“The world wants the humanities”

In his 2023 MLA Presidential Address (“Criticism After This Crisis: Toward a National Strategy for Literary and Cultural Study”), Christopher Newfield argues that the humanities must stop trying to preserve their meagre support and instead win major new investments to “allow our fields to reach their intellectual potential, to help solve global society’s hardest cultural problems, to reach the least advantaged and the non-college populace more broadly, to create knowledge at the desired intensity and scale, and to give a proper employment future to our early-career scholars” (p. 17).

Part of his diagnosis is that policymakers and academic leaders don’t really see the humanities as research fields. In turn, this is because humanists receive very little funding: one tenth of one percent of federal research dollars in 2019 (p. 6). The humanities hardly figure on balance sheets, which means that they hardly count toward the research enterprise of a university, which is typically dominated by engineering and health.

I would add that positivism remains a strong intellectual force. People who believe that all knowledge is scientific knowledge have trouble recognizing the intellectual rigor of disciplines that involve thick descriptions of particulars, abductive reasoning about cases, and normative argumentation, which are fundamental to the humanities.

Years ago, I heard a University of Maryland biologist recommending that his students try a course in “art appreciation” for the experience (and perhaps for an easy A). Of course, Maryland does not teach “appreciation.” The history and criticism of art are forms of research as demanding as biology. But they are particularistic, interpretive, and (in complex ways) evaluative disciplines, not sciences. To a positivist scientist, they can sound like hobbies. When they receive no federal funding, that cements the impression.

Another part of Newfield’s diagnosis is that the growth of the humanities in the USA after the Second World War relied on ideological rationales that are not justifiable, nor do they motivate today’s humanists, students, or taxpayers. These rationales included “establish[ing] the US as the cultural heir to Britain as the primary global superpower,” producing cultural criticism that was not critical of the economy, supplying cultural capital to bourgeois graduates, supporting the existing two-party democratic system (thus foreclosing radical alternatives), and–after the 1960s–offering “nonthreatening” spaces for students of color, women, and others.

The alternative rationale that Newfield suggests is that the humanities can help the country “develop the subjectivities, the forms of expression, the understandings of its real cultural histories, the interpersonal affects, the pervasive multilingualism, the public self-reflection that will build a postimperial and post-technocratic order” (pp. 13-14). He observes that social movements demand such work, and he thinks that substantial investments in the humanities would yield more prominent and exciting results that would attract even more support. The problem is not demand, but supply, which can be remedied by more funds.

Near the conclusion of his address, Newfield says: “Society wants the abilities and the knowledges that we create. Our many allies in that society want us to help them make a revolution in culture. This society calls on us. …”

I quote and cite Newfield because I find his analysis useful and inspiring. But I am also somewhat skeptical.

Reading his address, you might envision three groups. One group is “society,” or the people, who are mobilized into social movements that make “popular counterdemands” against “anti- Black police violence, anti-Asian racism, border incarceration, transphobia, the jailing of water protectors, the suppression of nonsuburban voters” (14), and so on. A second group consists of professional humanists, who at least want to work “in relation to these unofficial or popular demands coming from social movements and communities historically excluded from official knowledge production.” The third (and rather shadowy) group consists of politicians and college administrators who oppose such efforts.

I do recognize all three types, but what about members of the public who have other values–religious people, patriotic people, people who are concerned about social disorder, or (indeed) conventional liberals who favor the values on which the Postwar humanities rested? These citizens may not see themselves reflected in the agendas of the humanities professoriate. As for the professors, they encompass quite a range, including a large number who are not so much conservative as fundamentally apolitical.

I can stipulate that some people hold values that are bad. I would also acknowledge that public opinion has causes. Americans would believe and desire different things if the society invested much more in the academic humanities and proportionately less in cable news, partisan advertising, Hollywood, social media platforms, gaming, and organized religion. In that sense, Newfield is right that “demand” is not a root cause but is part of a more complex system–both a cause and a consequence.

Nevertheless, I am reluctant to reduce other people’s values to propaganda. And even if we do subject conservative (or non-radical) values to critique, they are prevalent, and they create opposition to a progressive vision for the humanities. They complicate the claim that “the world wants the humanities.”

