Should Higher Ed Engagement Be More Political?

We recently read a great interview on the Kettering Foundation’s blog with NCDD supporting member Timothy Shaffer. Tim contends that community engagement projects in higher education are an important civic infrastructure, but that to be more democratic, they need to be more political. We encourage you to read the interview below or find the original version here.

Real Impact: The Challenges of Community Engagement in Higher Education

kfMany communities lack the basic civic muscle necessary to form a strong community. Conflict management and decision-making skills seem far and few, and basic political knowledge about our communities and nation, many argue, seem scarce. There are many ways to talk about this problem: for example, Robert Putnam has talked about a decline in social capital, while John McKnight has problematized what he sees as an overly intense focus on individuals’ and communities’ deficits; a problem that undervalues the assets citizens bring to public life.

The Kettering Foundation has talked about these problems more broadly as “problems of democracy” that keep democracy from working as it should. For example, there are concerns over too few opportunities for young people to learn the skills required to help strengthen their communities. On this point, the Kettering Foundation has a large collection of publications (see The Civic Spectrum: How Students Become Engaged Citizens) and a strong group of scholars and practitioners concerned with just this problem (see Doing Democracy). Tim Shaffer has been actively working to address both of these areas in his professional career.

Shaffer recently left a position as director of the Center for Leadership and Engagement at Wagner College in Staten Island, New York, to pursue opportunities that are more explicitly connected to democratic and political engagement. He is currently working as educational consultant with the Andrew Goodman Foundation in support of the Vote Everywhere program. He was previously a research associate at the Kettering Foundation while finishing his doctoral dissertation from Cornell University, where he studied education, with a focus on adult and extension education. Tim holds an MA and MPA from the University of Dayton and a BA in theology from St. Bonaventure University. Previously, Tim worked at the Mount Irenaeus Franciscan Mountain Retreat. Former KF research assistant Jack Becker sat down to talk with him.

Note: When Tim Shaffer and Jack Becker sat down to talk, Shaffer was the current director of the Center for Leadership and Engagement.

Jack Becker: One of the perennial questions at Kettering is a simple one: why do people get involved in public life? You’ve been engaged in teaching and learning for democracy for quite some time now. Why do you keep coming back?

Tim Shaffer: At the heart of it is my own question that I keep coming back to: how do we live with each other? Or, how do we live well with one another and do a better job at that?

As I think about these questions, I see that my work has revolved around three major areas of thinking and acting: Cooperative Extension, the classroom, and community. A big piece of public life for me is what also keeps me coming back, and that is looking at how citizens understand and wrestle with an issue. This is especially true as it connects to these three areas of practice. For example, the Cooperative Extension Service in the 1930s and 1940s wasn’t just about solving problems, but also concerned about developing community. It wasn’t simply a technical focus on solutions, as so much problem solving has become in that context and others.

For you it sounds like this question revolves primarily around a very human dimension of why we choose to engage each other and how we go about that process. Is that right?

Yes. Wagner is part of the Kettering Foundation’s new centers project. With that, we’re beginning to wrestle, as an institution, with the question: how should we engage the community with an explicit commitment to deliberation?

I’ve gotten some pushback at Wagner from a political scientist who asks me, “Why spend time bringing people together to deliberate when we know what the problem is already?” So for example, we were talking about food insecurity around Staten Island, New York. This professor’s position is that we know what the problem is and we can find the right mix of data to solve it. “They don’t need to talk about why there isn’t food. They just want food. There need to be more groceries,” he said. His view is that we don’t need to talk about things, we just need to give people food and solve the problem.

That kind of mindset and focus on solutions can be very dismissive of the orientation to engagement that says we first need to have the community talk about this problem in their own terms. This is a fascinating situation where I am confronted and challenged to think about why I do this work and my particular approach.

Can you talk a little about your role at Wagner: What does community engagement look like for students, professors, and the college as a whole?

At Wagner College, I am situated in the Center for Leadership and Engagement. This is a college-wide center and is guided primarily by the Wagner Plan for the Practical Liberal Arts. The institution’s curriculum is based on the belief that students ideally learn by doing. Within this curriculum, students engage in experiential learning, with a good portion of that being about civic engagement. Engagement looks like a variety of things at Wagner. Since it is a small liberal arts institution, Wagner’s main focus is on student learning. So for us, engagement is primarily embodied in curricular settings supporting faculty in the First Year Program and Senior Learning Community, both elements of the Wagner Plan.

