bottom-up struggles against corruption: a frontier of democracy

(En route to Storrs, CT) Corruption is no minor issue, nor is it mainly a concern for fastidious bourgeois reformers in rich countries. Consider, just for instance, that one quarter of India’s teachers are missing from school on any given day but are still being paid. Few investments in the world benefit human beings more than educating Indian children, yet a quarter of the available teacher/time is being lost because of that one form of corruption–not to mention  bribery in school construction, college admissions, and hiring, from primary schools to graduate programs.

In countries like Ukraine, which I visited briefly this summer, corruption is a primary obstacle not only to economic development but also to fairness, good government, and reconciliation. And here in the United States, perfectly legal transactions–ones that politicians even brag about, such as collecting private money for judicial elections–easily meet my definition of “corrupt.”

It seems surprisingly hard to find trends in levels of corruption over time, so that we would be able to see which anti-corruption strategies are effective. Experimental programs are often evaluated, but even when they work, they are typically too small to make a difference at the scale of a nation. It is not clear that a true victory over corruption would come from assembling lots of specific programs, such as websites that disclose government contracts or increased pay for bureaucrats. By the way, a major reason for the lack of trendlines is the difficulty of measuring corruption even at a given moment–in part because corrupt acts are typically secret.

I start with the assumption that there are two basic categories of human problems: sometimes we want or value the wrong things; and sometimes, even though we want good things, we can’t get them because of the ways we interact. Corruption may involve both  categories.

Corruption is a problem of what we want or value to the extent that people do not distinguish properly between legitimate transactions and illegitimate ones, or between public and private interests. Following Zephyr Teachout, I think that the US Supreme Court’s decisions regarding lobbying reveal the degeneration of fundamental republican virtues in this country. In 1870, confronted with a situation involving a paid lobbyist for an economic interest, the Court assumed that his job must be “steeped in corruption” and “infamous” and proposed that if such “instances were numerous, open, and tolerated, they would be regarded as measuring the decay of the public morals and the degeneracy of the times.” The Court voided the lobbyist’s contract. By Citizens United v. FEC (2010), the Court was no longer able to detect any difference between a citizen speaking up in a republic and a donor pursuing an economic interest for money.

On the other hand, it has been possible to forge such distinctions. In 1621, Sir Francis Bacon was impeached for acts that had been widespread and unchallenged a few years earlier. Elizabethan judges had openly accepted payments from litigants, and ambassadors had received huge cash gifts from the monarchs of their host countries. Bacon was made a scapegoat and brought down by his political enemies. But it was also true that a new concept of public offices and of public versus private goods was emerging, and it ultimately served Britain well. That is an example of a positive shift in values.

More generally, corruption is a failure to value the commons: that which we own collectively or which is not owned at all. The commons is not an idea for leftists alone, for even radical libertarians view the government and the law as public property and the atmosphere and oceans as un-owned. Attitudes toward the commons vary, and I suspect that a valuable way to reduce corruption is to raise people’s sense of concern for the various commons around them.

But corruption also exemplifies a collective-action problem. If everyone else is paying bribes, you won’t make the system any better by refraining, but you may hurt yourself (or your children, or your employees). So even when everyone thinks that bribery is bad and the commons is precious, almost everyone may still pay bribes.

One type of solution to collective action problems is an external monitor/enforcer that protects the common interest. Singapore has “gone from being one of the more corrupt countries on the planet to one of the least.” Its success depends upon an authoritarian state that happens to be genuinely opposed to financial corruption. I wouldn’t want to generalize the Singapore example, for two reasons: an authoritarian solution denies people the right to govern themselves, and benign authoritarians are strikingly scarce. Most dictators who jail or shoot people for taking bribes are perfectly happy to accept bribes themselves. In fact, by investigating corruption, a state learns who is corrupt and can use selective prosecution or the threat of it to extract additional benefits. That temptation dooms almost all top-down solutions.

A different type of response to collective action problems is a movement from the bottom up. For instance, people can make mutual pledges not to give bribes and can hold each other accountable. They can also vote en masse for anti-corruption candidates. I am convinced that making government information transparent is valuable just to the degree that people organize themselves to use the data effectively and constructively; on its own, transparency accomplishes nothing.

Bottom-up efforts are difficult: it is always easy to cheat, to lose momentum, or to encounter disabling divisions within a popular movement. But I think that if popular movements are worth anything in the 21st century, they must take on corruption. And unless corruption is addressed from the bottom-up, it will continue to block social justice around the world.

The House of Atreus: A Play

Agamemnon is like: I can’t believe we’re still stuck in this place. I am totally tired of waiting around for wind. I’m going to sacrifice my youngest kid to Artemis. Tell her it’s her wedding, she can marry that musclehead Achilles.

Cassandra to Iphigenia: Um, I wouldn’t go to your dad’s if I were you.

Agamemnon is all set to slaughter Iphigenia. But Artemis is like: JK, you can kill this deer instead and I’ll teleport Iphigenia to hang with the Taurians for a while. Just don’t tell anyone.

Electra: Orestes, did you hear what Dad did? He killed Iphigenia and now he’s like blatantly hooking up with Cassandra, who’s the most annoying prophetess ever and like half his age. Mom is having a fit!

Orestes is like: Dad, WTF? You sacrificed Iphigenia just so you could go on a trip?

Enter Clytemnestra, who is is like: Kids, chill, I’ll take care of it. Agamemnon, honey, come inside and take a bath. Your girlfriend can wait here.

Cassandra to Agamemnon: I wouldn’t go in there if I were you.

Clytemnestra to Agamemnon: Here we go, get in the tub. [Stab, stab, stab.]

Cassandra is like: I told him. This family never pays attention to me.

Orestes is like: OMG, what am I going to do? If I don’t revenge Dad, the whole entire House of Atreus will look, like, totally lame. But you’re not supposed to like kill your own mother, are you?

Electra is like: Um, Iphigenia was stupid anyway? I totally would have sacrificed her to Artemis if I’d been in Dad’s situation. Mom overreacted as usual. I hate her. [Exits, slouching.]

[Orestes slays Clytemnestra.]

