to deliberate among themselves so that their perspectives can be adequately represented in small and large group discussions. We illustrate this discussion with examples of atypical Deliberative Polls on Australia’s reconciliation with its indigenous community and the Roma ethnic minority in Europe.”

Read an excerpt of the article below and find the PDF available for download on the Journal of Public Deliberation site here.

From the article…

Tensions between equality and equity occur at every stage of public deliberation in civic forums, but perhaps nowhere more than with respect to the question of inclusion. Given that deliberative theory is premised on the idea of free and equal citizens exchanging reasons and making decisions together, an abiding concern from both critics and champions of deliberative approaches has centered around whether background inequalities harm disadvantaged groups at various points in the deliberative process (Young, 2000). Such harm may occur prior to any reasons being exchanged at all when inequalities shape who is able to show up to deliberate in the first place. As Gutmann and Thompson put it, “When power is distributed unequally and when money substantially affects who has access to the deliberative forum, the results of deliberation in practice are likely to reflect these inequalities, and therefore lead, in many cases, to unjust outcomes” (2004, p. 48).

A common response to such concerns has been to focus on the representativeness of the deliberating group, making sure that forums are a microcosm of some larger population, whether international, national, or local. One strategy for maximizing inclusion is to open the forum to all who want to participate, while making special efforts to recruit a critical mass of people who would likely be under-represented otherwise (Leighninger, 2012). A second approach, which some deliberative theorists prefer, involves using random sampling to create a deliberating body that looks like the larger group being sampled in as many ways as possible, while giving each member of a population an equal probability of being invited to participate (Barber, 1984; Carson & Martin, 1999; Fishkin, 2009; Gastil, 2008).

Either approach prompts a critical question: who or what exactly needs to be represented inclusively? Many theorists of deliberation have argued that all who are affected by a decision should be represented in discussions (e.g., Cohen, 1989; Dryzek, 2000; Habermas, 1996), while recognizing that in an increasingly interconnected world, it is difficult to draw boundaries around those who are and are not touched in some way by an issue or a decision about it (Fung, 2013; Goodin, 2008). Thus, a deliberation’s legitimacy depends, first, on the justifications for defining who is affected by the issues on the agenda (Karpowitz & Raphael, 2014). Assuming that one has defined those boundaries appropriately, it makes sense to think of the population of all affected by a decision as a collection of perspective bearers most relevant to the issue under deliberation.

What are perspectives and why should we focus on representing them inclusively? In deliberation, participants should be open to reconsidering their beliefs, values, interests, and policy preferences, none of which can be assumed to be simple expressions of their ascriptive characteristics (such as ethnicity, sex, income, or sexual orientation). A perspective involves a structural location in society, which can, of course, be closely connected to social identities of various kinds, but in emphasizing perspectives, we seek to avoid essentializing those identities. Perspectives exist prior to deliberation and enrich discussion as they endure during deliberation. Iris Marion Young (2000) defines perspectives as the accumulated “experience, history, and social knowledge” derived from individuals’ locations in social groups (p. 136). However, as Young makes clear, perspectives do not determine the content of any individual’s beliefs, interests, or opinions. One’s perspective consists, instead, “in a set of questions, kinds of experience, and assumptions with which reasoning begins, rather than the conclusion drawn” (p. 137). In this sense, African-Americans can be said to share a perspective on public life that stems from their common experience of being perceived as black in America. Public forums about racism, income, policing, and many other issues would obviously want to be inclusive and representative of African-Americans without assuming that all black participants will agree on a set of shared interests or values, much less public policies. Similarly, a forum on free speech in schools should aim to include and represent students, who share a similar structural location with respect to the issue, even though they will not necessarily agree with each other about the specific rules, boundaries, and policies that might be proposed in a given school (for further discussion of perspectives, see Karpowitz & Raphael, 2014).

Perspectives are critical to the question of inclusion because a given perspective cannot be easily adopted by someone whose life experiences have occurred in a different social location than that occupied by the holder of that perspective or who has not shared the same set of experiences, history, and social knowledge. Mansbridge argues, for example, that the “vicarious portrayal of the experience of others by those who have not themselves had those experiences is often not enough to promote effective deliberation” (1999, p. 635). Of course, empathy is an important potential outcome of deliberative exchange, but such empathy is less likely if those with a given set of life experiences and perspectives are not present in the discussion. For example, a deliberative forum about contemporary immigration policy would likely be incomplete if it did not include the perspectives of undocumented immigrants brought to the United States from countries like Mexico or children born in the United States to parents who are undocumented. Asking that those immigrant perspectives be fully captured by, say, individuals who immigrated legally from Europe as adults is likely asking for an imaginative and empathetic leap that will be too much for even the best-intentioned deliberator.

An effective deliberative system should ensure that all relevant perspective holders are heard, and our specific focus is on how the least powerful perspective bearers can be included in civic forums. As Mansbridge (1999) has argued in relation to legislatures, a critical mass of more disadvantaged perspectives may be helpful for several distinct reasons. First, when disempowered perspective holders are present, their voices are more likely to be heard, and the stock of arguments, experiences, reasons, and evidence from disempowered perspectives is likely to be larger. Second, and relatedly, a critical mass may bolster the courage of the disempowered to offer minority viewpoints, and hearing those viewpoints from more than one deliberator may push others – both members of the disempowered group and those who are comparatively more empowered – to take those ideas seriously. Third, in many forums the giving and receiving of reasons occurs not only in large plenary sessions, but also (and crucially) in small break-out sessions and discussion groups, both formal and informal. A critical mass thus increases the likelihood that disempowered perspectives are heard throughout the forum. Fourth, when a greater diversity of disempowered viewpoints is present, no one deliberator is forced to be a token who represents the whole of her social group, a fact that works against an oversimplified, stereotyped, or essentialized view of who the disadvantaged are and what they want.

This is an excerpt of the article, which can be downloaded in full from the Journal of Public Deliberation here.

About the Journal of Public Deliberation
Journal of Public DeliberationSpearheaded by the Deliberative Democracy Consortium in collaboration with the International Association of Public Participation, the principal objective of Journal of Public Deliberation (JPD) is to synthesize the research, opinion, projects, experiments and experiences of academics and practitioners in the emerging multi-disciplinary field and political movement called by some “deliberative democracy.” By doing this, we hope to help improve future research endeavors in this field and aid in the transformation of modern representative democracy into a more citizen friendly form.

Follow the Deliberative Democracy Consortium on Twitter: @delibdem

Follow the International Association of Public Participation [US] on Twitter: @IAP2USA

Resource Link: www.publicdeliberation.net/jpd/vol12/iss2/art3/