Additionally, the Center for Leadership and Engagement is home to programs that include Bonner Leaders, IMPACT Scholars Civic Network, and a collaborative effort among the Center for Leadership and Engagement, Athletics, and the Center for Academic and Career Engagement – the MOVE program. Engagement also occurs through Wagner’s Port Richmond Partnership, a commitment to support efforts within a community located on Staten Island in New York City, just a few miles away from the campus of Wagner College. The partnership focuses on areas such as educational attainment, immigrant advocacy, health and wellness, economic development, and increasingly the arts.

So when you ask about what engagement looks like, it’s primarily connected to students and faculty around course-based work. But because of the Port Richmond Partnership, engagement for the college is also supported as an institutional commitment and that can sometimes transcend narrowly focused curricular approaches.

One of the oft-cited critiques of university-based community engagement is that it too frequently compartmentalizes different aspects of engagement. How do you think Wagner is fairing in this regard?

Wagner College is recognized for its civic engagement work through the president’s Higher Education Community Service Honor Roll, and it has received the Community Engagement Classification designation from the Carnegie Foundation for the Advancement of Teaching. I note all of this because the college does have a commitment to civic engagement, but I refer to it as such because I don’t think it’s fully democratic engagement. There are a variety of reasons for this, but one of them is that it pushes the institution, semantically, into a place it doesn’t want to be.

Don’t get me wrong, I think Wagner is continually growing in its understanding of engagement with the broader community. But that engagement is first and foremost about student learning. Helping to bring about real and substantive change in the Port Richmond community, for example, is an institutional goal. Nevertheless, I think the institution, alongside most colleges and universities, has sidestepped the political dimension of civic engagement. For that reason, I wouldn’t frame what Wagner – or virtually any college or university – has done or is currently doing as “democratic” engagement. And this points to one of the problems in the broadly defined civic engagement movement: what can be expected beyond increased student opportunities and marginal improvements in communities if an institution doesn’t situate its work within a democratic or political framework?

So as I think about civic infrastructure, I think higher education still has quite a bit of work to do to move beyond an inward orientation that is primarily, and understandably, concerned about student learning, experiences, and opportunities. Even when colleges and universities think of themselves as being civically engaged, they still retain much of the infrastructure that they claim to have left behind. By and large, higher education still operates from an expert-model mentality. We bring together select groups of actors to improve communities. To really contribute to civic infrastructure, colleges and universities will need to ask fundamental questions about how they are structured and how they operate – both internally and externally.

You’ve outlined quite the range of activities centered on student learning at Wagner. In 2007, CIRCLE’s “Millennials Talk Politics: A Study of College Student Political Engagement” found that college students were more engaged than any other generation before, but that this engagement “lacks connections to formal politics.” That’s a thought-provoking finding; does it ring true in your work?

By and large I would say that college students, at least at Wagner and from my time at the University of Dayton and Cornell University, are not engaged in politics. There is a view that formal politics is corrupt and undermined by money. In that sense, formal politics is seen as a different set of issues that people are interested in. College students are more often interested in the action piece of it. For example, Port Richmond is a poorer immigrant community, and students want to take action there to improve people’s lives. They want to have an impact. The “disconnect” is that many of the systemic problems of this community have to do with government policy – with formal politics.

But we as educators, and even college students themselves, don’t really talk about this. We keep our hands off it. Underneath much of our action are big questions that do require us to engage elected officials and aspects of representative democracy. But if you’re only functioning at a local threshold, how will we solve these big problems? We need a more honest acknowledgement of the political dimension of this work across the field. If we want to provide services for the local community, that’s fine, but at the same time, if students are not actually engaging the political questions, then we are really missing out on some big questions.

Do you think students and colleges are approaching community engagement with the mindset that they are being more helpful than they really are – or than the people they purport to help believe they are?

