How we tackled “Civic Infrastructure” at NCDD 2012

I’m preparing a little presentation for our partners at CommunityMatters on how NCDD tackled the concept of civic infrastructure at our last national conference, and thought I’d write about it here on the blog to gather my thoughts.

Our convening question (kinda like a theme) for NCDD Seattle was:

How can we build a more robust civic infrastructure in our practice, our communities, and our country?

In our conference guidebook, we described our challenge to attendees this way:

NCDD 2012 Guidebook CoverOur hope is that this theme takes us to a deeper level of discourse and inspires us to begin making real progress together on one of our field’s greatest challenges.

Dialogue and deliberation are powerful communication processes that help people bridge gaps, understand and tackle complex issues, resolve conflicts, influence policy, and make better decisions. We talk a lot about our methodologies, and about how they lead to outcomes like citizen action and policy change. This year, we’re focusing in on the bigger picture of our work – how we all contribute to creating the underlying structure needed to help ensure people can come together to address their challenges effectively (which is what we mean when we use the term “civic infrastructure”). How are we each creating this infrastructure, how are we building on what each other creates, and what can we do together that we just don’t have the capacity to do on our own?

To help inspire you to think about these questions, we’re excited to be running a unique awards program in conjunction with the conference, and invite all of you to participate. The NCDD Catalyst Awards are two $10,000 awards for collaborative projects that launch our field forward in two critical areas: civic infrastructure and political bridge building. Groups will form and hone their ideas at the conference and online at CivicEvolution.org.

Since our conference brought together 400 people with different goals, interests, and levels and types of experience, we designed the conference to allow people to dig into the concept of civic infrastructure at three levels:

  1. Individual level: How might individuals develop their practices with an eye to building civic infrastructure?
  2. Community level: What might a robust civic infrastructure look like in my community?
  3. National and field level: What is happening in this realm at the leading edge of the field? Where are the breakthroughs? What are the challenges? What is the latest research? What are our next steps as a field?

DSCN0588Our opening plenary session on the first day of our three-day conference focused on FRAMING the conference’s theme and goals. I gave a rapid overview of where we’ve come as a community/field over the past 10 years (it was NCDD’s ten year anniversary after all!), and shared why I felt the conference theme was critically important — not only to the future of our field but also to the future of our society.

Attendees did some networking and introductions using the new Group Works Card Deck, and we used keypad polling (thank you, Daniel Clark and Martin Carcasson, for the keypads!) to get a sense of who’s in the room.

One of the polling questions posed by co-Emcee Susanna Haas Lyons was “This conference focuses on civic infrastructure. How comfortable do you feel with this term?” The most popular answer was “I think I know what you mean” (36%), with those who chose the option “I totally get it!” close behind with 30%. 15% were pretty sure they knew what we meant, 17% were not so sure, and 3% indicated they “had no idea” what we meant.

Our featured speaker for Day 1, Eric Liu (Founder of the Guiding Lights Network) helped orient attendees by posing questions about our capacity to help communities address their challenges, and our willingness to meet people where they are. You can watch Eric’s presentation here.

“We’re at a moment right now, where either this democracy is going to live up to its promise or it’s not — and it will to the extent that we, as a network, do our work with purpose and passion,” noted Eric.

“This is a room full of incredible super-carriers. Nodes of networks, catalysts… carriers of an incredible potential” but he cautioned the group to think in not just in terms of “D&D” (dialogue and deliberation), but also in terms of “B&G” (blood and guts). People are primal, tribal, and often motivated more by fear than hope, and suggested that for this movement to be absolutely viral and contagious, we must appeal to what’s going on in people’s guts and channel that energy into our efforts to engage people. According to Eric, concepts like dialogue, deliberation, and civic infrastructure promote a certain kind of civil, logical discourse, and we must also attend to an “infrastructure of the heart.”

After Eric’s speech, planning team members Peggy Holman and Susan Partnow led an Appreciative Inquiry exercise. Attendees were asked to think of a time “when they were part of a group, a team, or a community that was able to constructively engage with each other on a complex challenge. A time when all the critical elements came together and the group was not only able to move forward on the immediate issues, but perhaps also left a legacy in the community that enabled people to more effectively come together to approach challenges in the future (in other words, build civic infrastructure).”

Attendees shared these stories in pairs, focusing on the unique factors that led to success. They were asked to “Consider what the group’s immediate impact was on the issue at hand, AND in what ways it left a long-term legacy in the community.”

Table-group-600px-outlined

Everyone then got back into their table groups and discussed what key themes and patterns seemed to stand out from their stories. Each table jotted down key insights about “what is needed to cultivate strong civic infrastructure” on sticky notes to feed into our graphic recording wall. Our nine-person graphic recording team used that input to get started on a huge conference-wide mural on civic infrastructure.

The next day, after people had experienced a fantastic Showcase session and several workshops, we started off our plenary session on Day 2 with small group dialogue on the following topics:

  • What have we heard that’s promising or working well, and needs to be nurtured?
  • What are some recurring challenges or obstacles to building and sustaining civic infrastructure at various levels (local, regional, national, global)?
  • What could we create together to overcome these obstacles and barriers and move us forward?