One solution is for humanists to engage the world–to talk and listen to a wide range of fellow people, including those who do not share their politics. This happens in some public humanities projects based in academia. It happens more often in the State Humanities Councils and the nonprofit organizations that they fund. The main political explanation for the survival of the National Endowment for the Humanities is the state Councils, whose broad and active constituency influences Congress. But the state Councils tend to focus on local history, often in basically celebratory ways, rather than critical literary studies or philosophy. One could imagine a substantial increase in public investment in this kind of public humanities. It would expand the number of people involved with humanistic work, including research. But it would not directly fund academic humanists to do highly critical research about the culture around them.

See also: what the humanities contribute to interdisciplinary research projects; what are the humanities? (basic points for non-humanists); an empirical study of the humanities; how to keep political science in touch with politics.

Max Weber on institutional neutrality

In a recent open letter, the Academic Freedom Alliance, Heterodox Academy, and the Foundation for Individual Rights and Expression say:

In recent years, colleges and universities have increasingly weighed in on social and political issues. This has led our institutions of higher education to become politicized and has created an untenable situation whereby they are expected to weigh in on all social and political issues.

Most critically, these stances risk establishing an orthodox view on campus, threatening the pursuit of knowledge for which higher education exists.

Their recommendation: “if an academic institution is not required to adopt a position in order to fulfill its mission of intellectual freedom or operational capacity, it is required not to adopt a position.” They advise universities to enact versions of the 1967 University of Chicago Kelven report, and many institutions are doing so.

My own views on this matter are complex and conflicted. I am rarely impressed by universities’ statements on political issues. These pronouncements don’t model good participation in the public sphere, and they might chill dissent. However, I doubt that many people have really thought through what it would mean for an institution to refrain from stating or implying views on contested issues. Also, I am a proponent of institutional diversity and can imagine that we should want universities to adopt diverse missions and relationships to the society.

But I am not writing to adopt a stance. Instead, I want to recommend a close reading of Max Weber’s “The Meaning of ‘Ethical Neutrality’ in Sociology and Economics,” which Weber drafted during the First World War, when German universities were being called to support one side in a total war (Weber 1917/1949). In many ways, it sounds like a commentary on our moment–and Weber is a deep thinker.

His conclusion is rather like that of the Kelven Report. He would endorse the report’s view that the “great and unique role” of the university is “the discovery, improvement, and dissemination of knowledge”–not criticism or advocacy.

To get there, Weber explicitly cites philosophical premises that don’t seem sustainable to me, above all a “complete distinction” between facts and values (“the evaluative sphere and the empirical sphere,” p. 32), and an assumption that value conflicts “are entirely a matter of choice or compromise” that cannot be settled by any “scientific procedure of any kind” (19). Weber assumes that ethical maxims are “in eternal conflict” (16). I agree that there will always be debate about values, but Weber dismisses the scholarly consideration of them, e.g., in philosophy.

However, Weber complicates his premises in interesting ways. He notes that in order to understand and interpret culture, one must have the “capacity for evaluating” it (33). People create culture to advance values, and an inability to think evaluatively would make human choices unintelligible. I would ask: what does that mean about the education of scholars? Might there be room for the cultivation of ethical and aesthetic judgment?

Weber acknowledges that the comparative, empirical study of ethical (or religious) views can undermine students’ faith in all such views. In that sense, sociology is not neutral and may be a corrosive force (14). He also suggests that–“ultimately”–individuals must choose their own “meaning,” which sounds to me like a liberal, individualistic, and secular view, not a neutral one (18).

Weber recognizes that the selection of problems and topics in the social sciences depends on values, and “cultural (i.e. evaluative) interests give purely empirical scientific work its direction” (21-22). However, he gives this issue little attention, even though it seems fundamental to me and he does discuss it elsewhere (Weber 1905). A university could decide not to publish statements in response to major news events yet drastically expand its research on business applications of Artificial Intelligence while closing its classics department. That hardly seems neutral to me.

In his 1905 essay, Weber had acknowledged that a given intellectual institution–in that case, a major journal that he edited–might strive for neutrality and expressly invite “all political standpoints,” yet it could manifest a certain “character” due to the group of people who gravitate to it. For instance, his journal had mainly attracted non-revolutionary economic progressives (Weber 1905, 62). One could argue that modern American universities also have “characters” (one or more per institution) that are not the result of intentional policies but that diverge from neutrality, for better or worse.