I’m hesitant to say. There are these throwaway phrases of “we’re improving people’s lives,” or “the community benefited from that.” A lot of this work, across institutions, is still very much centered on student learning and a benefit that creates experiences for students. That’s not inherently bad for institutions that are built around students. But sometimes we can oversell the impact on communities.

The contributors to The Unheard Voices: Community Organizations and Service Learning (2009) talked about the challenges that many community members experience when they are cast as partners. There are real constraints to an institution that says, we will help you, but only during the academic year and on a Tuesday afternoon. There is a real challenge to what work we say we’re doing and the actual impact of that work. I think this is something we have to be more honest about. Students and community members need more than a “great experience.”

Jack Becker is a former Kettering Foundation research assistant. He currently works for Denver Public Schools Office of Family and Community Engagement. He can be reached at jackabecker@gmail.com. Follow him on twitter: @jackabecker

You can find the original version of this Kettering Foundation piece by visiting http://kettering.org/kfnews/real-impact.

Public Agenda Partners with WNYC Public Radio

PublicAgenda-logoWe are very excited to share that our friends at Public Agenda, an NCDD member organization, recently announced that they have formed a new partnership with WNYC, the premier public radio broadcaster in New York. The partnership is the inaugural project for PA´s new Deborah Wadsworth Fund, and will be aimed at really understanding what issues New Yorkers are thinking about:

Through focus groups and a major survey, Public Agenda and WNYC will illuminate the concerns, priorities and aspirations of local residents when it comes to the public policy issues our region faces. The research will place a special emphasis on those issues that residents most want to have a voice in and where they feel their personal input and involvement is most needed.

Findings from the research will be released in the second half of 2015 in a public report, and will inform programming on The Brian Lehrer Show and other WNYC programs. As such, we view the research not as a set of conclusions, but rather a means to spark conversations that can help the public work together with civic leaders and public officials on solutions to our most pressing challenges.

There has long been a powerful potential for collaborations between D&D organizations like PA and public media – especially public radio – and we are so pleased to see this partnership taking shape. The focus groups and survey research will only be the beginning:

The research will help Public Agenda and WNYC pull out the topics that matter most to residents, set a frame for discussion of those topics based on what residents have to say about them, and host public dialogue on them.

“This collaboration will elevate the priorities of the public in our area and promote dialogue about what they care about, rather than let partisan politics or interest groups set the agenda,” said [Public Agenda President Will] Friedman about the partnership… The results of the research will guide subsequent on-the-ground work in the New York region.

We congratulate Public Agenda and WNYC on starting this important work, and we are looking forward to hearing more about it as it moves forward and starts to produce results!

You can learn more from the original announcement about the project on Public Agenda´s blog by visiting www.publicagenda.org/blogs/new-wnyc-partnership-will-engage-new-yorkers-on-their-top-concerns.

A Note from John Gastil, NCDD 2014 Co-Emcee

Before our wonderful community starts arriving in droves for NCDD 2014, we wanted to make sure you all see a message from our  co-emcee, John Gastil. NCDD has inspired John to complete revisions on his best-selling book on democratic methods, and he’s using it to help NCDD continue our work. Read more about it below, and we’ll see in Reston this week!


Gastil BookServing as co-emcee of the NCDD conference spurred me to bring to the finish line a project three-years in the making. I’ve brought into the digital world my very first (and best selling) book, Democracy in Small Groups. And in celebration of NCDD’s conference, all royalties from the first week of sales – from Oct 14-21 – go to NCDD.

Yup, all of ‘em.

Then again, it was NCDD attendees who convinced me to make my next book cheap enough for anyone to buy, so the royalties on a $2.99 book won’t go too far. But everyone needs to buy new office supplies, so it’ll pay for somethin’.

The book’s now available in Kindle format (which can be read via a free Kindle app on phones/PCs/Macs) at http://tinyurl.com/DSG2Kindle

The new edition is expanded and revised, with a special feature built just for online reading. As much as the Internet makes possible, the references link to original sources, so you can drill down as deep as you want while you read.

Twenty one years have passed since the first edition (blackjack!), so there are more than two decades worth of new sources filling out the book’s argument. If you want to make your own groups more democratic or better understand how small groups can change our larger world, this book might help you get there.