NCDDSeattle-2guyssmiling-outlineThe results of this activity were quite expansive, with many dozens of sticky notes being sorted into broad categories like research, communication in the field and with others, online tools and technology for engagement, the importance of storytelling, cultural readiness for dialogue and deliberation, and more. Some common themes included:

  • the need for more funding and resources for this work
  • the appreciation for increased collaboration in the field among people with different approaches
  • the persistent gap between research and practice
  • the need to capture learnings (success stories, learning from failures / “failing forward”, learning from quick projects that react to crises)
  • hopefulness about programs that are being embedded in governance, like Oregon’s citizen initiative reviews and participatory budgeting
  • the need to recognize and utilize community champions for engagement
  • appreciation for the power of storytelling (from the plenary exercise)
  • the need for more physical and online spaces for dialogue and listening to be nurtured in communities
  • the challenge of practitioners being overworked and overwhelmed (no time to create long-term civic infrastructure)
  • inefficiency in the field, including multiple groups doing the same work from scratch rather than building on each other’s work or working together

These sticky notes were themed by a dedicated group of volunteers and then were incorporated into our graphic recording wall. At the end of this plenary, our graphic recording team leader, Timothy Corey, reported on the themes they saw emerging and how they were being interpreted graphically.

Seattle Oct 2012 276Our featured speakers on Day 2 were Pete Peterson, Executive Director of the Davenport Institute for Public Engagement and Civic Leadership at Pepperdine University (now running for Secretary of State in California), and Carolyn Lukensmeyer, founder of AmericaSpeaks and now Executive Director of the National Institute for Civil Discourse at the University of Arizona.

Pete’s presentation focused on innovations and challenges in building civic infrastructure at the state and local level, leading into Carolyn’s presentation, which focused on our field’s challenge to build national infrastructure for engagement, and what might be possible going forward.

Pete outlined what he considers to be a “quiet revolution” in local governance, and provided valuable insight into what works when talking to public officials about public engagement. He made a compelling and concerning argument that, despite the fact that deliberative public engagement is becoming more and more common among legislators, public sector officials approach the task of engaging the public from a place of fear. Without “understanding the fear — that is very well founded based on bad processes — we will not move forward.”  Watch Pete in action here.

If you don’t get that one of the real problems that public sector officials have in engaging the public, is that they’re coming from a place of fear–based very legitimately on past bad experiences with engaging the public–we’re never going to move this field forward.

Carolyn’s speech transitioned us to the national level and focused on what might constitute a national infrastructure for civil discourse. Despite many successes, deliberative public engagement in the United States remains largely episodic and sporadic. We’re a long way from institutionalizing this work so that this is how the public’s business is done, and Carolyn outlined seven infrastructure elements needed to support a healthy democracy:

  • NCDDSeattle-GRs-borderlegislative support for engagement
  • skilled human infrastructure
  • trusted organizational infrastructure
  • accessible physical space
  • technological skills and broadband infrastructure
  • a fact-based media system
  • robust civic education

The “human infrastructure” needed to support a healthy democracy is “the element we’re the furthest ahead on in the United States,” as it includes networks of facilitators and skills in democratic processes and conflict resolution. Watch Carolyn’s speech here.

Carolyn ended her speech with a challenge to our “tribe”:

Every time you do a citizen engagement effort, consciously ask yourself, “how can we add one brick to the foundation of one of these elements of infrastructure that will be there, and capable of being run by the community even if we’re not there?”  Add that to your charge to yourself, because if we don’t build the infrastructure, no matter how good the results are that we produced in that, we haven’t helped the community be capable of self-governing, democratic behavior.

Both of these speeches were top-notch and extremely informative, and are well worth watching if you weren’t able to join us at NCDD Seattle! Visit this link to peruse all the videos created at/about the conference.

Catalyst AwardsThroughout the whole conference, we were also encouraging NCDD members and attendees to hatch and organize around projects they could work on together that would achieve goals they can’t reach alone. Our Catalyst Awards project, which offered two $10,000 awards for team projects in the areas of civic infrastructure and political bridge building, was integrated into the 2012 conference in a variety of ways.

The project, essentially, was a Participatory Budgeting exercise for our community. Our members proposed projects at the conference and also at http://ncdd.civicevolution.org/, organized teams to flesh their ideas out, voted on which qualifying proposals they preferred, and ultimately selected two projects to win the awards:

NCDD2012-CatalystAwardShot

Voting was conducted after the conference so teams would have more time to organize and so all members of the NCDD community could get involved, and numerous projects were launched at the conference and presented during our plenary session on Day 3.

During that final plenary, our speakers John Gastil of Penn State University (also co-Emcee at NCDD Seattle) and Fran Korten, publisher of YES! Magazine, helped us reflect on the progress made and insights gained over the past three days. And as a group, we identified key priorities and strategies for moving forward in our individual practices, our communities, and as a community of practice.