Weber’s situation differs from ours because all German universities in his time were state institutions. In a footnote, he considers the Dutch model, which allowed anyone to create a university as long as it met basic standards. This sounds rather like our policy today. He objects that “it gives the advantage to those with large sums of money and groups which are already in power” (7).

That sounds familiar, and so do Weber’s other targets in the essay. He devotes several pages (35-40) to economists who smuggle strong normative assumptions into their ostensibly scientific models. He is annoyed by obvious partisans who define their positions as the ethically neutral ones (6) and by those who claim that a moderate position or a “‘statesman-like’ compromise” is neutral, when it is just another view that may even be harder than other positions to analyze critically (10). In the earlier essay (Weber 1905, 57), he had written that a centrist stance “is not truer even by a hair’s breadth, than the most extreme party ideals of the right and left.”

Weber alludes critically to colleagues who feel that asking professors to separate their political roles outside the classroom from their teaching duties injures their personalities (5). A central Weberian idea is that modernity requires increasing segmentation into roles.

Weber criticizes the kind of academic who uses data to demonstrate that certain political ideas are unrealistic, as if this were a scientific finding. “The possible is often reached only by striving to attain the impossible that lies beyond it” (24).

He acknowledges that students tend to prefer professors who express opinions in the classroom, and that universities need to hire popular teachers to compete for students, but he maintains that the teacher’s proper job is to inspire “a taste for sober empirical analysis” (9).

When he calls for “the professional thinker” to “keep a cool head” and “swim against the stream” of public opinion (47), Weber is targeting German nationalists and revolutionary socialists.

Weber also objects that academics opine on certain contested issues even though other questions–such as the German monarchy–are officially off limits. He says that the dignified response to partial censorship would be silence (8).

He finds a certain kind of (unnamed) colleague “altogether repugnant.”

An unprecedented situation exists when a large number of officially accredited prophets do not do their preaching on the streets, or in churches or other public places or in sectarian conventicles, but rather feel themselves competent to enunciate their evaluations on ultimate questions “in the name of science” in govenmentally privileged lecture halls in which they are neither controlled, checked by discussion nor subject to contradiction (4).

I suppose that many of us today would recognize this description yet would disagree about whom it describes.

Sources: Weber, M. (1917/1949). The Meaning of “Ethical Neutrality” in Sociology and Economics. In E.A. Shils, & H.A. Finch (Eds.), Max Weber on The Methodology of the Social Sciences (pp. 1–49). Glencoe Ill.: The Free Press; and Weber (1905/1949), “Objectivity” in Social Science and Social Policy, in ibid (pp. 50- 112). See also: Activism and Objectivity in Political Research; The Democratic Mission of Higher Education; when does a narrower range of opinions reflect learning?; right and left on campus today; academic freedom for individuals and for groupsvaccination, masking, political polarization, and the authority of science; values of a university; etc.

the Tufts prison program and Civic Studies

Rachelle Cohen writes in the Boston Globe:

As a child, Juan Pagan was physically abused by his father. By the time he was 16, his mother, who had battled mental illness all her life, was in prison, and Pagan was expelled from school and had run away from home. His only family became the Lowell gang he was a part of. In May 2006 he stabbed a member of a rival gang, Alexander Castro Santos, and was convicted the following year of first-degree murder — a charge reduced to second-degree in 2008, giving him the possibility of parole down the road.

Now 33, he’ll be awarded his bachelor’s degree from Tufts University Tuesday. He’ll collect it at a ceremony at MCI-Concord along with nine other incarcerated students in the first-ever graduating class of the Tufts University Prison Initiative of the Tisch College of Civic Life.

I’m proud of my colleagues who make this program work, and, above all, proud of the graduates.

These students are earning degrees in Civic Studies, the major that we have developed at Tufts as part of an informal, international network devoted to this emerging field. The Tufts Civic Studies students who are incarcerated often say that the major is ideal because it helps them to understand and change systems. They are part of an international community that consists of hundreds of people who have participated in Summer Institutes of Civic Studies at Tufts, in Europe, and at James Madison University since 2009, plus those who study this subject on Tufts’ main campus.

See also: teaching about institutions, in a prison; article about the Civic Studies major

Maria Avila et al., Building Collective Leadership for Culture Change: Stories of Relational Organizing on Campus and Beyond

Maria Avila is a great community organizer in the tradition of the Industrial Areas Foundation. I often assign her writing to introduce students to principles and strategies for organizing. For instance, this fall, our undergraduates read chapters of her Transformative Civic Engagement Through Community Organizing.