Chorus of Boeotian Fisherwives: OMG! OMG! Life totally sucks for these guys!

[The trial of Orestes]

Bailiff: In the case of People v. Orestes Son of Agamemnon Son of Atreus, the defense has rested. Jury, how find you?

Furies: Guilty! Let us hound him to hell!

Various respectable Athenians: On account of the defendant’s dysfunctional home environment, we recommend counseling in lieu of human sacrifice and damnation.

Athena: The jury is split 50/50. Let the defendant go.

Furies: We’ll hound him anyway!

[Iphigenia in Tauris]

Iphigenia is like: I am so glad I don’t have to live in stupid old Greece anymore. Dad was so typical–ready to kill me just to go sailing. I can’t understand a word these barbarians say but they are so cool. If any Greeks show up, I’ll sacrifice them!

[Enter Orestes and Pylades, in chains, pursued by Furies.]

Iphigenia is like: Look, here come two Greek dorks now! Get them ready for the sacrifice. I am like totally up for cutting those two dudes’ throats.

Orestes is like: Um, Iphigenia? I’m, like, your long-lost brother?

Iphigenia is like: Oh yeah, look at you. What was I thinking–sacrificing you guys, hahaha. Let’s all escape from this place. Your boyfriend can come, too. I am totally ready to go home to Greece.

[Orestes rules justly for many years and then goes to hell with the Furies like everyone else.]

creative options for the next House Speaker

Turmoil in the US House has provoked a remarkable variety of creative proposals, which I’ll list in descending order of likelihood. In reviewing this list, keep in mind that the Speaker is elected by the entire House and need not be a US representative. The links are to articles making the case for these various scenarios.

John Boehner: Whether he wants to or not, the current Speaker could stay on as the Speaker. He is the only person in the world who does not have to win an election; he would just announce that he is staying on. He might be prevailed upon to do so if the alternative is a disaster. Or–conceivably–this was the outcome he foresaw all along.

Paul Ryan: The Wisconsin Rep. has broad support across the GOP caucus, so they might decide to vote for him unanimously and make him the Speaker. The main obstacle seems to be that he is steadfastly against running.  (“Was the crown offered him thrice?” / “Ay, marry, was’t, and he put it by thrice, every / time gentler than other, and at every putting-by / mine honest neighbours shouted.” … But look what happened to Caesar.)

Reps. Daniel Webster (sic) or Jason Chaffetz. They are running. But they don’t seem to have enough support in the GOP caucus to win, unless the Republicans face a protracted struggle and decide they’d just better pick someone who is seeking the seat.

Mitt Romney: The House GOP could select him if they wanted to (and if he accepted). Ezra Klein notes that they almost all endorsed him for president, so maybe he could unify their caucus. And they would get a prominent, effective leader from Capitol Hill.

“Colin Powell”: I use this name as an example of someone who might fit the following profile: popular and respected, with at least some GOP credibility and yet appeal to some Democrats. In the latest US poll of most admired humans, Powell gets zero percent, but so does everyone except a small group of people who are either disqualified (Pope Francis, Vladimir Putin, the current POTUS) or politically unacceptable to the House (Bill Clinton, George W. Bush). In any case, the scenario is that the House GOP decides they can look good by picking a popular figure and they replace the defectors on their side by drawing in quite a few Democrats who feel they’d be better off under Speaker Powell than under a House GOP leader. In fact, this idea could come from the Democratic side. (Speaker Buffett?)

Nancy Pelosi: She could get all the Democrats to support her, and if 29 moderate Republicans decided to join them, she would be elected. But those moderate Republicans stand far from Pelosi on the issues and would pay a price politically for supporting a Democrat. Moreover, if she compromised too much to get the 29 Republican votes, she could lose some Democrats or just decide herself that it wasn’t worth the candle.

See also why can’t a centrist coalition form in the US House? (Sept. 2013)

the big divisions of academic work

I constantly see evidence that people are confused about phrases like “the liberal arts,” the “arts & sciences,” and “the humanities.”  Although some of my definitions may be controversial, I thought a lexicon might be helpful:

The liberal arts encompass the natural sciences, the social sciences, and the humanities. These disciplines are meant to be valuable irrespective of their utility as preparation for careers. The root meaning is that they are appropriate for a gentleman or -lady. In the middle ages, it was common to list seven liberal arts, often the following: music (which was really music theory), arithmetic, geometry, astronomy, grammar, logic, and rhetoric. The last three were about language, whereas the first four were about nature. Philosophy and theology were sometimes substituted or added to the list, and philosophy has subsequently given rise to a range of liberal arts, from anthropology to zoology.

The phrase arts & sciences seems to be synonymous with liberal arts but avoids the modern implication that the “arts” exclude the sciences.

The humanities involve the interpretation of human culture. Interpretation generally takes the form of insightful description, whether organized over time (as narrative) or across space, but the humanities also encompass theorizing about human culture and applying such theories. By this definition, the humanities encompass the study of literature, music, and the arts. They also include portions of history (cultural history and historical narrative), anthropology (qualitative cultural anthropology/ethnography), political science (normative political theory), and philosophy (history of philosophy and some approaches to ethics and political philosophy). Many would disagree, but I believe that the rigorous moral assessment of human phenomena is intrinsic to the humanities, whereas science claims to separate facts from values.

The social sciences investigate the human world in ways analogous to the natural sciences, meaning that they generally seek to classify, model, and/or explain human phenomena. So a historian who tells the story of Boston’s development is a humanist, but a historian who tries to model the causes of urban growth is a social scientist. The social sciences can be primarily qualitative, quantitative, or theoretical. The line between the humanities and social sciences cuts through departments; the criterion is whether the research is analogous to natural science.

The behavioral sciences do not seem to me sharply distinguishable from the social sciences, but they put human mental states (such as choices and responses) at the center, as opposed to social systems and processes. They tend to employ the elaborate toolkit of empirical psychology rather than other methods.

The arts (in the context of a university) involve the actual production of cultural products, from ceramics and paintings to dance performances and music.

The natural sciences investigate nature, sometimes including human beings as natural species. They thus encompass not only mathematics, physics, chemistry, biology, and their offshoots but also some forms psychology, anthropology, and philosophy.