In additional to all of these rich activities, a number of our concurrent workshops focused on issues related to strengthening civic infrastructure, including:

  • When Governments Listen: New Models for Public Engagement, Civic Infrastructure, and Slow Democracy (which covered New Hampshire’s developing statewide infrastructure for engagement)
  • The Art of Engagement: What is Journalism’s Role in a Civic Infrastructure?
  • Building Civic Infrastructure Through Local Government (sharing AmericaSpeaks’ long-term work with DC’s Mayor Williams)
  • The Oregon Citizens Initiative Review and the Institutionalization of Deliberative Democracy
  • Engaging Diverse Communities in Online Neighborhood Forums
  • One Person, One Vote – Bringing Deliberation into the Public Budgeting
  • Statewide Civic Engagement Initiatives
  • Learning from Practice:  Imagine Austin (on the 2.5-year process that engaged thousands of residents in preparing a vision and comprehensive plan for a sustainable future for Austin)
  • Supporting College Students as Key Resources for Civic Infrastructure
  • A Survey of Funders’ Innovative Civic Engagement Activities (with Grassroots Grantmakers’ Janis Foster Richardson)

One of the most insightful summaries on how we took on the theme of “strengthening civic infrastructure” came from one of our attendees, Janice Thomson. In a post on U.K.-based Involve’s blog, she shared some useful insights she gleaned at the conference about how a sustainable civic infrastructure might take shape.

See the full post for her exposition of these themes:

  1. Social capital serves as both the foundation and lubricant for a robust civic infrastructure — i.e., knowing and trusting one’s neighbours, public officials, and others with whom one must cooperate.
  2. Deliberative public engagement seems to be most sustainable when it is a process (not a project) that the community itself owns and which government officials trust.
  3. Engage politicians as politicians to support deliberative public engagement.
  4. Politicians in states with direct democracy (initiatives and referendums) appear to be more supportive of deliberative public engagement than politicians elsewhere.
  5. Citizens must stop behaving like demanding consumers and take responsibility for their decisions.
  6. Courage is needed to engage a divided public on a growing number of contentious issues.

I’ll end this overly long post with one of my favorite quotes from the conference evaluations:

“This was my first NCDD conference and the best conference I have ever attended (and I have attended so very many!). The theme, building a more robust infrastructure in our practice, communities and country, is timely and in need of continual attention and collaboration. I have wanted to attend the bi-annual NCDD conference since the first one, but my schedule didn’t permit. Now, this conference will be a priority in my life and I will do my best to schedule other important activities around it!”

Manju Lyn Bazzell, The Co-Intelligence Institute

See more conference feedback here. We hope to see you this fall at the 2014 National Conference on Dialogue & Deliberation in the DC metro area (October 17-19 in Reston, VA)!

Invitation to join the new Transpartisan Listserv

On behalf of all the founding participants, NCDD is pleased to invite you to join the new Transpartisan Listserv. Our intension for this moderated email discussion list is to provide a simple, safe communication channel where individuals and organizations that are active in this boundary-crossing work can connect and learn from each other.

The list is hosted by NCDD through a partnership of NCDD and Mediators Foundation.  The following amazing group of people are co-founding the list:

  1. Austin2008-NiceToMeetYouMark Gerzon, Tom Hast and John Steiner of Mediators Foundation
  2. Sandy Heierbacher, National Coalition for Dialogue & Deliberation (NCDD)
  3. Tom Atlee, Co-Intelligence Institute
  4. Steve Bhaerman, humorist and author
  5. Dr. Don Beck, The Spiral Dynamics Group
  6. Joan Blades and Debilyn Molineaux, Living Room Conversations
  7. Laura Chasin, Bob Stains, Dave Joseph and Mary Jacksteit, Public Conversations Project
  8. Lawry Chickering and Jim Turner, co-authors of Voice of the People: The Transpartisan Imperative in American Life
  9. Jacob Hess and Phil Neisser, co-authors of You’re Not as Crazy as I Thought (But You’re Still Wrong)
  10. Margo King, Wisdom Beyond Borders-Mediators Foundation; John Steiner’s networking partner
  11. Mark McKinnon, NoLabels.org
  12. Ravi Iyer and Matt Motyl, CivilPolitics.org
  13. Evelyn Messinger, Internews Interactive
  14. John Opdycke, IndependentVoting.org
  15. Michael Ostrolenk, transpartisan organizer and philosopher
  16. Pete Peterson, Pepperdine University’s Davenport Institute
  17. Amanda Kathryn Roman, The Citizens Campaign
  18. Michael Smith, United Americans
  19. Kim Spencer, Link TV and KCETLink
  20. Rich Tafel, The Public Squared
  21. Jeff Weissglass, Political Bridge Building Advocate

The purpose of this listserv is to introduce potential colleagues to one another, to expand our knowledge of transpartisan theory and practice, and to showcase ongoing activity in the transpartisan field.

Please consider being part of the Transpartisan List if any of the following are true:

  • You are interested in learning more, and sharing what you know, about current efforts to transcend and transform unproductive partisan politics.
  • You want to meet potential colleagues who share your concern and are working to improve research, dialogue, deliberation, collaboration, and improved decision making across party lines.
  • You want to share what you (or your organization) do in this field that you consider “transpartisan” – conversations that break out of the narrow, predictable ideological exchanges.
  • You believe this subject is vital to our country’s future and simply want to learn more about how you might get involved.

