Review of Deliberation across Deeply Divided Societies: Transformative Moments

The 5-page review written by Nancy A. Vamvakas of Deliberation across Deeply Divided Societies: Transformative Moments (2017), by Jürg Steiner, Maria Clara Jaramillo, Rousiley C. M. Maia, and Simona Mameli, was published in the Journal of Public Deliberation: Vol. 13: Iss. 1. In the book, the authors analyze group discussions from three distinct conflicts in Colombia, Bosnia/Herzegovina, and Brazil; and discuss the various approaches to deliberation in each area. Read an excerpt of the review below and find the PDF available for download on the Journal of Public Deliberation site here.

From the review…

Indeed, this book is the result of a very ambitious undertaking; Jürg Steiner et. al. have compiled and analyzed group discussions among ex-guerrillas and exparamilitaries in Colombia, among Serbs and Bosniaks in Srebrenica in Bosnia and Herzegovina, and among poor community residents and police officers in Brazilian favelas.

The discussions were facilitated by passive moderators who posed a general question about peace, but did not intervene; facilitators did not ask further questions and did not ask participants to speak up. In the case of Colombia, the groups were asked: what are your recommendations so that Colombia can have a future of peace, where people from the political left and the political right, guerrillas and paramilitaries, can live peacefully together? (p. 24). The Bosnian groups were asked to formulate recommendations for a better future in BosniaHerzegovina (p. 31). Finally, in Brazil, discussants were given the following question: How is it possible to create a culture of peace between poor community residents and the local police? (p. 36).

Steiner et. al. advance the on-going debate between those deliberative theorists who stress a purely rational approach and those who adopt a softer focus which incorporates finer threads of emotions. The authors argue that “deliberation means that all participants can freely express their views; that arguments are well justified, which can also be done with well-chosen personal stories or humor; that the meaning of the common good is debated; that arguments of others are respected; and that the force of the better argument prevails, although deliberation does not necessarily have to lead to consensus” (p. 2). They are in agreement with deliberative theorists such as Laura Black who see the great potential in storytelling and the limitations of the rationalist approach. Personal stories, as presented here are examples of “non-rational elements” (86) that have added to the deliberation model. Steiner et. al. argue that Jürgen Habermas set “very high standards of how rational justification of arguments should look” (p. 106). The book proposes a less demanding test for rationality; less stringent criteria; the bar is lowered. Context matters, who the actors are matters, and “standards of rationality should not be universal” (p. 106). The authors argue that given the “low level of formal schooling,” the discussions were “hard tests” (p. 86) for rational arguments.

The authors argue that there is a complexity to deliberation, hence, analysis must take into account deliberation over the course of a discussion. They code deliberation to see how it evolves and whether it fluctuates; for these ups and downs of group dynamics they coin the very innovative concept of Deliberative Transformative Moments (DTM). The units of analysis are the individual speech acts. Speech acts were coded using four categories: the speech act stays at a high level of deliberation; the speech act transforms the level of deliberation from high to low (flow of discussion is disrupted); the speech act stays at a low level of deliberation; the speech act transforms the level of deliberation from low to high (participants add new aspects to a topic or formulate a new topic). The reader has the luxury of being able to follow these discussions on the book’s website (www.ipw.unibe.ch/content/research/deliberation) and is able to see first hand the speech acts; and can also see the justifications given for the authors’ coding as to whether deliberation was high, low, shifted up or down. Hence, the authors are able to argue that their research process is “fully transparent and therefore open for replications” (p. 6).

Download the full review from the Journal of Public Deliberation here.

About the Journal of Public DeliberationJournal of Public Deliberation
Spearheaded by the Deliberative Democracy Consortium in collaboration with the International Association of Public Participation, the principal objective of Journal of Public Deliberation (JPD) is to synthesize the research, opinion, projects, experiments and experiences of academics and practitioners in the emerging multi-disciplinary field and political movement called by some “deliberative democracy.” By doing this, we hope to help improve future research endeavors in this field and aid in the transformation of modern representative democracy into a more citizen friendly form.