Engineering, computer science and related fields do not investigate nature but rather aim to change nature through deliberate interventions.

The professional disciplines aim to understand and teach the techniques, ethics, and underlying principles applicable to particular socially constructed professions, ranging from those that are strictly licensed (e.g., medicine and law) to those that are more loosely and informally defined (business, journalism).

3010 blog posts

I just realized that this blog recently inched past 3,000 posts. Today’s post is the 3011th since I began in January 2003. For more than 10 years, I posted absolutely every work day. Of late I’ve begun missing one now and then, and I’m OK with that. But the 3,000-post mark seems worth noting.

Bernie Sanders runs on the 1948 Democratic Party Platform

One gap between liberals and conservatives is their sense of the direction the country has recently taken. Each side perceives a nation that has abandoned valuable principles that were prevalent in the past. Sometimes, both sides’ perceptions are exaggerated. For instance, gross government spending has neither soared as a result of Obama and other recent spendthrift lefties, nor has it plummeted due to neoliberal budget-cutters. It looks fairly similar from decade to decade. (The upper trend includes entitlements and interest payments; the lower is limited to direct government spending.)

But there is an important way in which the progressives’ perception is valid. Ideas that are now embraced mainly by Occupy protesters and the Sanders campaign were once so mainstream that they provided the basic planks of the 1948 Democratic Party Platform. I quote from that document (italics added):

  • We shall enact comprehensive housing legislation, including provisions for slum clearance and low-rent housing projects initiated by local agencies. This nation is shamed by the failure of the Republican 80th Congress to pass the vitally needed general housing legislation as recommended by the President. Adequate housing will end the need for rent control. Until then, it must be continued.
  • We advocate such legislation as is desirable to establish a just body of rules to assure free and effective collective bargaining, to determine, in the public interest, the rights of employees and employers, to reduce to a minimum their conflict of interests, and to enable unions to keep their membership free from communistic influences.
  • We favor the extension of the coverage of the Fair Labor Standards Act as recommended by President Truman, and the adoption of a minimum wage of at least 75 cents an hour [$7.42 in 2015 dollars] in place of the present obsolete and inadequate minimum of 40 cents an hour.
  • We favor the extension of the Social Security program established under Democratic leadership, to provide additional protection against the hazards of old age, disability, disease or death. We believe that this program should include: Increases in old-age and survivors’ insurance benefits by at least 50 percent, and reduction of the eligibility age for women from 65 to 60 years; extension of old-age and survivors’ and unemployment insurance to all workers not now covered; insurance against loss of earnings on account of illness or disability; improved public assistance for the needy.
  • We favor the enactment of a national health program far [sic] expanded medical research, medical education, and hospitals and clinics.
  • We will continue our efforts to expand maternal care, improve the health of the nation’s children, and reduce juvenile delinquency.
  • We approve the purposes of the Mental Health Act and we favor such appropriations as may be necessary to make it effective.
  • We advocate federal aid for education administered by and under the control of the states. We vigorously support the authorization, which was so shockingly ignored by the Republican 80th Congress, for the appropriation of $300 million [almost $3 billion today] as a beginning of Federal aid to the states to assist them in meeting the present educational needs. We insist upon the right of every American child to obtain a good education.
  • We pledge an intensive enforcement of the antitrust laws, with adequate appropriations. … We advocate the strengthening of existing antitrust laws by closing the gaps which experience has shown have been used to promote concentration of economic power.
  • We support the right of free enterprise and the right of all persons to work together in co-operatives and other democratic associations for the purpose of carrying out any proper business operations free from any arbitrary and discriminatory restrictions.
  • The Democratic Party commits itself to continuing its efforts to eradicate all racial, religious and economic discrimination. … We again state our belief that racial and religious minorities must have the right to live, the right to work, the right to vote, the full and equal protection of the laws, on a basis of equality with all citizens as guaranteed by the Constitution.
  • We recommend to Congress the submission of a constitutional amendment on equal rights for women.

To be fair, the platform also diverges in some respects from contemporary progressive thinking. The environmental policies are mostly about supporting big projects that will extract more power and natural resources from public lands. That was Midcentury Modern progressivism, which lost its appeal in the 1960s. The platform is very positive about the Farm Bill, which may still receive Democratic Party support today but is unpopular among progressive activists. And the platform calls for tax cuts, albeit focused on lower-income Americans and as a response to post-War defense cuts.

Overall, the 1948 Platform seems left of the contemporary Democratic Party. It is, however, true that some important proposals of the 1948 platform were enacted by 1972, and today’s mainstream Democrats tend to want to protect those policies. In that sense, the mainstream Democratic Party is arguably the most conservative force in the country today (and I mean that respectfully). Its goal is to preserve what was constructed from 1932-1968. Meanwhile, Senator Sanders can be pretty accurately described as someone who wants to check the unchecked boxes on Harry Truman’s 1948 to-do list.

See also: Wyoming has moved right, the country has not moved leftEdmund Burke would vote Democratic; and the left has become Burkean.

on philosophy as a way of life

(San Antonio, TX) Here I briefly introduce schools of thought–Indian and European–that have combined introspective mental exercises with reasoning about moral principles and critical analysis of social systems. I contrast their integrated approach to forms of philosophy that construct comprehensive models of ethics by using reasons alone. This essay will be the introduction to a book on mapping moral networks, which is a new introspective exercise.

–“I should have given that man some change. He looked hungry.”
–“He would have used it for drugs or alcohol.”
–“Maybe he has that right—it’s his life!”
–“If you’re going to try to help the homeless, you should donate to the Downtown Shelter. They spend the money on real needs. Plus, it’s tax-deductible.”
–“That’s not realistic advice. While I am talking to a homeless person, I have homelessness on my mind. Once I get back home, the thought is gone. I’d never remember to mail off a check.”
–“Perhaps we should set aside some time every day to practice compassion and remember people who are suffering.”
–“Yes, I guess I’m for compassion—but handing someone money seems to create the wrong kind of relationship. What did Emerson write? ‘Though I confess with shame I sometimes succumb and give the dollar, it is a wicked dollar which by and by I shall have the manhood to withhold.’”
–“Maybe we should think about why some people are homeless in the first place and what policies would end that situation.”