You can subscribe to the Transpartisan List by sending a blank email to transpartisan-subscribe-request@lists.thataway.org. Together, we can ask the questions that need to be asked about this challenging field, and seek the answers as a learning community.

This listserv is one of several exciting transpartisan developments that will be rolling out in the next few months thanks to the leadership of Mediators Foundation – including a strategic convening of transpartisan leaders that will take place the day before this year’s National Conference on Dialogue & Deliberation (October 16th if you’d like to mark your calendar!).

About a week from now, Mark Gerzon and others at Mediators Foundation will share some new resources that may be of interest, including:

  1. “Transpartisan:”An Evolving Definition
  2. A Map of the Transpartisan Field
  3. The Transpartisan Reading List 1.0

As Katrina vanden Heuvel wrote in her Washington Post editorial on January 27th, “The Promise of Transpartisanhip”:

“At a time of paralyzing political polarization, partisanship has naturally gotten a bad rap. But a reactionary shift toward bipartisanship — toward an anodyne centrism — isn’t the solution. Passion, deftly deployed, is actually an effective political tool with which to advance good ideas. That’s the promise of transpartisanship.”

If you decide to join us on the Transpartisan Listserv, take a moment to read over the listserv guidelines first. The list will be moderated according to this set of ground rules, in order to ensure the list remains safe, productive, civil, and focused.

The Transpartisan Listserv

The Transpartisan Listserv was launched in March 2014 by the National Coalition for Dialogue & Deliberation, Mediators Foundation, and over a dozen co-founders who are leaders in political bridge building work.

The purpose of this moderated listserv is to introduce potential colleagues to one another, to expand our knowledge of transpartisan theory and practice, and to showcase ongoing activity in the transpartisan field. Our goal is to provide a simple, safe communication channel where individuals and organizations that are active in this boundary-crossing work can connect and learn from each other.

What is transpartisanship? One perspective was published in the Washington Post on January 27, 2014. In Katrina vanden Heuvel’s editorial, she wrote: “At a time of paralyzing political polarization, partisanship has naturally gotten a bad rap. But a reactionary shift toward bipartisanship — toward an anodyne centrism — isn’t the solution. Passion, deftly deployed, is actually an effective political tool with which to advance good ideas. That’s the promise of transpartisanship.”

The Transpartisan Listserv was launched by the following co-founders:

  1. Mark Gerzon, Tom Hast and John Steiner of Mediators Foundation
  2. Sandy Heierbacher, National Coalition for Dialogue & Deliberation (NCDD)
  3. Tom Atlee, Co-Intelligence Institute
  4. Steve Bhaerman, humorist and author
  5. Dr. Don Beck, The Spiral Dynamics Group
  6. Joan Blades and Debilyn Molineaux, Living Room Conversations
  7. Laura Chasin, Bob Stains, Dave Joseph and Mary Jacksteit, Public Conversations Project
  8. Lawry Chickering and Jim Turner, co-authors of Voice of the People: The Transpartisan Imperative in American Life
  9. Jacob Hess and Phil Neisser, co-authors of You’re Not as Crazy as I Thought (But You’re Still Wrong)
  10. Margo King, Wisdom Beyond Borders-Mediators Foundation; John Steiner’s networking partner
  11. Mark McKinnon, NoLabels.org
  12. Ravi Iyer and Matt Motyl, CivilPolitics.org
  13. Evelyn Messinger, Internews Interactive
  14. John Opdycke, IndependentVoting.org
  15. Michael Ostrolenk, transpartisan organizer and philosopher
  16. Pete Peterson, Pepperdine University’s Davenport Institute
  17. Amanda Kathryn Roman, The Citizens Campaign
  18. Michael Smith, United Americans
  19. Kim Spencer, Link TV and KCETLink
  20. Rich Tafel, The Public Squared
  21. Jeff Weissglass, Political Bridge Building Advocate

You are welcome to subscribe to the Transpartisan List if any of the following are true:

  • You are interested in learning more, and sharing what you know, about current efforts to transcend and transform unproductive partisan politics.
  • You want to meet potential colleagues who share your concern and are working to improve research, dialogue, deliberation, collaboration, and improved decision making across party lines.
  • You want to share what you (or your organization) do in this field that you consider “transpartisan” – conversations that break out of the narrow, predictable ideological exchanges.
  • You believe this subject is vital to our country’s future and simply want to learn more about how you might get involved.

If some or all of these statements apply to you, join the Transpartisan List by sending a blank email to transpartisan-subscribe-request@lists.thataway.org. Together, we can ask the questions that need to be asked about this challenging field, and seek the answers as a learning community.

As you may know, NCDD-sponsored listservs are moderated and embrace ground rules that have proven effective for our lists. Please follow the following guidelines if you choose to participate.

Transpartisan Listserv Guidelines

The following guidelines will help keep the list focused, manageable, and useful for subscribers. Please read these over before posting or replying to the list. The moderator may choose not to approve messages that break one or more of these ground rules.