Follow the Deliberative Democracy Consortium on Twitter: @delibdem

Follow the International Association of Public Participation [US] on Twitter: @IAP2USA

Resource Link: www.publicdeliberation.net/jpd/vol13/iss1/art9

The Role of Experts across Two Different Arenas in a Deliberative System

The 35-page article, The Role of Experts across Two Different Arenas in a Deliberative System (2017), was written by Rousiley C. M. Maia, Marcela D. Laranjeira, and Pedro S. Mundim, and published in the Journal of Public Deliberation: Vol. 13: Iss. 1. In the article, the authors respond to the call to explore a deliberative systems perspective by looking at how one arena of deliberation affects another; they do this by exploring the role of experts in two distinct arenas of legislative public hearings and the media. Read an excerpt of the article below and find the PDF available for download on the Journal of Public Deliberation site here.

From the introduction…

Recently, several deliberative scholars have called for a systemic approach to deliberation in order to expand the scale of analysis beyond individual sites or institutions and tap into the complexity of interrelations among parts in the political system (Bächtiger & Wegmann, 2014; Dryzek & Hendriks, 2012; Goodin, 2005; Maia, 2012; Mansbridge et al., 2012; Neblo, 2015; Parkinson, 2006, 2012; Steiner, 2014; Thompson, 2008). While empirical scholars have been developing ever more sophisticated analyses on deliberation and have brought careful empirical evidence to warrant their claims, most studies are conducted in one single arena or in a separate institution. Thus, interconnections among arenas remain poorly understood, and current research designs fail to take note (particularly through systematic measurement) of how findings in one environment relate to other arenas in regards to the larger purposes of democracy. Whereas the systemic approach to deliberation seems genuinely innovative and attractive, empirical research in this field is underdeveloped.

In this article, we attempt to add a layer to this field. While previous studies have compared debate across different assemblies or parliamentary settings (Stasavage, 2007; Steiner, Bächtiger, Spörndli, & Steenbergen, 2004), we are interested in investigating the role played by a particular actor – the experts – regarding a specific debate in two distinct discursive arenas: legislative public hearings and the media. Although the literature has asserted that this actor can play different roles within democracy (Brown, 2014; Christiano, 2009, 2012; Pielke, 2007), we still have a vague notion of how experts’ opinions in face-to-face discussions in forums can be compared to the mediated comments in the media. We assume part of the systemic function of public hearings is to inform expectations about policy-making choices in face to face meetings. Media-based communication is important to draw public attention to issues of public concern and helping citizens to understand public processes and policies. Processes of mediation by media professionals, considering both technological apparatus and institutional organization, operate with their own logic, needs and standards of newsworthiness (Esser & Strömbäck, 2014; Ferree, Gamson, Gerhards, & Rucht, 2002; Gastil, 2008; Schudson, 2003). By paying attention to the news media within the deliberative system, we follow Dryzek and Hendriks’ (2012, Kindle Locations 897-912) suggestion that “it might be a good idea to work on the parts of the political system that are the least deliberative, where policy debates are highly exclusive, and where the rationale for decisions cannot easily be scrutinized.” Then, we ask how experts express and justify their opinions on public policy in a deliberatively designed forum as well as when they are quoted in the news media. We inquire into the kinds of reasons presented and whether it is possible to find experts’ engagement with conflicting views in these settings.

Through a case study, we investigate the debate around a contentious issue – a bill of law proposing the relocation of a bus station from downtown to a more remote district in Belo Horizonte, Brazil. We look at how this controversy played out over two years (2007 and 2008) in: a) public hearings (ALMG) organized by the local government; and b) three major local daily newspapers. Our empirical procedures follow the guidelines of the Discursive Quality Index (DQI), as developed by Steiner, Bächtiger, Spörndli and Steenbergen (2004) and Steiner (2012). Findings reveal that experts, despite facing different conditions, played a fairly similar role in the legislative hearings and as sources in the mass media. Whereas partisan positions for and against the policy at stake had different configurations in these settings, the majority of speakers appealed to technical arguments, and they disputed experts’ diagnoses, knowledge and recommendations to win political disputes.