Her latest book is Building Collective Leadership for Culture Change: Stories of Relational Organizing on Campus and Beyond (Cornell University Press, 2023), which she wrote with contributions from Aixle Aman Rivera, Joanna B. Perez, Alan P. Knoerr, Kathleen Tornow Chai, and Philip A. Vieira and a foreword by George J. Sánchez.

This book reflects Maria’s turn to organizing in and from academia. After working in organizations in Chicago and Ciudad Juarez and organizing intensively in neighborhoods in Los Angeles and Albuquerque, she earned a PhD and held positions at Cal State Dominguez Hills (CSUDH) and Occidental College. She says she has used “parts of [the IAF organizing] model to guide my work” in academic jobs “and throughout my doctoral and postdoctoral research” (p. 34). Building Collective Leadership is about being “a civically engaged scholar and organizer,” one who “work[s] with others to create a more democratic, collaborative culture in academic institutions where I work, and in the communities with which I partner (p. 52).”

The model that Maria employs has five very practical components (pp. 38-9).

She starts by “conducting relational one-on-one meetings with people I think might be interested in my work, to learn about people’s self-interest through sharing personal and/or professional stories.”

One-on-one meetings are fundamental to the IAF approach and have a particular character. They are two-way conversations that explore connections between the discussants’ personal values and interests and shared or public issues. These meetings create relationships that are assets for public work. They are not simply friendly and private, nor are they transactional–trying to get another person to do or agree to something. They are the first step in deciding together what we should do.

Maria then invites people who have resonated to her work to join “projects I am working on, based on their interests.” She creates spaces where these people can share their “personal and professional stories,” make and execute plans, and reflect. She educates others about the organizing methods that she has learned and has helped to develop, and she organizes discussions (based on readings) about relevant methods, such as “participatory research in action, narrative inquiry, community organizing, and civically engaged scholarship.”

Building Collective Leadership describes such processes at generally increasing scales. Chapters 1 and 2 are mostly about Maria’s own background and research. In chapter 3, she and her colleagues Kathleen Tornow Chai and Enrique Ortega describe one-on-one interviews and intensive group discussions within CSUDH’s College of Health, Human Services, and Nursing, which shifted the culture of that academic unit.

In chapter 4, Aixle Aman Rivera and Ray López-Chang discuss a partnership involving Maria and a Los Angeles Unified School Board district that changed its office culture and daily practices. In chapter 5, the focus shifts to regional organizing across Southern California and a project to build an intercollegiate chapter of the national network known as Imagining America, which emphasizes the humanities and arts. Chapter 6 describes a particular Imagining America research project that connected CSUDH to student-led and community-based groups. Chapter 7 discusses a reform of the curriculum at CSUDH, when civic engagement was built into the General Education requirements. Importantly, this effort involved community partners from the start.

The book reflects many voices, sometimes in the form of co-authored narratives and sometimes as explicit dialogues among participants. Quite a few of the contributors use the opportunity to criticize prevailing norms and systems of US higher education. For example, CSUDH professor Joanna B. Perez contrasts her “parents’ teachings of humility, community, and service” to “the egocentric and competitive nature of academia” (p. 188). Maria aspires to act “in a relational and hopefully more humane way than what the competitive and siloed academic culture tends to allow” (p. 223).

These critical reactions fuel the desire for change. Speaking for myself, I think that higher education deserves criticism. But I also observe that people who effectively use relational organizing methods within institutions, such as universities or government agencies, often demonstrate underlying care, affection, and loyalty for those institutions and their people (including their leaders). In the terms defined by Albert O. Hirschman, they opt to use “voice” rather than “exit” because they are loyal. The missions, histories, and particular roles of entities like a Cal. State public university inspire them.

I say this because I think that community organizing is effective when there is some alignment between the organizer and the institution. When that is completely absent, it is better to organize outside the institution.

If you are a socialist, you should not take a job at a bank, thinking that it has a lot of money and you can organize from within to distribute the money to the people. You will be endlessly frustrated. You would be better off organizing pressure on the bank from outside–from governments, unions, or social movements–or possibly trying to build some kind of cooperative alternative to a bank that can compete with it effectively. Likewise, if you are a true libertarian, you should probably not become a civil servant, unless you are willing to treat your job as Ron Swanson does and gain your personal satisfaction elsewhere.