  • Please refrain from over-posting (once per day maximum; 3-4 posts per week max). Aim for quality over quantity.
  • Identify yourself. Include your usual email signature (i.e. your name, organization, email address, where you’re from…) when you send a message to the list. This will help us get to know each other a little better and make it easier for people to connect with you.
  • Keep your messages relevant to transpartisan work. If it is not immediately apparent that your message is relevant to transpartisan work, explain in your message why you think it is relevant.
  • Please do not use this list as a forum for debating public policy issues. If you really want to delve into a specific social or policy issue with other members of the list, feel free to contact members individually via email or social networking sites.
  • This goes without saying, but please stay civil and treat other subscribers with respect. Model good dialogue behavior and refrain from name-calling, making unwarranted assumptions about people, and making sweeping statements about individuals or groups of people without backing them up with facts and data. If you’re unclear about why someone said something or thinks/feels a certain way, ask them. (Note: the moderator reserves the right to reject or ask you to reframe posts which seem overly confrontational towards another person on the list, since we are fostering a supportive, respectful space for leaders in transpartisan work.)
  • Direct your message to the subscribers of the list. If you forward an announcement or article, please offer some context. Emails with attachments/links and no explanation of what’s in the attachment/link will not be approved.
  • If your message is directed at one individual in particular, do not send your message to the entire list. If replying to an individual, click “Reply” instead of “Reply All.”
  • Please do not fundraise or send regular digital newsletters to the list.
  • If you ask the list for advice and get a variety of good responses on and off-list, consider taking the time to compile or summarize the responses and share them with the list. We’d greatly appreciate that!

Please note that this listserv has a daily digest option. If the list becomes busy and you’d prefer to receive no more than one message a day from the list, email NCDD office manager Joy Garman at joy@ncdd.org and let her know you’d like to be switched to the daily digest for the Transpartisan List. Joy can also remove you from the list or change your email address.

Subscribe by sending a blank email to transpartisan-subscribe-request@lists.thataway.org. Once you’re subscribed, use the email address transpartisan@lists.thataway.org to send a message to the list.

Sneak peek of what we’ll cover on March 5th on Slow Democracy

Susan Clark says the idea of comparing local democracy to the Slow Food movement came to her while working in her garden. And, why not? Just as many cooks and food lovers have become more intimately involved in local food production, Susan and co-author Woden Teachout saw an opportunity to help citizens sow and grow a healthier democracy in their own towns and communities. The result was their book, Slow Democracy: Rediscovering Community, Bringing Decision Making Back Home.

Susan, an NCDD Sustaining Member, will be our guest during a free online book club on Wednesday, March 5, from 2-3 Eastern (11-12 Pacific). So sign up today!

NCDD is excited to be partnering with Chelsea Green Publishing on this event, but we’d also love to hear from you ahead of time. It’ll make for a richer conversation when we all come together, so take a look at our Q&A with Susan below, see what engages you, and offer your own experiences, insights, and questions.

Susan, what does “slow democracy” look like? What are its major characteristics?

Slow democracy weaves together three key elements of local democratic decision making:

  1. Inclusion–ensuring broad, diverse public participation
  2. Deliberation–defining problems and weighing solutions through a public process, based on sound information and respectful relationships
  3. Power–defining a clear connection between citizen participation, public decisions, and action

Did you struggle with any aspect of comparing democracy to the Slow Food movement, or could you immediately embrace the whole concept?

For a time, the Slow Food movement had an elitist reputation–local arugula and artisanal goat cheese are nice if you can afford them. But they have worked hard to overcome the myth that only rich people deserve healthy food, with slow food activists organizing across the world in low-income neighborhoods, schools and prisons. They are raising awareness that each of us can share in the responsibility–and pleasure–of nourishing ourselves. In the same way, we understand that in today’s economy, a person with three jobs doesn’t have time for democratic engagement through a lot of evening meetings.

That’s why Slow Democracy focuses so heavily on creative inclusion techniques–meeting people where they are; and on power–making sure that participation is worth citizens’ precious time.

Which of your ideas might prove the most challenging for members of the D&D community?

Power is hard to talk about, and can have distasteful connotations (“power corrupts”). Many people claim they want nothing to do with it. It can be an especially troubling concept for women. Power is, perhaps, less in the forefront in a dialogue than it is in deliberative decision making. But of course, power is critical to be aware of in both dialogue and deliberation. Power might be camouflaged by terms like “influence,” “impact,” “authority,” or “control,” but whatever you call it, it is worth careful exploration.

What are the greatest obstacles facing the Slow Democracy movement?

Paradigms left over from the Industrial Revolution. For instance, that speed and efficiency are all-powerful. And that change is made from the top down… It’s interesting: On the right, the Tea Party hates big government. And the activists on the left, for instance the Occupy movement, despise big corporations. Slow Democracy worries about “big” in general. We argue that centralization and privatization are both enemies of local democracy. And the only way past them is by coming together.

What gives you hope about democracy today?

“Emergence” is the term used by systems thinkers to describe the exciting phenomenon of many local collaborations producing global patterns. In the same way that schools of fish or flocks of starlings move in sync without a leader, we’re seeing small movements adding up to meta-level patterns, fueling and informing each other like a wiki. What I loved best about writing Slow Democracy was hearing so many stories about communities putting aside worn-out labels, identifying common values, and making inspiring positive change. Getting past our old paradigms offers very hopeful possibilities.