Versions for iBooks (I hear ya, iTooners), Nook (anyone using that?), and print will be following shortly.

John Gastil

Democracy Practitioners Under the Microscope?

We are happy to share the announcement below from NCDD Sustaining Member Caroline Lee of Lafayette College, which she submitted via our great Submit-to-Blog Form. Do you have news you want to share with the NCDD network? Just click here to submit your news post for the NCDD Blog!


As I get ready to head to the NCDD conference, I wanted to share with readers of the blog about a symposium on public engagement professionals I participated in at the International Political Science Association conference in Toronto in July. Organized by Canadian and French researchers Laurence Bherer, Mario Gauthier, Alice Mazeaud, Magalie Nonjon and Louis Simard in collaboration with the Institut du Nouveau Monde, the symposium brought together international scholars of the professionalization of public participation with leading practitioners of public participation from the US, UK, and Canada like Carolyn Lukensmeyer. You can find the program schedule and more details about how to access the papers here.

Topics covered participatory methods and strategies in a variety of public and private contexts in North and South America and Europe. The organization of the symposium made use of participatory methods such as Open Space and a dialogic round table format bringing the scholars and practitioners together to comment on each others’ work. There was honest discussion at the symposium over the areas where practitioners and researchers might collaborate with and learn more from each other, and the areas where the goals and aims of researchers and practitioners may diverge. Of course, there was also acknowledgment that some researchers are also practitioners, although there seemed to be near universal rejection of the awkward term “pracademic”!

As I have found in the past, despite some tough criticisms of participation efforts and their results on the part of scholars, practitioners were extremely generous and open to debate – with Simon Burall from INVOLVE and Peter MacLeod from MASS LBP in Canada both inviting interested researchers to study their organizations, practices, and processes in-depth (grad students, take note of this amazing opportunity!). Public engagement practitioners really are willing to “walk the talk” and be engaged on the larger politics and micropractices of the field—even when some of them acknowledged that being subjects of study themselves was an odd, and sometimes uncomfortable, experience.

Despite the overview of exciting international research on participation, I left the symposium with the sense that our work thus far has just scratched the surface of what it is like to be a democracy practitioner in an era of deep inequalities. The opportunities for additional research in the field and dialogue with practitioners are expanding—and even more essential at a time when participatory practices are proliferating across the globe.

I look forward to talking with researchers and practitioners about what these changes mean for the next generation of democracy practitioners at NCDD 2014!

CM Call on Rural Brain Drain, Oct. 9th

CM_logo-200pxWe are pleased to invite NCDD members to join our partners at CommunityMatters for the next of their monthly capacity-building calls series. This month’s call is titled “Rewriting the Rural Narrative”, and it will be taking place next Thursday, October 9th from 4-5pm Eastern Time. 

This month’s call will feature the insights of Ben Winchester, research fellow, University of Minnesota Extension. CM describes the upcoming call like this:

Brain drain – the loss of 18-29 year olds – dominates the conversation about rural population change. Yet at the same time, a lesser known migration is occurring. A majority of rural counties are, in fact, experiencing “brain gains” as newcomers age 30-49 move in.

Most communities aren’t tuned in to positive migration and miss out on the opportunities that come with newcomers. Ben Winchester, Research Fellow for the University of Minnesota Extension, Center for Community Vitality, has studied the trend and has great ideas for making the most of positive migration patterns.

Join our next CommunityMatters® and Citizen’s Institute on Rural Design™ webinar to hear Ben’s research on rural migration trends and the impacts they have on social and economic opportunity. Learn how communities are responding to these trends and what can be done in your town.

Make sure to register for the call today!

As always, we encourage you to check out the CommunityMatters blog to read Caitlyn Horose’s reflections on brain drain as a way to prime your mental pump before the call. You can read the blog post below or find the original by clicking here.

Brain Drain or Brain Gain? A New Narrative for Rural America

It seems the rural story has already been told. Small towns keep getting smaller. Schools and businesses are closing their doors. Young people are packing their bags for the city.

The loss of youth following graduation, the “brain drain,” dominates how we talk about rural population change. Hollowing Out the Middle describes the emptying of small towns. Fear feeds a narrative about rural areas “dying” or becoming “ghost towns.”