This little dialog shows a pair of human beings doing several valuable things. They display emotions, some expressed with enthusiasm and some with regret. They exchange reasons. But they know that their reasons may not actually influence them deeply because they have habits that they would have to counteract by altering their regular routines. They cite rules—such as the tax deduction for charity and the shelter’s ban on alcohol—that are meant to improve and regulate people’s behavior. Finally, one speaker (perhaps showing off) cites an influential thinker from the past whose argument seems relevant.

Each of these modes of thought can be practiced at a high level. Instead of quickly asserting moral beliefs, we can develop whole arguments: chains of reasons that carry from a premise to a conclusion. If the argument persuades, it joins the list of things you believe, and you have been changed. Anyone who is serious about being a good person must struggle to get the reasons right and then act according to the conclusions.

But because our wills are weak, we also need enforced rules that guide or constrain us. And just as we can reason about our own choices (“Should I give a dollar to this homeless person?”), so we can reason about laws, regulations, social norms, and institutions. We can ask whether the rules that are in place are acceptable and, if not, how they should change. As Alexander Hamilton wrote on the first page of the Federalist Papers, laws are meant to arise from “reflection and choice” rather than “accident and force.” Political thinkers have often offered elaborate arguments about how institutions should be designed to improve people’s behavior.

Meanwhile, we can learn reflective practices such as confession, memorization, visualization, meditation, autobiographical reflection, and prayer. These methods are more personal than arguments, for they work directly on an individual’s beliefs, emotions, and habits. They are less coercive but more individualized than rules and laws, for we enforce these practices on ourselves. They tend to require practice and repetition to achieve their goals. You can read an argument once in order to evaluate it, but you must repeat a mental exercise for it to affect your psychology. In the 1500s, Michel de Montaigne observed, “Even when we apply our minds willingly to reason and instruction, they are rarely powerful enough to carry us all the way to action, unless we also exercise and train the soul by experience for the path on which we would send it” (II.6). But self-discipline without reason is blind, potentially turning us into worse rather than better people. Think of terrorists who have overcome their habits of peacefulness and tolerance to make themselves into killers; their fault is not a lack of discipline but a poor choice of means and (often) ends.

Finally, we can take the interpretation of other people’s thoughts to high levels of sophistication and rigor. Instead of just quoting a snippet of Emerson, we can make a full study of his ideas in their context. Cultural critique and intellectual history help us understand where we come from and what influences us. After all, we believe what we do in large measure because other people have formed and shaped our thoughts. No one invents her whole worldview from scratch. Since we begin with the traditions that have developed so far, it is important to understand them. Reasoning or self-discipline requires a critical understanding of the materials with which we construct our thoughts, which are ideas that our predecessors have invented.

It makes sense to put these modes together because we are reasonable creatures (capable of offering and sharing reasons for what we do), but we are also emotional and habitual creatures (requiring either external rules or mental discipline and practice to improve ourselves), political creatures (living in communities structured by laws and norms that people make and change), and historical creatures (shaped by the heritage of past thought).

In some periods, it has been common to combine argumentation about personal choices and social institutions, mental exercises, and the critical study of past thinkers. In other times–including our own–these elements have come apart. Here I will offer a very short and suggestive review of that history to support the thesis that now is a time to put the pieces back together.

Plato and Aristotle, the preeminent philosophers of the Greek classical era, each offered a whole system of thought. Think of an argument as a persuasive connection among two or more ideas. Plato and Aristotle offered arguments, but not just a few disconnected ones. They tried to build whole structures of arguments that would cover most of the important topics for human beings and lead the reader from self-evident premises to sometimes unexpected conclusions. The most ambitious goal for that kind of systematic thought is that it can really settle matters of importance and change people’s lives by giving them whole integrated worldviews that are genuinely persuasive. One source of persuasiveness is coherence; the whole system impresses us by hanging together so well.

Platonism and Aristotelianism are “designed” systems in the sense that the authors try to build complete and self-reliant structures with as few assumptions as possible. A systematic philosopher is like an engineer or architect responsible for the blueprints of a whole structure, not like a gardener who prunes and tends the plants that have already grown on a plot of land– nor like a traveler, observing and assessing the ways of diverse people. To endorse a systematic philosophy is to adopt the whole blueprint as the structure of one’s own thought. Of course, systematic philosophers do not view themselves as creating ideas but rather as discovering truths: their models are meant to represent the way the world actually is. They see themselves less as engineers than as physicists, creating models of truth. And one of them could be right–but only one, for the rest would have to be in error. If you doubt that a given philosophy is an accurate representation of truth, then it seems rather to be a carefully and intentionally designed structure, a human product.

The followers of Plato and Aristotle organized “schools,” known respectively as the Lyceum and the Academy, that maintained their founders’ traditions of systematic philosophy. But after Aristotle’s death, philosophy in the Mediterranean region tended to retreat from those ambitions. New schools arose called Stoicism, Epicureanism, and Epicurianism that had a different character. Sextus Empiricus was a member of the Skeptical school who lived in the Roman period. He explained that Skeptics did not offer a whole set of beliefs that were consistent with each other, consistent with what we observe about the world, and leading to counterintuitive conclusions. (He didn’t name Plato or Aristotle in this passage but must have had them in mind.) However, Sextus continued, a Skeptic did offer a method that helped people to live rightly. (Outlines of Pyrrhonnism, 1.8.16). The main practice of the Skeptical school consisted of going over examples that would shake a person’s confidence in general truths. For instance, recognizing that people from different nations believed different things would prevent a Skeptic from fruitlessly searching for truths beyond human ken. “Consideration of our differences leads to suspension of judgment,” Sextus wrote; and suspending judgment was a path to inner peace and good treatment of others.

Sextus believed he was offering a persuasive argument: if human beings believe radically different things, none is likely correct. But this was not part of an elaborate system of arguments linking many ideas together. Instead, it was a fairly simple thought meant to change our mental habits so that we would live better. Such thoughts had to be repeated as a daily practice to change people’s psychologies. For instance, you could gain mental peace or equanimity by reflecting daily on the impossibility of attaining certain knowledge of a wide range of topics.