What do you think of Susan’s book, or of her responses to our mini-interview (conducted by our board member Marla Crockett, by the way!)? What questions do you want to ask Susan on March 5th?

Learning from Chicago’s PB Challenges

Participatory budgeting (“PB” for short) is an innovative form of empowered public engagement that has started proliferating in parts of Chicago, New York and California due to the leadership and hard work of one of our organizational members, the Participatory Budgeting Project.

PB is a process through which ordinary residents decide how to allocate government funds. Residents identify possible projects that could be funded, research them and develop them further, and then decide through a popular vote how to allocate the funds.

Initially developed in Brazil in the late ’80s, PB is finally picking up steam in the U.S. As part of its Second Open Government National Action Plan, the White House singled out PB as a promising practice in public participation, and has committed to work with key partners to increase awareness about PB and to support communities that are interested in launching PB processes.

PB has enjoyed a lot of success and recognition over the past few years, but the process has also faced some interesting challenges that those in our field should be aware of.  A recent article in the Hyde Park Herald tells the story of how one Chicago ward’s PB process ran into such challenges, and unfortunately was discontinued.

As a group committed to the growth of public engagement in meaningful decisions about our communities, we want to see PB and other public engagement processes continue to expand and thrive. But while it was disappointing news to hear, we believe Chicago’s 5th Ward provides a case study from which we can draw a few key lessons. One of the first challenges to the 5th Ward’s process is presented at the beginning of the article:

Hyde Parkers met Ald. Leslie Hairston’s decision not to continue the 5th Ward’s participatory budgeting (PB) program this year with a mixed reaction.

The 5th Ward’s experiment with PB — a political process born in Brazil in the late ’80s, in which constituents decide how their district’s money is spent — was the first on the South Side. A series of meetings took place beginning in 2012 and culminated with a public vote last May on how to spend $1 million of the 5th Ward’s discretionary funds.

Although Hairston said the program will be assessed next year, she said earlier this month that it was discontinued on the heels of a monthly ward meeting last October, where some participants described the process as cumbersome.

“They said it was very time consuming, a lot of meetings, and that they thought the neighborhood groups that they had were active enough to do it without having all of the expenses that were associated with it,” Hairston said.

We added the emphasis to the last sentence because this is an important idea for us to retain: like many engagement processes, PB is a lot of work for the sponsors, organizers, and citizens involved, and they can be more successful if they tap into already-existing community organizations to help get that work done.

Maybe it’s obvious to some of us, but PB needs buy-in from many parts of a given community, and a commitment to share the work load or the costs is one of the most genuine kinds of buy-in we can get.

The decisions about which existing community organizations to involve need to be made on a case-by-case basis, but in general, we should be looking to engage such groups as early as possible about actively contributing to a PB process, and even creating plans for outreach to these kinds of groups before we get started. Substantial participation from established groups will strengthen the process and signal its credibility to local residents.

The second insight we are taking away is similarly straightforward: low turnout can kill the PB process.

A news brief dated May 8, entitled “5th Ward Participatory Budgeting Process Wins High Marks,” framed voter turnout as historic despite the fact that just over 100 people voted… But last year’s process won’t be repeated this year, because of a low voter turnout and financial cost that led Hairston to question its effectiveness…

Hyde Parkers’ reactions to the program’s end ranged from understanding to disappointment — to both. “The turnout of approximately 100 was extremely disappointing,” said Roger Huff, a co-chair on the 5th Ward’s participatory budgeting leadership committee… “I don’t really blame Alderman Hairston for what she decided to do, because when it came time to vote, the community didn’t show up.”

Clearly, numbers matter in PB. In many public participation projects, turning out large numbers of people is important, and finding effective practices for doing that is a perennial issue in our field. But a key part of what we think is important here is that sustaining those numbers matters more.

Long-term community participation and buy-in is what makes PB work, and without a plan to cultivate and continue to engage a broad base of participants, the process can start to unravel. In addition to focusing on turnout from our communities, the 5th Ward’s case also highlights the fact that we may also need to pay attention to turnout in neighboring communities.

Chicago’s 5th Ward is not the only area of town where PB has caught on:

…the [5th] ward’s approximately 100 voters were dwarfed by more than 500 in the 46th Ward and around 1,400 in the 49th Ward, where PB was also available.

In some respects, this dynamic of the 5th Ward’s story suggests that it may be possible to become victims of our own success – if PB participants from one area of town see that the participation from their neighbors in other communities is dwarfing their own, it may impact the morale of the group and, ultimately, participation levels.

We aren’t pretending to know the solution to this issue, and maybe this wasn’t actually a factor in the 5th Ward’s situation. But it strikes us as a consideration that could end up bearing fruit if it is creatively accounted for. (If you have a creative suggestion on this front, please let us know in the comments section!) Another piece of the article brings us to one of our last takeaways from the 5th Ward’s experience: flexibility with the way money can be spent is key.