(To complicate the advice of the previous paragraph, I acknowledge that you might be a little bit of a socialist or a mild libertarian and still think that you can be helpful working for a bank or a government program. Or you might feel you have no choice: there is nowhere to work except at organizations you despise. But in the latter case, you should try to get out of this bind as soon as possible.)

If you do basically appreciate an institution, such as a university, then organizing within it will sometimes be frustrating and will sometimes fail, but it can be deeply satisfying. You will be able to use mission statements and official policies as resources, since you want to reduce the gap between public promises and actual performance. You will find some programs, funding streams, offices, and positions that are useful for your cause. You should be able to identify allies, since other employees (and students) will be drawn to the organization for similar reasons as yours. One-on-one interviews can reveal such shared motivations. If you’re fortunate, your work will be rewarded by colleagues and even supervisors, since you are fundamentally committed to their common purpose. I think it’s OK to acknowledge your love for an institution that you critically engage.

To be an effective organizer, you do not need positional power: the ability to tell subordinates what to do. Aman Rivera and López-Chang note that their purported positional power as city officials was often illusory, anyway (p. 109). (On the other hand, if you happen to hold a high office, Maria’s methods can still be useful for you). You do need hope, relationships, and good strategies. Building Collective Leadership exemplifies all three.

Activism and Objectivity in Political Research

I agree with the main argument of Michael L. Frazer’s “Activism and Objectivity in Political Research (Perspectives on Politics 2023, 21(4), 2023, pp. 1258-1269). Objectivity is usually a red herring. What we need is “active engagement with inconvenient evidence.” Frazer uses the word “evidence” to encompass both empirical data and conceptual or normative arguments. Evidence is inconvenient if it complicates or challenges our prior beliefs.

As Frazer argues, engagement with inconvenient evidence strengthens both research and activism. Therefore, the valuable question is not whether activist academics should or can be objective, but how any kind of thinker should engage with inconvenient evidence.

People who are both scholars and committed activists have the advantage that they know what they stand for, which can help them recognize which evidence they should wrestle with because it’s inconvenient. However, their engaged stance may make them resistant to such evidence. In contrast, a highly detached scholar may be less aware of implicit assumptions that need to be challenged, yet more comfortable exploring diverse views. I happen to value both kinds of colleagues.

I would add that scholars can be activists in many different ways. For example, I have served on about 30 non-academic boards or committees that make collective decisions. Sometimes in these deliberations, I present inconvenient evidence. This can be my particular contribution as an academic–someone who has the time and scope to explore a range of ideas. On the other hand, sometimes I hold back because I am sensitive to group dynamics and I believe that the organization has value even if I can’t completely endorse its current theory-of-change. Besides, tact is a virtue.

Sometimes I refrain from publicly expressing views that would challenge the public stance of a group to which I belong. On the other hand, involvement with a group may make me aware of current assumptions that I then want to study critically. In such cases, being an activist scholar actually promotes my engagement with inconvenient evidence. But I may choose the slower and quieter medium of academic scholarship or a seminar room to explore complications, so that I don’t disrupt the immediate needs of a group. Exiting and publicly disagreeing always remain options.

Belonging to groups involves literal accountability. I could be removed from a committee. A fiduciary board assesses staff and makes decisions about personnel and budget. Speech in this context has tangible implications and raises many ethical considerations.

The situation is very different if one’s activism consists mainly of addressing public audiences as an individual writer or speaker. Forcefully saying simple things may attract the most attention, but fame is a lure and temptation. I often wish that public intellectuals would be more humble and less certain.

We may also be hired to play a role within an organization, whether that is an academic entity like a university or a nonprofit or government agency. Then we are responsible for the effects of our public speech on our colleagues and students or clients. The organization may need to engage with inconvenient evidence, but introducing difficult ideas may not be timely or appropriate for a given employee. For instance, when you have positional authority over someone else, it can be wise to hold back one’s skeptical thoughts.

I would start with a view much like Frazer’s–and I appreciate his literature review–but I would then explore what “engagement with inconvenient evidence” means for people who play various roles in various social contexts. Often the genuine virtue of intellectual humility is in tension with other valid needs, and the question is how to negotiate those tradeoffs. To make matters even more complicated, many of us play multiple roles, and we fall on continua rather than within discrete categories. For instance, one may be more or less open to inconvenient evidence of various types while spending various amounts of one’s time and energy performing various functions in settings as diverse as a department meeting, a lecture room, a team writing a grant proposal, a community meeting, a political campaign, and a protest action. Both the ethical and epistemic issues are quite diverse and hard.