While focusing only on two sites, we understand this study has some implications for suggesting how the systemic investigation of deliberation can be broadened. First, this study has analytical implications for current research on the role of experts on deliberation, which has proposed that citizens should conduct some checks on the experts’ knowledge input that affects the decision-making process. This study examines practical circumstances of such exchange in both a microsetting (public hearings) and a macro-situation of public debate (the mass media). Second, this article can contribute empirically by examining how a collection of experts can produce intelligibility of controversial policy proposals and clarify policy choices across different settings.

This article is organized in the following manner. First, it outlines a critique of experts in democratic processes and surveys theoretical attempts to reconcile the role of expertise with democratic deliberation. Second, the analysis discusses inclusion in debates, processes of reason-giving and discursive accountability, focusing on public hearings and the news media. Third, we characterize our case study, the methodology and the main issues that structure our research questions. The remaining sections present our empirical results and a discussion on the empirical and theoretical implications of our findings.

Download the full article from the Journal of Public Deliberation here.

About the Journal of Public Deliberation
Journal of Public DeliberationSpearheaded by the Deliberative Democracy Consortium in collaboration with the International Association of Public Participation, the principal objective of Journal of Public Deliberation (JPD) is to synthesize the research, opinion, projects, experiments and experiences of academics and practitioners in the emerging multi-disciplinary field and political movement called by some “deliberative democracy.” By doing this, we hope to help improve future research endeavors in this field and aid in the transformation of modern representative democracy into a more citizen friendly form.

Follow the Deliberative Democracy Consortium on Twitter: @delibdem

Follow the International Association of Public Participation [US] on Twitter: @IAP2USA

Resource Link: www.publicdeliberation.net/jpd/vol13/iss1/art2/

Taking the Goals of Deliberation Seriously: A Differentiated View on Equality and Equity in Deliberative Designs and Processes

The 20-page article, Taking the Goals of Deliberation Seriously: A Differentiated View on Equality and Equity in Deliberative Designs and Processes (2016), was written by Edana Beauvais and Andre Baechtiger, and published in the Journal of Public Deliberation: Vol. 12: Iss. 2. The article reviews the goals of healthy deliberative systems and the different designs of civic forums, including participant recruitment, nature of interaction, and decision-making. The authors reviews research which shows evidence that the design of a deliberative system affects its outcomes and goals.

Read an excerpt of the article below and find the PDF available for download on the Journal of Public Deliberation site here.

From the article…

Deliberative theorists have long stressed that deliberation must be immunized against coercive power by a baseline of equality (Habermas, 1990). But what does the democratic pre-condition of equality mean, in practice, for organizers designing deliberative events and forums? After all, as Bernard Williams (1972) notes, equality is fundamentally about two – at times contradictory – values. On the one hand, the value of universal moral equality, which refers to the fundamental sameness of common humanity, requires abstracting from social circumstances. On the other hand, the value of equity, which refers to just distributions of power and resources, requires attending to social circumstances. Deliberative institutions vary in their capacity to promote one value over the other, or in their capacity to compromise between the two. We argue that negotiating between these twin values should be done with reference to the different goals of the deliberative process, with an eye to the trade-offs that achieving particular goals might require, and to the context within which the deliberation takes place.