It is true that most counties – rural and urban alike – lose young people following high school graduation. Yet at the same time, a less recognized migration is occurring, and has been since the 1970s. Many rural counties are experiencing “brain gains” as newcomers age 30-49 move in. This migration is keeping small towns alive and contributing to a new narrative about rural places.

What is influencing brain gain? Research on newcomers points to quality of life as a driving force. Young professionals are looking for simpler schedules, better schools, affordable housing and recreational opportunities for themselves and their families. And, they are escaping the crime, congestion and fast pace of city life.

Surprisingly, jobs aren’t a chief motive. The quality of life factors appear to trump economic factors. However, telecommuting opportunities and the prevalence of rural broadband allows people to move into rural communities and stay employed through distant employers, even when local jobs aren’t plentiful. These trends have helped to diversify the local economic base across rural America.

Newcomers may be getting a better quality of life in small towns, but what do they bring in return? Rural communities can benefit from the unique skills and ideas of new residents. Newbies contribute to civic life - they volunteer, hold leadership positions and donate to charitable organizations. They spend money and start new businesses, aiding local economic development.

Most communities do little to recognize migration patterns or capitalize on them. What can your community do to build on this positive trend?

Join Ben Winchester, research fellow for the University of Minnesota Extension, Center for Community Vitality, for an hour-long CommunityMatters® and Citizen’s Institute on Rural Design™ webinar on rural migration trends and the impacts they have on social and economic opportunity. Learn how communities are responding to these trends and what can be done in your town. Register now.

Updates from the Deliberative Democracy Consortium

DDC logoWe recently received a newsletter from NCDD supporting member Matt Leighninger of the Deliberative Democracy Consortium (DDC), and we wanted to share it with you. The DDC has been working on some important and exciting projects, and they have 3 big announcements.

First, the DDC has released a significant new white paper:

Infogagement: Citizenship and Democracy in the Age of Connection is the latest white paper from PACE (Philanthropy for Active Civic Engagement). Written by the DDC’s Matt Leighninger, the report – downloadable here - describes the innovative collision of journalism, technology, and public engagement. It is based on interviews with PACE members and many other leading thinkers, and presents the main arguments in the form of six sections, a series of charts, and a two-act play. Leighninger, Paula Ellis, and Chris Gates will discuss the report in a PACE webinar next Tuesday, September 16th – register at www.pacefunders.org/events.html.

Second, the DDC is part of hosting a new round of the wonderful Text, Talk, Act initiative, which is jointly supported by NCDD:

Monday, October 6th, will be the next big day for “Text, Talk, and Act” – a nationwide, text-enabled, face-to-face on mental health. Thousands of people have taken part in “Text, Talk, and Act,” which is a Creating Community Solutions event in the National Dialogue on Mental Health. Participating is easy: just get together with 4-5 other people on the 6th and text “START” to 89800. For more information, see www.bit.ly/texttalkact.

Lastly, Matt is releasing a great new textbook soon that is sure to be a key work for those teaching about our field’s work:

Coming soon: Matt Leighninger and Tina Nabatchi (Maxwell School, Syracuse University) are hard at work on a textbook on Public Participation in 21st Century Democracy, to be released in early 2015 by Wiley/Jossey-Bass.

We encourage you to learn more about the Deliberative Democracy Consortium and their work at www.deliberative-democracy.net.

Surprising Results in Online Commenting Study

NCDD has been part of an ongoing conversation about whether online comment sections can be spaces for dialogue and if there are methods or tools we can use to make those spaces more civil. One of our NCDD organizational members, the National Institute for Civil Discourse, recently released on a study on the topic that has some surprising, though not exactly encouraging, results. You can read NICD’s announcement about the study below or find the original here.


NICD_logo3A new study confirms that incivility is common on online news websites. Researchers at the University of Utah and the University of Arizona analyzed more than 6,400 reader comments posted to the website of The Arizona Daily Star, a major daily newspaper in Arizona. They found that more than 1 in 5 comments included some form of incivility, with name-calling the most prevalent type.