See also: making our models explicit; analytical moral philosophy as a way of life; du Bois: “Organization is sacrifice.”; Civically Engaged Research in Political Science; Henry Milner, Participant/Observer: An Unconventional Life in Politics and Academia

spammy academic invitations

I am getting an average of more than one invitation to contribute to a journal every day. They are generally dubious, and some are deliciously so. These are among my favorites from the past two weeks:

Dear Doctor. Levine Peter,

Hope you are doing good…!

This is a reminder mail as we have not received any response from your end regarding manuscript submision.

The  Journal of Clinical and Medical Images (ISSN 2640-9615) (IF – 2.6)” is pleased to submit your valuable research to our esteemed journal.

Dear Levine Peter

We hope this letter finds you in good health and high spirits. It gives us great pleasure to cordially extend our invitation to you to attend the IPHC 2024 event. …

Greetings Levine P,

We have genuinely emailed you quite a lot of times but received no response, so we’d like to try once more as courtesy.

The most recent issue (New Edition) is missing one article. Could you please aid us by putting forward an article to this edition of the Journal of Pulmonology and Respiratory Research

Dear Doctor,

Hope you are doing well.

As you being eminent author in the field who have contributed excellent work. With an immense pleasure, we would like to request to help us release best quality articles for the Upcoming issue of the journal.

Dear Dr. Levine P,

Wishes for the day!

We are excited to announce the Call for submissions, an engaging platform for researchers, academics, and industry professionals to share their latest findings and insights. This invitation is dedicated to promoting open access to knowledge and fostering collaboration.

We invite you to contribute your expertise by submitting your research papers on diverse topics within Emergency Preparedness. This is an opportunity to showcase your work to a global audience and be part of meaningful discussions on the latest trends and advancements.

Hi, Doctor,


Greetings from “Current trends in Internal Medicine”


We have gone through your recent publications, have found them interesting, and are of Superior Quality. We would be grateful if you can submit your next paper for our volume-7, issue-04.


We are looking forward for a long and productive relationship with you.
Hoping for your positive reply.
Have a nice day.
Regards,
AshleyCathlyn

core curricula without the concept of the West

This post is prompted by Stanford’s new Civic, Liberal, and Global Education (COLLEGE) requirement. Stanford makes no claim to present something called “Western Civilization” in chronological order. Instead, it assigns texts about common themes from diverse sources. I basically want to endorse this approach (which is not unique to Stanford).

Shared readings provide the basis for focused conversation that can encompass disagreement. I also see an argument for choosing works that illuminate the ideas, values, and institutions that have become globally dominant in the wake of European imperialism, which we can assess both critically and appreciatively. However, I cannot see a legitimate rationale for selecting authors and texts that are labeled “Western.”

Important lines of influence have always crossed any border that would demarcate the West, which has itself been deeply diverse. The word “West” sometimes names the countries where the majority populations are seen today as white, but that is an indefensible basis for selecting sources. A tenable justification would have to explain how something called the West is both internally consistent and intellectually distinct (whether for good or ill); and I don’t see a basis for that.

It’s true that some works from non-European regions extoll community and denounce individual selfishness or advance holistic and integrated metaphysical views. These texts are taken as evidence that “the West” is uniquely materialistic, dualistic, and individualistic. But authors from traditions like Buddhism would not have taken the trouble to argue so forcefully against materialism and selfishness if those values had been limited to people thousands of miles to their west. Their elaborate and sometimes urgent arguments to their own compatriots provide evidence that the values labeled “Western” have actually been widespread in many times and places. Meanwhile, Europe has produced powerful voices for mysticism, communalism, and deep ecology.

I’ll quote a passage from Leo Strauss, not to criticize him individually (even though I once published a roman-à-clef about him), but as an illustration of a view that I think was commonplace not long ago:

All the hopes that we entertain in the midst of the confusion and dangers of the present are founded, positively or negatively, directly or indirectly, on the experiences of the past. Of these experiences, the broadest and deepest—so far as Western man is concerned—are indicated by the names of two cities: Jerusalem and Athens. Western man became what he is, and is what he is, through the coming together of biblical faith and Greek thought. In order to understand ourselves and to illuminate our trackless way into the future, we must understand Jerusalem and Athens.