In the first section of this paper, we discuss some of the central normative goals that discourse achieves in a healthy deliberative system. In the second section, we review existing empirical research on how institutional designs impact deliberation’s different goals, including the trade-offs different institutional design choices might require. While there are many examples of deliberative sites in political systems, we restrict our discussion to instances of organized, structured deliberation, or “civic forums” (Karpowitz & Raphael, 2014), because these are instances where practitioners can more easily exert direct influence over design.1 Civic forums include a wide variety of deliberating bodies, such as community policing initiatives (Fung, 2009; Karpowitz & Raphael, 2014), participatory budgeting (Avritzer, 2009), civic intergroup dialogue meetings (Walsh, 2004), and deliberative “mini-publics,” such as Deliberative Polls and citizens’ assemblies (Fung, 2003; Goodin & Dryzek, 2006; Grönlund, Bächtiger, & Setälä, 2014; Smith, 2009). We consider three important aspects of design – participant recruitment, the nature of the interaction, and decision-making – and review existing research regarding how different designs impact deliberation’s different normative goals.

We conclude by drawing out the implications of our discussion for practitioners and theorists, arguing against a totalizing view of deliberation where unitary deliberative institutions and processes achieve all of deliberation’s desired outcomes at once (see Fishkin, 2009). Instead, we show that deliberative theorists and practitioners should ultimately accept that various ideals may sometimes form trade-offs that require thinking about which designs and processes are most appropriate for realizing particular normative outcomes.

Achieving Different Normative Outcomes: Understanding the Trade-Offs
Deliberation can achieve a number of distinct goals or functions. One of deliberation’s central functions is to produce decisions that are perceived as legitimate by those who are bound by them. Since democratic legitimacy is predicated upon the inclusion of those affected by decisions in processes of decision-making, those affected by decisions must have equal opportunities to participate, and equal (or fair) influence over the outcomes of discourse. Clearly, these values can conflict. In practice, equal opportunity to participate is often interpreted to mean making civic forums open to anyone who wants to join. But inclusion that abstracts from social differences in this way may not produce diverse or even representative deliberating groups. By contrast, inclusion that is attentive to social differences – such as reserving seats for, or affirmatively recruiting disempowered social group members – can achieve more diverse or representative deliberating bodies, but at the cost of limiting the openness of recruitment.

In addition to legitimacy, deliberation achieves epistemic and ethical goals. Deliberation’s epistemic function refers to discourse’s capacity to encourage learning and produce opinions, preferences, and attitudes that are informed by facts, information, and the full range of relevant arguments and concerns. Conventionally, the ethical function refers to whether deliberation generates mutual respect (Mansbridge et al., 2012). We suggest that other ethical functions include promoting mutual recognition, accommodating ethno-cultural or linguistic diversity, and community-building through developing social bonds, feelings of mutual interdependence, and trust both within and across groups. As we have suggested, achieving one function may conflict with other functions in ways that are relevant for deciding how to organize a deliberative event.

Deliberative venues and forums often cannot achieve every deliberative goal simultaneously, since different functions (or different aspects of the same function) can come into conflict. This is not a problem for the overall health of the deliberative system, since different deliberative tasks are “distributed” sequentially across various component parts, which can refer to different moments in a deliberative event, or to different deliberative forums and actors across a deliberative system (Goodin, 2005). The health of the deliberative system is judged according to how well the variegated, interlocking deliberative forums and actors – informal communication networks, associations, the media, legislatures, and the courts, to name a few – achieve discourse’s various normative goals, in the aggregate (Mansbridge, 2015; Mansbridge et al., 2012). Now we will discuss how, in practice, deliberative design can impact which normative ideals are achieved and which are sacrificed in civic forums.

Download the full article from the Journal of Public Deliberation here.

About the Journal of Public Deliberation
Journal of Public DeliberationSpearheaded by the Deliberative Democracy Consortium in collaboration with the International Association of Public Participation, the principal objective of Journal of Public Deliberation (JPD) is to synthesize the research, opinion, projects, experiments and experiences of academics and practitioners in the emerging multi-disciplinary field and political movement called by some “deliberative democracy.” By doing this, we hope to help improve future research endeavors in this field and aid in the transformation of modern representative democracy into a more citizen friendly form.

Follow the Deliberative Democracy Consortium on Twitter: @delibdem

Follow the International Association of Public Participation [US] on Twitter: @IAP2USA

Resource Link: www.publicdeliberation.net/jpd/vol12/iss2/art2/