Although he applauds Hairston for her decision to open up the budgeting process to others, [Hyde Parker Alon Friedman] says certain changes could have been made — such as starting the process earlier — or using part of the $1.3 million in discretionary funding on related costs.

This is currently impossible, however, according to project coordinator [and NCDD member] Maria Hadden, of the New York City-based Participatory Budgeting Project, a nonprofit which has worked as a project lead for Chicago’s wards and similar processes nationwide.

She says Chicago wards’ discretionary funds can only be spent on fixed assets, not services. “The menu money is bond money, and it cannot be used for anything other than infrastructure,” Hadden said.

This kind of problem – older laws on the books undercutting newer attempts at public engagement – is hugely frustrating for our field in general, and it’s why NCDD supports the recommendations of the Making Public Participation Legal report around revising our legal statutes to remove barriers to effective public engagement processes. (Learn more about the report and our involvement here.)

It seems clear that the Chicago PB processes only being allowed to spend money on projects that are legally considered “infrastructure” limits the participants’ creativity and the possibilities for how PB money can be spent – something that can hurt morale and possibly thwart a community’s willingness to engage in such an involved process altogether. Altering the laws the govern such decisions may or may not be a simple thing to do, but as in many situations like this, it could unlock a lot of the potential for the kind of transformative change that real public engagement can bring.

The last thing we are taking away from this article – mentioned multiple times in the article – is advice that we all sometimes have trouble following: start early.

“We should reconsider and maybe try it again next year, much, much earlier,” he added, perhaps in the summer. “I think that if we do that we have a good chance to succeed and get many more people in voting for the projects.”

“The early bird gets the worm,” as they say, and though it’s an annoying cliche, it remains true: the more time we have to plan and generate buy-in, the more effective our engagement processes will be. Our project schedules are constantly pushed and pulled by funding limitations, busy schedules, and lots of variables we often can’t control, but as much as we can, we should always be trying to get working as early as possible.

So while it is disappointing to see the 5th Ward’s PB process discontinued, we think it is a good learning opportunity for the rest of us that could make our efforts stronger in the end. But we also remain optimistic that PB can make a comeback in the 5th Ward eventually, and that it could come back stronger than ever.

We wish everyone involved the best of luck, and we’ll definitely be keeping an eye on Chicago’s public engagement processes as it continues to pioneer new practices and provide new lessons.

You can find and read the original Hyde Park Herald article here: www.hpherald.com/2014/01/15/low-turnout-blamed-for-participatory-budgeting-ending. Also see NCDD supporting member Janice Thomson‘s insightful blog post on how and why Occupy Roger’s Park members have protested PB in Chicago.

Messaging, Short and Sweet: Can you help us gather examples of effective communication in dialogue and deliberation?

At the 2012 NCDD Seattle conference a small group of us started a quest. We shared a desire to see dialogue and deliberation (D & D) become more widely understood, experienced, and available. But, we also knew that when many people hear words like “dialogue,” they envision scenes from political talk shows, “open mic” style municipal meetings, or dogmatic speeches from family, friends, and colleagues. The rich possibilities for successful engagement do not seem widely understood.

What to do? We decided to create a collection of specific, concrete examples of messages that practitioners have effectively used to help the general public or elected officials understand concepts related to D & D. Then, we’ll share the collection with you.

Can you help us? Can you provide specific examples of messages that have worked well for you?

Types of messages can include:

  • metaphors
  • brief anecdotes
  • evocative language
  • images
  • video clips
  • mini-experiences for potential participants
  • others

Please add your examples to the Comments section by clicking “Add Comments” above.

We look forward to working on this challenge from a variety of different angles, here, at the NCDD Listserv, and on Facebook. As we gather examples, we’ll post new queries to help flesh out the collection, and we’ll add some concrete memory ticklers to bring out treasures you may have forgotten.

Once we’ve gathered examples, we’ll organize them in a way we hope makes it easy for you to find what you need when you face a communication challenge. We’ll share the collection in as a document available among the free resources at the NCDD site.

We look forward to working with you on this project!

We are:

Myles Alexander, Project Coordinator at Kansas State University
Laura Chasin, Founder and Board Member at The Public Conversations Project
Kim Crowley, Principal Consultant at Training & Development Support

With help from:

Lisa Pytlik Zillig, Research Specialist at the University of Nebraska Public Policy Center
Nancy Glock-Grueneich, Faculty at Shandong Youth Univ. of Political Science
Sandy Heierbacher, Director, NCDD

NCDD’s 2013 Year-in-Numbers

2013 was a banner year for NCDD, and we’ve already summarized our activities, collaborative projects, and new developments in our Year-in-Review post. Please help us increase NCDD’s reach (and celebrate 2013!) by sharing this infographic with all those you think need to know there’s an amazing community of innovators in public engagement and group process work they can tap into or join in with.

2013_NCDD_Infographic

Andy has created 3 versions of this infographic for NCDD members to use or share:

  • A .png image, which is great for including in blog posts
  • A web-friendly PDF, which is great for emailing to colleagues and displays larger than the .png online
  • A print-quality PDF, which fits nicely on an 8.5 x 11 piece of paper

You can also just use the share buttons below to share this post with your networks.