Epicurus (341–270 BCE) founded the school that bore his name. His “Letter to Menoeceus” includes a formal argument that we should not fear death. Death is a lack of sensation, so we will feel nothing bad once we’re dead. To have a distressing feeling of fear now, when we are not yet dead, is irrational. The famous conclusion follows logically enough: “Death is nothing to us.” But Epicurus knows that such arguments will not alone counteract the ingrained mental habit of fearing death. So he ends his letter by advising Menoeceus “to practice the thought of this and similar things day and night, both alone and with someone who is like you.” The main verb here could be translated as “exercise,” “practice,” or “meditate on.” It is a mental practice that anyone can use, regardless of her other beliefs and assumptions. Importantly, it should be pursued both singly and as part of a community. (Diogenes Laertius, Lives of Eminent Philosophers, 10: 134. The verb is meletao, translated into Latin as meditatio.)

The late French historian Pierre Hadot argued that members of the Hellenistic schools were most interested in these reflective practices. Hadot called their style “Philosophy as a Way of Life.” Hadot claimed that we misread a work like Marcus Aurelius’ Meditations if we assume that it is a set of conclusions backed by reasons. Instead, we should find there a record of the Stoic emperor’s mental exercises, beginning with his daily thanks to each of his moral teachers. Marcus Aurelius listed these exemplary men by name because he would actually visualize each one every day. The Meditations shows us how a Stoic went about meditating.

Although Hadot emphasized the reflective practices of the Hellenistic schools, Stoics, Epicureans, Skeptics and and others also took formal reasoning very seriously (Nussbaum, The Therapy of Desire, p. 353) and they rigorously studied older works, including those of Plato and Aristotle, from which they borrowed specific ideas, if not the overall structures. In short, they combined at least three of the four modes of thought that seem essential to moral improvement. Their weakest contribution was in the area of political and legal critique. They did contribute some political ideas, but on the whole, they were alienated from politics and pessimistic about improving institutions. For many of them, the only truly satisfactory regime had been the self-governing city-state of classical Greece, which was now obsolete.

The same Greek word that we translate as “school” was also used for the Jewish sects of the same time, the Pharisees and Sadducees. And the Greco-Roman schools of this time were roughly similar to Asian traditions, which also produced organized bodies of living teachers and students who studied their own communities’ foundational texts. One could join the Skeptics or Stoics almost as one could join a Hindu philosophical tradition or a Buddhist sangha. In the Bhagavad Gita, Krishna says:

Simpletons separate philosophy [sankhya, or organized theoretical inquiry]
from discipline [yoga], but the learned do not;
applying one correctly, a man finds the fruit of both.

(Fifth Teaching, 4-5, translated by Barbara Stoler Miller and slightly edited)

The man whom we call the Buddha also mixed philosophical argument with reflective practices. Our evidence of his own thought is so indirect that many interpretations are plausible. One view is that the Buddha was educated in a culture that had developed elaborate, systematic moral philosophies in the form of the Vedic texts. But the Buddha was not convinced that these systems were helpful for the sole purpose that mattered to him: improving human life. His apparent skepticism is captured in anecdotes like the one in which he is asked whether gods cause suffering, and he says that that’s like asking who shot a poisoned arrow during a battle: the point is to get the arrow out of the victim. In lieu of a systematic philosophy, the Buddha proposed four main conclusions, each of which he supported by reasons and experience: the truth of suffering, the truth of the cause of suffering, the truth of the end of suffering, and the truth of the path that leads to the end of suffering. These four ideas were not meant to be comprehensive, nor would assenting to them at a theoretical level improve one’s life; to accomplish that would require repeated mental practices.

The Buddha’s world was not unlike the milieu of Plato and Aristotle, but the two intellectual traditions were still fairly remote while these men lived. That situation changed when Aristotle’s pupil, Alexander the Great, conquered northern India and left an empire to Greek successors. For instance, Strato I ruled territories around Punjab; his coins showed Athena (the goddess of wisdom) with Greek text on one side, and “King Strato, Savior and of the Dharma” in an Indian script on the reverse. It was in this Greco-Indian context that the early Buddhists developed their ideas, not only offering mental exercises–such as yoga–but also practicing formal argumentation and textual criticism. As this example illustrates, any distinction between Western (or European) and Eastern (or Asian) philosophy is largely confusing; both traditions have encompassed enormous diversity, and the two have often overlapped, as in the centuries after the deaths of Aristotle and Buddha.

Hadot claimed, however, that medieval Christianity ruptured the combination of argument and mental exercise that had been common in both the Mediterranean and in Northern India before the Christian Era. Medieval Christians adopted all the major ideas of the classical moral thinkers but parceled them out. Abstract reasoning and the interpretation of ancient texts went to the university, where knowledge became the end. Meanwhile, reflective practices were taught to monks and laypeople to be used without elaborate argumentation. A typical monk fasted, sang, and recited prayers but was not expected to reason about theological or moral principles. Hadot argued that this split was fateful and still predominates today, “In modern university philosophy, philosophy is obviously no longer a way of life or form of life unless it be the form of life of a professor of philosophy.”

The best illustration of Hadot’s thesis is the High Middle Ages of the thirteenth and fourteenth centuries in Western Europe. That period generated Scholastic theology, an impressive effort to explain everything in terms of organized and coherent principles that derived from scripture and Aristotle’s philosophy. The mode of Scholastic philosophy was abstract argumentation illustrated with examples and authoritative quotes. Its origin was in universities, and its leading lights were university teachers. St. Thomas Aquinas, for example, taught at the University of Paris. At the very beginning of his multi-volume book aimed at non-Christians, Aquinas defined the “wise person” as “one whose consideration is directed at the end [or ultimate purpose] of the universe, which is identical to the origin of the universe; that is why, according to The Philosopher [Aristotle], it is the job of the wise one to consider the highest causes” (Summa Contra Gentiles, I.i). From that start, Aquinas developed a whole theory of everything important. He assumed that if we could only answer the most general and abstract questions correctly, we could derive every important truth and law from those answers, and thereby persuade even heretics and atheists by force of reason alone. This project had relatively little to do with prayer, confession, meditation, pilgrimage, and penance, although those activities were also raised to high arts in the same era.