Leo Strauss, “Jerusalem and Athens: Some Introductory Reflections (Commentary, June 1967)

One premise here is that modern European ideas derive from two main sources, classical Greece and ancient Judaism. Perhaps Strauss also thought that the resulting ideas were good or true, although I suspect his own view resembled the deeply skeptical argument that he attributes to Nietzsche in the same article.

Regardless of Strauss’ ultimate position, my focus here is not the claim that it’s valuable to understand the intellectual history that flows from “biblical faith and Greek thought.” I object to following that history only through European countries and their colonies.

We might envision Athens as a label for a set of contesting ideas that emerged in the Greek classical period, and treat it as node. We might likewise use Jerusalem as the name of a node that represents the various strands of ancient Judaism. Some thinkers of the Hellenistic period connected these nodes, forming the basis of Christianity. For example, when John writes (in Greek), “In the beginning was the logos,” he combines these two sources.

Zooming out from those two nodes, we can identify many influences on both. The Hebrew Bible describes a people who were profoundly connected to Egypt and Mesopotamia. Greek thought drew on the same sources, plus South Asia and perhaps Scythia. For example, Pyrrho of Elis may have been a Buddhist and was certainly influenced–as were several other Greek philosophers–by his travels in India.

The nodes labeled Athens and Jerusalem then radiated influences on many periods and places. Leo Strauss was an expert on the ways that Greek philosophy and Hebrew scripture shaped classical Islam. One center of medieval Islam was Spain, from which Greek and Jewish ideas and texts spread to Catholic Europe. The first people to depict the Buddha in statuary were Indo-Greeks, while Catholic monasticism may be modeled on India’s bhikkhus and sanyasis. Examples of such radiating influence could be explored endlessly.

It is then very odd to name the zone that was influenced by Athens and Jerusalem as “the West.” The influences of Greece plus ancient Judaism extend, for example, to predominantly Muslim Indonesia, which lies at the east end of Asia. Jerusalem is also in Asia, and Athens is far to the east of (say) Marrakesh. Until the 1800s, the word “west” referred to a compass direction and bore no other implications. The first use that I can find that clearly defines the West in terms of culture–or race–is from 1892, around the apogee of European imperialism. By the way, one reason that the phrase “Western civilization” then became prevalent was a deep anxiety about the condition and prospects of Europe, especially following the First World War.

Studying a canon of works that relate to Athens and Jerusalem has value. For one thing, it’s an opening to discuss extraordinarily diverse and contesting ideas. But defining its scope as the countries where most people have had white skin is untenable.

See also: the history of the phrase “the West”; Europa was an Asian woman, and other thoughts on the definition of Europeto whom do the ancient Greeks belong?Jesus was a person of color; The lack of diversity in philosophy is blocking its progress (in Aeon)

English dominance in academia

On a recent quick trip to a smallish European country (Czechia), I was reminded of the dominance of English in broad reaches of academic life.

We Anglophones have the privilege of being able to travel almost anywhere and enjoy rich discussions in our native tongue. This also means that English idioms and conceptual schemas are hugely influential, while specialized vocabulary can lag in other languages. And most of the world’s people face an additional burden when they try to use research: it’s mostly in English. As a Quebecois scholar writes (Lord 2023):

«Cette internationalisation de l’enseignement présente également quelques défis, importants notamment celui de préserver une culture nationale en recherche et un accès à la recherche scientifique dans les communautés locales.» (“This internationalization of education also presents some important challenges, notably preserving a national research culture and access to scientific research in local communities.”)

In many countries, citation counts are used to assess individual scholars and whole universities. That method is always problematic, but an additional problem in most of the world is that papers published in English–and in English-language journals–almost always have higher counts. In fact, controlling for other factors, English is statistically related to the number of times an article is cited (Di Bitetti & Ferreras 2017).

Two Spanish scholars (writing, not surprisingly, in English) calculate the trends captured by the Web of Science from 1980 to 2000. I present their data in the graph with this post. Overall, English represented 84.5% of all articles in 1980, rising very smoothly to 95.9% in 2000. Spanish–which has more than half a billion native speakers–is invisible on my graph, with 0.3% of all articles in 2000. (Bordons & Gomez 2004). The authors don’t calculate Chinese or Hindi.