“We tracked six different kinds of incivility, but name-calling was by far and away the most common,” said Kevin Coe, a faculty member in the Department of Communications at the University of Utah and one of the study’s authors. “Many people just can’t seem to avoid the impulse to go after someone.”

The study also showed that incivility in comment sections does not fit the stereotype of a few angry individuals who spend hours at their computers flaming other commenters and making baseless claims. In fact, incivility was more common among infrequent commenters than frequent ones. Equally surprising, uncivil commenters were just as likely to use evidence in support of their claims as were civil commenters.

“The results of our study run counter to several popularly-held beliefs about incivility” said co-author Steve Rains from the Department of Communication at the University of Arizona. “In the comments we examined, incivility was pervasive and not simply the product of one or two individuals with an axe to grind.” As might be suspected, stories that focused on well-known leaders with clear positions garnered more uncivil comments. “Strong partisan recognition activates incivility,” said co-author Kate Kenski, an Associate Professor at the University of Arizona. “When articles quoted President Obama, incivility in the discussion comments rose significantly above the average found in other discussions.”

Like many other online news outlets, The Arizona Daily Star now requires commenters to log into a personal account on Facebook before they can comment on a story.

The study, published in the Journal of Communication, was funded by the National Institute for Civil Discourse, a nonpartisan center for advocacy, research, and policy housed at the University of Arizona. The Institute’s honorary co-chairs are former Presidents George H.W. Bush and Bill Clinton.

Link to the full published study: http://onlinelibrary.wiley.com/doi/10.1111/jcom.12104/abstract or http://nicd.arizona.edu/research-report/online-and-uncivil-patterns-and.

The original version of this post can be found at http://nicd.arizona.edu/news/national-institute-civil-discourse-announce-0.

New Study Finds Surprising Lack of Red-Blue Divide

We want to share the announcement on an insightful new study that we know will interest NCDD members that comes from NCDD supporting member Steven Kull of Voice of the People. VOP teamed up with the Program for Public Consultation to conduct a study on public policy opinions that has some pretty surprising results. You can learn more about the study in Steven’s announcement below or find the study by clicking here.


vop logoA new study conducted by NCDD members at Voice of the People and the Program for Public Consultation finds remarkably little difference between the views of people who live in red (Republican) districts or states, and those who live in blue (Democratic) districts or states on questions about what policies the government should pursue. The study analyzed 388 questions asking what the government should do in regard to a wide range of policy issues and found that that most people living in red districts/states disagreed with most people in blue districts/states on only four percent of the questions.

The study titled, “A Not So Divided America,” contradicts the conventional wisdom that the political gridlock between Democrats and Republicans in Congress arises from deep disagreements over policy among the general public.

The study analyzed questions from dozens of surveys from numerous sources including the National Election Studies, Pew, major media outlets, the Chicago Council on Global Affairs as well as the Program for Public Consultation. Responses were analyzed based on whether the respondents lived in red or blue districts or states.

  • On only four percent of the questions (14 out of 388) did a majority or plurality of those living in red congressional districts/states disagree with the majority or plurality in the blue districts/states.
  • For a large majority of questions – 69 percent – (266 of 388), there were no statistically significant differences between the views in the red districts/states and the blue districts/states.
  • For 23 percent, or 90 questions, there were statistically significant differences in the size of the majority or plurality, but the dominant position in both the red and blue districts/states was on the same side of the issue.
  • Thus for 92 percent of questions people in red and blue districts and states basically agreed.

The full study can be found at http://vop.org/wp-content/uploads/2014/07/Red-Blue-Report.pdf.

The report’s appendix with the survey questions analyzed can be found at http://vop.org/wp-content/uploads/2014/07/Red-Blue-Appendix.pdf.

New Issue Guide on Economy Choices from NIFI

NIF-logoWe wanted to make sure the NCDD members heard that our organizational partners at the National Issues Forums Institute have published their latest issue guide for deliberative conversations. Released earlier this month, the newest guide is called The Future of Work: How Should We Prepare for the New Economy? The guide is designed to walk participants through tough choices about what policy directions we should take in dealing with the broader national economy.