Although “philosophy as a way of life” was marginal in the high middle ages, the Renaissance thinkers whom we call humanists rediscovered the Hellenistic schools and their approach to improving concrete human thought and behavior. Montaigne, a great representative of Renaissance humanism and a man deeply immersed in the Hellenistic schools, relished listing the enormous diversity of human customs and beliefs–just as the Skeptic Sextus Empiricus had recommended. This diversity led Montaigne to doubt all elaborately designed theories about good and evil. He wrote that “the laws of conscience” (which tell us what is right and wrong) are not actually natural and universal, as we assume. They are rather born of “custom.” We “inwardly venerate” the manners and opinions approved by the people immediately around us, thinking they are true even though they merely reflect our community’s customs (1.23). The same must be true of abstract philosophical reasons; they are not universal or certain but rather derive from local mores. We believe what we happen to believe because of where we were born and who educated us.

But we can look critically within. Montaigne wrote introspective prose texts that he called “attempts” (in French, essais), from which we derive the word “essay.” His “essays” were not arguments about what is right and good for all people, but records of his struggle to understand and improve himself:

For, as Pliny says, each person is a very good lesson to himself, provided he has the audacity to look from up close. This [the book of Essays] is not my teaching, it is my studying; it is not a lesson for anyone else, but for myself. What helps me just might help another. … It is a tricky business, and harder than it seems, to follow such a wandering quarry as our own spirit, to penetrate its deep darknesses and inner folds. …This is a new and extraordinary pastime that withdraws us from the typical occupations of the world, indeed, even from the most commendable activities. For many years now, my thoughts have had no object but myself; I investigate and study nothing but me, and if I study something else, I immediately apply it to myself–or (better put) within myself. … My vocation and my art is to live (ii.6).

Montaigne said that he studied only himself, but he was evidently fascinated by other people’s individual personalities and characters as well. The aspect of his work that I want to bring out here is not so much its inward turn as its particularity. Montaigne tried to improve a specific person (who happened to be himself), and he assumed that this effort would require concentrated inspection and reflection. He did not propose a unified theory of the self, comparable to theories that explain all of human psychology in terms of self-interest, or reason struggling to master passion, or some other small set of principles. He rather saw his own personality as a somewhat miscellaneous assemblage of beliefs and mental habits that he had accumulated over a lifetime. He turned to one belief or emotion at a time, identifying and describing it and sometimes seeking to change it. He doubted that large abstract principles would be much help in this ongoing effort. He was less like an engineer or architect than a gardener working on an old and somewhat untidy plot of land.

Montaigne was relatively secular, but a similar shift can also be found in deeply religious authors of the same period, such as St. Francis Xavier and St. Teresa of Ávila, each of whom reunited reasoning and argumentation with continuous introspection and techniques of mental discipline. Thus–to be clear–the split between abstract reasoning and mental self-discipline is not intrinsic to Christianity; it is just one trend in Christian history that has waxed and waned over two millennia.

Systematic philosophy was rekindled when Immanuel Kant awoke from what he called his “slumbers” to produce an impressively organized worldview that influenced and inspired efforts by Schiller, Hegel, and Marx, among others. Despite their vast differences, the great German philosophers of 1750-1850 all hoped to construct coherent theories that would yield guidance for all human beings. They were intensely concerned with politics, law, and institutions as well as personal choices. In these respects, at least, they were comparable to Plato and Aristotle. But once that moment of confidence ended, intellectual leadership again passed to essayists who were most interested in individual characters (their own or other people’s) and who tried idiosyncratic “experiments in living”–people like Nietzsche, Thoreau, and Emerson. All three of these writers admired the ancient Stoics and classical Indian thinkers, and like them, tended to withdraw from politics, pessimistic that they could change it for the better.

Somewhat later, Hannah Arendt (1906-1975) exemplified a new combination of argumentation, self-discipline, and cultural critique–and she added a strong dimension of political activism. When she was a young woman, Arendt had studied with the most distinguished representative of academic German philosophy then alive, Martin Heidegger. Many years later, she recalled:

The rumor about Heidegger put it quite simply: Thinking has come to life again. … People followed the rumor about Heidegger in order to learn thinking. What was experienced was that thinking as pure activity–and this means impelled neither by the thirst for knowledge, nor the drive for cognition–can become a passion which not so much rules and oppresses all other capacities and gifts, as it orders them and prevails through them. We are so accustomed to the old opposition of reason versus passion, spirit versus life, that the idea of passionate thinking, in which thinking and aliveness become one, takes us somewhat aback.

What did her phrase “Thinking has come to life again” mean? Because Heidegger wrote a book (Being and Time) that seems comparable to the grand systematic, theoretical works of Kant, Hegel, and Marx, one might assume that Arendt was merely acknowledging her former teacher’s importance. Perhaps she meant that Heidegger was famous and impressive, and it was exciting to be able to study with him.

But I think she meant something different. Reading classical works in Heidegger’s seminar (or in a reading group, called a Graecae) was a creative and spiritual exercise. The point was not only to construct arguments but to live a new kind of life in a community of fellow seekers. Once Arendt broke off her intellectual (and romantic) relationship with Heidegger, she moved to the seminar of Karl Jaspers. Jaspers had been a brilliant psychiatrist, and he saw philosophy as a different kind of therapy, better than psychiatry because it aimed at moral improvement instead of mere mental health. Elisabeth Young-Bruehl cites this sentence of Jaspers’ as exemplary: “Philosophizing is real as it pervades an individual life at a given moment.” Young-Bruehl adds: “For Hannah Arendt, this concrete approach was a revelation; and Jaspers living his philosophy was an example to her: ‘I perceived his Reason in praxis, so to speak,’ she remembered.”(Young-Bruehl, Hannah Arendt: For Love of the World, 63-4.)