Please email me at sandy@ncdd.org or Andy (NCDD’s Creative Director) at andy@ncdd.org if you have questions or need help sharing the infographic.

Sad news to share from AmericaSpeaks

AmericaSpeaks’ executive director, Steve Brigham, added a heartbreaking announcement to the organization’s website this afternoon.

AMERICASPEAKS – IN HONOR OF OUR 19 YEAR LEGACY

AmericaSpeaks has an unparalleled record of organizing more than 100 major citizen deliberations in all 50 states.  Because of this remarkable history that we’ve had, it makes me very sad to share today that after 19 years of working as an independent, national, nonprofit organization–sustained exclusively by grants and contracts–AmericaSpeaks will close its doors today.

AmericaSpeaks has operated without an endowment or a large institutional home and has always been able to raise funds, conduct projects, and sustain our infrastructure, even during some challenging times.  Unfortunately, we have experienced a series of annual deficits due to a dramatic contraction in grant and contract revenue during the Great Recession. These circumstances ultimately forced us to make a very difficult decision to close our doors and cease operations.

Notably, one of AmericaSpeaks’ final projects as a 501(c)3 has been its contribution to a national deliberation on mental health this year that has been a collaboration with the National Institute for Civil Discourse, the National Issues Forums, Everyday Democracy, the National Coalition for Dialogue and Deliberation, and the Substance Abuse and Mental Health Services Administration. This has been a watershed moment of cooperation and growth for the field of public deliberation….

Read the rest of the post at http://americaspeaks.org/blog/americaspeaks-%E2%80%93-in-honor-of-our-19-year-legacy/ — and definitely take some time to look over the legacy document they’ve created at https://dl.dropboxusercontent.com/u/6405436/AmericaSpeaks_Legacy.pdf

I spoke to Carolyn Lukensmeyer yesterday (founder of AmericaSpeaks), and she emphasized that though the 501c3 business model is dissolving, a core group of AmericaSpeaks senior associates plan to keep the brand, the 21st Century Town Meeting model, and the network alive and accessible.  The associates (along with the AmericaSpeaks facilitator network) do have the capacity to deliver 21st Century Town Meetings when needed, and are working on developing the structures and securing an institutional home needed to make that work.

Those of you who have worked with AmericaSpeaks or served as table facilitators (many of us – including me!) are encouraged to email your written memories or photos to americaspeakslegacy@gmail.com . Your email’s body and attachments will be directly posted without edits to http://americaspeakslegacy.tumblr.com — where there’s already quite the collection of remembrances being shared.

AmericaSpeaks has been a key trailblazer in public engagement for the past two decades.  They’ve provided valuable leadership in deliberative democracy in many ways, serving as a thought leader in the field, a facilitator of many collaborative efforts over the years, a leader in the use of technology to enable participatory methods to scale up, and so much more.

They were one of NCDD’s 50 founding organizational members, helped us plan the first National Conference on Dialogue & Deliberation in 2002, and have sponsored our conferences and contributed to our work in many, many ways over the years.  I want to thank Carolyn Lukensmeyer, Steve Brigham, Daniel Clark, and all of the AmericaSpeaks associates, facilitators, and former staff members we’ve had the pleasure and privilege of working with over the years.  I know we’ll continue to work together despite this transition.

Community Rhythms: Five Stages of Community Life

Communities have rhythms to them that we must come to understand so that our approaches, programs and initiatives — and the building of public capital — work with those rhythms, take advantage of them, even accelerate them. This 1999 report from the Harwood Institute describes five stages of community life: The Waiting Place, Impasse, Catalytic, Growth, and Sustain and Renew.

CommunityRhythmsImageAccording to the Harwood Institute, while a community can accelerate its movement through the Stages of Community Life, it cannot violate, or simply pass over, the hard work that needs to be done in each stage. For as Five Stages of Community Life reveals, each stage has its own purpose; indeed, within each stage, different approaches must be taken to grow a community.

For example, Growth strategies for the most part will not work for a community in Impasse. Why? Because the community simply does not have the kind of support — structures, relationships, networks, norms, sense of purpose, in short the level of public capital — required to undertake and sustain such strategies.

Written for the Charles Stewart Mott Foundation, the Community Rhythms report helps you understand what stage your community is in, so you can choose actions that will best fit current conditions.

The Harwood Group’s work in communities reveals that there are stages of a community’s life and that each stage has deep implications for understanding your community and what it means for moving forward. These stages echo the development of all living things, such as a person or a plant or an ecosystem. Only if you know and understand the stage in which your community rests, will you be better able to figure out what kinds of approaches, strategies and timing best fit for seeking to move your community forward.

Each stage brings its own set of challenges and opportunities. The problem in many communities is that too often we do not think about stages of community life, or are even aware of them, much less approach them strategically in terms of what they mean for our actions.

Harwood’s Stages of Community Life emerges from over a decade of research and on-the-ground initiatives throughout the U.S.

Download the report: http://ncdd.org/rc/wp-content/uploads/Harwood-CommunityRhythmsReport.pdf

More about the Harwood Institute: www.theharwoodinstitute.org