The following excerpt can help you get a better sense of the approach the guide is taking:

The nature of the work we do has changed in ways that few Americans a generation ago could have imagined, and it will undoubtedly be dramatically different in yet another generation. These changes will bring both opportunities and difficulties…

The stakes are high. Many Americans share concerns about the nation’s competitive edge, stagnant wages, and a sense that young people today will be worse off than previous generations.

We have choices to make together in shaping the future of work. Business, government, individuals, and communities all play a role in addressing this issue. This guide presents some of the options we might pursue, along with their drawbacks.

As with other NIFI issue guides, the new guide encourages forum participants to weigh three different courses of action on a controversial issue. The guide lays out the choices on dealing with the national budget in this way:

Option One: “Free to Succeed”

Give individuals and businesses the freedom they need to innovate and succeed.

Option Two: “An Equal Chance to Succeed”

Make sure all Americans have a chance to succeed in an increasingly competitive environment.

Option Three: “Choose the Future We Want”

Strategically choose to support promising industries rather than simply hoping that the changes in work and the economy will be beneficial.

For more information on the new guide or to order, visit www.nifi.org/issue_books/detail.aspx?catID=6&itemID=26071.

Looking Closer at “Mixed Results” in Civic Participation

One our ever-insightful NCDD members, Tiago Peixoto, shared a summary of some important civic participation research that shows that “mixed results” of participation efforts say more when we delineate between “tactical” or “strategic” interventions. We’ve shared Tiago’s piece from his DemocracySpot blog below, and you can find the original here.


Social Accountability: What Does the Evidence Really Say?

democracy spot logoSo what does the evidence about citizen engagement say? Particularly in the development world it is common to say that the evidence is “mixed”. It is the type of answer that, even if correct in extremely general terms, does not really help those who are actually designing and implementing citizen engagement reforms.

This is why a new (GPSA-funded) work by Jonathan Fox, “Social Accountability: What does the Evidence Really Say” is a welcome contribution for those working with open government in general and citizen engagement in particular. Rather than a paper, this work is intended as a presentation that summarizes (and disentangles) some of the issues related to citizen engagement.

Before briefly discussing it, some definitional clarification. I am equating “social accountability” with the idea of citizen engagement given Jonathan’s very definition of social accountability:

Social accountability strategies try to improve public sector performance by bolstering both citizen engagement and government responsiveness.

In short, according to this definition, social accountability is defined, broadly, as “citizen participation” followed by government responsiveness, which encompasses practices as distinct as Freedom Of Information law campaigns, participatory budgeting, and referenda.

But what is new about Jonathan’s work? A lot, but here are three points that I find particularly important, based on a very personal interpretation of his work.

First, Jonathan makes an important distinction between what he defines as “tactical” and “strategic” social accountability interventions. The first type of interventions, which could also be called “naïve” interventions, are for instance those bounded in their approach (one tool-based) and those that assume that mere access to information (or data) is enough. Conversely, strategic approaches aim to deploy multiple tools and articulate society-side efforts with governmental reforms that promote responsiveness.

This distinction is important because, when examining the impact evaluation evidence, one finds that while the evidence is indeed mixed for tactical approaches, it is much more promising for strategic approaches. A blunt lesson to take from this is that when looking at the evidence, one should avoid comparing lousy initiatives with more substantive reform processes. Otherwise, it is no wonder that “the evidence is mixed.”

Second, this work makes an important re-reading of some of the literature that has found “mixed effects”, reminding us that when it comes to citizen engagement, the devil is in the details. For instance, in a number of studies that seem to say that participation does not work, when you look closer you will not be surprised that they do not work. And many times the problem is precisely the fact that there is no participation whatsoever. False negatives, as eloquently put by Jonathan.

Third, Jonathan highlights the need to bring together the “demand” (society) and “supply” (government) sides of governance. Many accountability interventions seem to assume that it is enough to work on one side or the other, and that an invisible hand will bring them together. Unfortunately, when it comes to social accountability it seems that some degree of “interventionism” is necessary in order to bridge that gap.

Of course, there is much more in Jonathan’s work than that, and it is a must read for those interested in the subject. You can download it here [PDF].

You can find the original version of this piece on Tiago’s Democracy Spot blog at http://democracyspot.net/2014/05/13/social-accountability-what-does-the-evidence-really-say.