At the very beginning of her career, Arendt was not particularly interested in politics–but politics was interested in her, a Jewish woman from a leftist family who lived a bohemian life. Already subject to discrimination, she became an enemy of the state with the Nazi takeover of 1933. By then she had decided that pure introspection was self-indulgent and that Heidegger’s philosophy was selfishly egoistic. She found deep satisfaction in what she called “action,” assisting enemies of the regime to escape and then escaping herself. From then on, she sought to combine “thinking” (disciplined inquiry) with political action in ways that were meant to pervade her whole life. But like the other skeptical authors I have cited so far, she offered no system; rather a set of practices that would improve the women and men of her own time.

By the time of Arendt’s death in 1975, systematic moral philosophy was being revived in the English-speaking world. The Harvard philosopher John Rawls proposed an ambitious new theory of justice that triggered valuable responses from libertarians and others. Kant and Aristotle were among Rawls’ explicit influences and models. But skepticism about such grand theories seems to have returned since the 1990s; indeed, Rawls’ own late work was more modest than his A Theory of Justice (1971).

I have suggested a rough pattern of oscillation between periods when leading thinkers are confident about philosophy as systematic reasoning–and times when influential writers turn instead to concrete exercises of reflection. During moments of maximum confidence about pure and self-sufficient reasoning, the two classical Greek theorists, Plato and Aristotle, typically become inspirations, even for philosophers who disagree with their actual views. In the periods of greater skepticism, authors frequently turn back to the Hellenistic Schools of the Mediterranean, to their analogues in India, or to the subsequent movements that they have inspired.

In these skeptical moments, authors begin by identifying what specific individuals happen to believe and reflect on these emotions and ideas, one at a time. The results are often admirable. However, when mental exercises come unmoored from reasoning and from political engagement, the risk of self-indulgence arises. Thus I am not proposing that we renounce argumentation in favor of introspection and mental hygiene, but rather than we combine them again–and add a strong element of cultural and political critique. This combination seems essential if are to avoid giving up altogether on improving ourselves and the world around us.

The situation is not immediately promising. The academic discipline of moral philosophy is again dominated by an argumentative mode that doesn’t take seriously mental exercises and practices. Academic philosophers analyze and sometimes develop reasons; they do not offer or even study practices. Thoreau’s exclamation in Walden rings true today, “There are nowadays professors of philosophy, but not philosophers.” He explained, “To be a philosopher is not merely to have subtle thoughts, nor even to found a school, but so to love wisdom as to live according to its dictates. … It is to solve some of the problems of live, not only theoretically, but practically.”

Outside the academy, mental exercises are common, given the continued importance of prayer and the rising popularity of meditation in the West. The self-help section of a bookstore is full of works on these topics and memoirs of individuals who have tried radical experiments in living, from renouncing all their worldly goods to moving to Tuscany. But for many people, meditation and other forms of mental discipline are separate from formal argumentation and moral justification, not to mention social critique. In fact, we are sometimes told that meditation is an opportunity to leave moral judgment behind for a time.

Meanwhile, “therapy”—the Greek word for what Hellenistic philosophers offered–has been taken over by clinical psychology. That discipline does good but misses the ancient objectives of philosophy. Modern therapy defines its goals in terms of health, normality, or happiness (as reported by the patient). Therapy is successful if the patient lacks any identifiable pathologies, such as depression or anxiety; behaves and thinks in ways that are statistically typical for people of her age and situation; and feels OK. Gone is a restless quest for truth and rightness that can upset one’s equilibrium, make one behave unusually, and even bring about mental anguish.

It would be false as well as arrogant to recommend present this book as a momentous new beginning. There have in fact been many examples of efforts to unite reasoning about moral choices and about institutions, mental discipline, and the interpretation of past thought. I have already mentioned Epicurus and Sextus, the Buddha, Montaigne, Nietzsche, Thoreau, Emerson, and Arendt as models and will add more as the book proceeds. These authors vary enormously, not only in their actual beliefs but in their genres and styles of writing. Montaigne invented the introspective essay, which was also Emerson’s main form; but Nietzsche wrote aphorisms, Thoreau reported on his radical experiment with a new form of life, and we attribute to the Buddha texts that we call “sermons.” I intend homage to these authors both when I quote them and when I propose a new experiment.

The experiment begins with a few modest assumptions. You already have many beliefs relevant to moral judgment that you have derived from forebears and peers or invented or discovered yourself. At least some of these beliefs seem to you to be connected to other beliefs by reasons. Thus you could view your whole moral mentality as a network. A network is a contemporary model for thinking about the “deep darknesses and inner folds” that Montaigne found as he explored his self. Thinking in terms of networks is useful because we now have illuminating methods for network-analysis.

A systematic moral philosophy proposes one organized network composed of ideas linked by reasons. Its organization is typically hierarchical, with one of a few big ideas implying all the others. The systematic approach suggests that you should adopt this ideal network, wholesale, to replace whatever ideas you have accumulated. I would reply: if there is one ideal, complete, and valid network of moral ideas, we have no way of knowing what it looks like. Instead, we each have a different structure of ideas and connections in our own heads. But we can improve what we happen to believe so far. If we all work on self-improvement, we may converge on similar views; our networks will increasingly resemble each other. Indeed, that convergence may have already happened to large regions of our moral thinking. But the point is not agreement, it is the improvement of the network with which each of us begins.

By the way, improvement does not necessarily mean tidying up or removing inconsistencies, for a complex and rich network may be better than a beautifully organized one that misses the complexities and tensions of actual life. What shape a network should take is a major question for this book.

Given these premises, I propose that you actually diagram your moral beliefs as a network and then refine and reshape the diagram in response to questions that I suggest. I first explain how to generate a network and then offer eight exercises for improving it, each requiring a chapter to explain and justify.

If you are primarily concerned about methodology–about the general, philosophical question of how people do or should think morally–then it will be sufficient to spend a few minutes diagramming your own moral network to get a feel for the method I propose. You can then turn to my justification of the method in the pages that follow and consider the “meta-ethical” issues that arise. But I am at least as interested in a different audience, one that includes people who may never have heard the phrase “meta-ethics” and who don’t find methodological disputes in philosophy especially intriguing. They want to understand and improve their own moral views so that they can live better. That process will inevitably take more than one quick experiment with mapping. The initial analysis of your moral ideas is a start; but you must then contemplate, revisit, and revise the map over time for it to have any value. This is the aspect of the method that involves practice and self-discipline as well as abstract argumentation.

The map is a model, not the reality; it is a tool, and not the only one worth using. Making and revising the moral network map is therefore not the only activity you should use for moral reflection and self-discipline. An example of another valuable method, not emphasized here, is to construct autobiographical narratives that make meaning of one’s life so far. A narrative is quite a different model from a network. Still, I claim that moral network analysis is a valuable tool and also one that illuminates certain general truths about moral thinking that we should take into account even when we use different tools and methods.

Like Epicurus’ practice of reflecting on death, moral network mapping can be done both alone and with others. It will not immediately generate a new worldview, nor do I offer an argument for a whole network that you should adopt instead of your current one. (That would be the mode of systematic philosophy.) Rather, you can gradually improve your own structure of ideas by reflecting on the pieces and the overall shape in a continuous, disciplined way and sharing the results with friends. The result should be a richer, more thoughtful, more defensible structure of moral ideas that will more seriously influence your emotions, your habits, and your actions.

Danielle Allen at Tufts on Oct. 21

All are welcome to two talks with the excellent Danielle Allen, the new director of the Edmond J. Safra Center for Ethics and professor in the Department of Government and Graduate School of Education, Harvard University

Tisch Research Prize Keynote Address: Recovering Equality in America

October 21 | 5:30 pm

Interfaith Center, 58 Winthrop Street

Tufts Medford Campus

This year’s recipient of the Tisch Research Prize, Professor Danielle Allen was awarded a MacArthur Fellowship in 2002 for her ability to combine “the classicist’s careful attention to texts and language with the political theorist’s sophisticated and informed engagement.” Among her many books is Our Declaration: A Reading of the Declaration of Independence in Defense of Equality, which was featured on the front page of the New York Times. A renowned scholar in many fields, Allen has doctorates in both classics and political science and also writes about education and race in contemporary America.

Allen argues that in the U.S. we are very good at discussing and defending liberty and its requirements, but our capacities to analyze and defend issues of equality have atrophied. Healthy democracies, though, depend on the interdependence of liberty and equality. Allen will present the historical reasons lying behind the diminishment in our capacity to think effectively about equality, discuss the relationships among moral, social, political, and economic forms of egalitarianism, and point to pathways by which we can recover our collective commitment to equality.

The Tisch Research Prize, awarded by the Jonathan M. Tisch College of Citizenship and Public Service, recognizes outstanding careers devoted to Civic Studies–academic research on issues related to active citizenship. Previous winners of this prestigious award include the Nobel Laureate Elinor Ostrom (Indiana), MacArthur Fellow John Gaventa (Coady Institute), and distinguished professors Robert Wuthnow (Princeton), Doug McAdam (Stanford), Constance Flanagan (Wisconsin), and Meredith Minkler (Berkeley).

This event is co-sponsored by: The Center for Race and Democracy, The Africana Center, and the departments of Classics, History, Philosophy, and Political Science.

Please register here: http://activecitizen.tufts.edu/events/#DanielleAllen.

Tisch Talks in the Humanities: From Voice to Influence: Preparing for Civic Agency in a Digital Age

October 21 | 12:30 pm

Cabot 702, the Fletcher School

Tufts Medford Campus

Join Tisch College for a brown-bag lunch discussion with this year’s recipient of the 2015 Tisch Research Prize winner, Professor Danielle Allen. Allen is a co-editor of the recent book From Voice to Influence: Understanding Citizenship in a Digital Age and a member of the Youth Participatory Politics Research Network. She will present and discuss ten fundamental design principles for those seeking to be, or support, change-makers who work with digital tools. The design principles were developed through her work with the MacArthur Foundation research network on youth and participatory politics.

This event is organized by the Initiatives in the Public Humanities at Tisch College and co-sponsored by Boston Civic Media. Please RSVP by emailing Jessica.Byrnes@tufts.edu.

 

measures of Critical Consciousness

New on the CIRCLE website is a guest post on Critical Consciousness Impact Measures. As the authors (Matthew Diemer, Ellen Hawley McWhirter, Emily J. Ozer, and Luke Rapa) explain, Critical Consciousness “refers to marginalized or oppressed people’s critical reflection on oppressive social, economic, or political conditions, the motivation to address perceived injustice, and action taken to counter injustice.” In their work–together and separately–these scholars have found that students do better when they have more Critical Consciousness. Survey measures are embedded in the post and are available for anyone to use in program evaluations or research, or even just for discussion.

what happened to leisure time?

(Hyde Park, NY) I am at FDR’s historic home with (as it happens) a bunch of labor organizers and others concerned with work. On a break, we had a chance to visit the house where the New Deal president was born–we even saw the bed where that blessed event happened–and where he spent most of his life. He was a busy man: Secretary of the Navy, Governor of New York, President of the United States for 13 epic years. And yet he also had time to collect one million stamps and more than 20,000 books, many of them about naval history, a special interest of his. He also welcomed many house guests and obviously socialized constantly. He had a dog and was interested in birds.

Where did he find the time for all these hobbies? I know hardly anyone who has enough spare time for the equivalent of stamp collecting, even though they aren’t Commanders in Chief during World War II. Here are three explanation for where the time has gone:

  1. Roosevelt had servants and a wife and a mother who did lots of work within the family. His leisure simply came from privilege. I think this is partly true, but even if he had lived alone without kids, it’s hard to imagine how he could have found the time for hobbies while leading the free world.
  2. He was free of some time-wasters. As it happens, he owned just about the only TV set in the world at the time, the very machine that had been exhibited at the World’s Fair. But there was nothing to watch on it. That actual TV, still preserved in his house, stands as a symbol of time that he couldn’t waste.
  3. He had more free time than we do because he could communicate less. Once he mailed a letter, he just had to wait for a response. In contrast, we get thousands and thousands of emails and texts each year, and they bounce back and forth constantly, many of them reaching whole lists of people who feel the need to keep up with the constant flow. My hypothesis: too much communication is using up our lives. Receiving and sending we waste our powers.