In countries whose languages were never widely spoken, university life was always conducted in one or more foreign languages. Latin yielded to French or German, before shifting to English after WWII. But even languages that have hundreds of millions of speakers and/or international prestige seem endangered today in academia. Bordons and Gomez calculate that 59% of articles by French authors, and 62% by German authors, were written in English in 1980, rising to 89% and 90% (respectively) by 2000. I haven’t found more recent statistics, but that trend would lead to an English monopoly if it continued.

These data come from Web of Science. Although that database includes humanities, social sciences, and law, it tilts to the STEM fields, as do all citation counts. My own humanities and social science articles from the last few years are sole-authored publications that required many weeks of my work, and they will not receive any citations for quite a while. Being cited requires another scholar to read the piece, write an article that cites it, and then navigate a publication process that can take years. In contrast, I was part of two public health publications in 2022, along with co-authors. Each required hours of work from me. Just months after appearing, they already have 19 published citations between them. STEM simply involves a much higher volume and faster pace, basically swamping the humanities in numerical terms.

I mention this point about STEM because any data about publications will likely underestimate the humanities, where the written languages are probably more diverse. I find that when I want to know about specific works of art or literature, Google Scholar will often yield results in languages other than English. Nevertheless, English is dominant in academia as a whole, and its share appears to be growing.

References: Lord, F. R. (2023). La communauté universitaire sous tensions: analyse des dynamiques de communication et de gestion entourant la création d’une université (Doctoral dissertation, Université du Québec à Trois-Rivières); Di Bitetti, M. S., & Ferreras, J. A. (2017). Publish (in English) or perish: The effect on citation rate of using languages other than English in scientific publications. Ambio, 46, 121-127; Bordons M and Gomez I. 2004. Towards a single language in science? A Spanish view. Serials 17: 189–195

what I would advise students about ChatGPT

I’d like to be able to advise students who are interested in learning but are not sure whether or how to use ChatGPT. I realize there may also be students who want to use AI tools to save effort, even if they learn less as a result. I don’t yet know how to address that problem. Here I am assuming good intentions on the part of the students. These are tentative notes: I expect my stance to evolve based on experience and other perspectives. …

We ask you to learn by reading, discussing, and writing about selected texts. By investing effort in those tasks, you can derive information and insights, challenge your expectations, develop skills, grasp the formal qualities of writing (as well as the main point), and experience someone else’s mind.

Searching for facts and scanning the environment for opinions can also be valuable, but they do not afford the same opportunities for mental and spiritual growth. If we never stretch our own ideas by experiencing others’ organized thinking, our minds will be impoverished.

ChatGPT can assist us in the tasks of reading, discussing, and writing about texts. It can generate text that is itself worth reading and discussing. But we must be careful about at least three temptations:

  • Saving effort in a way that prevents us from using our own minds.
  • Being misled or misinformed, because ChatGPT can be unreliable and even unbiased.
  • Violating the relationship with the people who hear or read our words by presenting our ideas as our own when they were actually generated by AI. This is not merely wrong because it suggests we did work that we didn’t do. It also prevents the audience from tracing our ideas to their sources in order to assess them critically. (Similarly, we cite sources not only to give credit and avoid plagiarism but also to allow others to follow our research and improve it.)

I can imagine using ChatGPT in some of these ways. …

First, I’m reading an assigned text that refers to a previous author who is new to me. I ask ChatGPT what that earlier author thought. This is like Google-searching for that person or looking her up on Wikipedia. It is educational. It provides valuable context. The main concern is that ChatGPT’s response could be wrong or tilted in some way. That could be the case with any source. However, ChatGPT appears more trustworthy than it is because it generates text in the first-person singular–as if it were thinking–when it is really offering a statistical summary of existing online text about a topic. An unidentified set of human beings wrote the text that the AI algorithm summarizes–imperfectly. We must be especially cautious about the invisible bias this introduces. For the same reason, we should be especially quick to disclose that we have learned something from ChatGPT.

Second, I have been assigned a long and hard text to read, so I ask ChatGPT what it says (or what the author says in general), as a substitute for reading the assignment. This is like having a Cliff’s Notes version for any given work. Using it is not absolutely wrong. It saves time that I might be able to spend well–for instance, in reading something different. But I will miss the nuances and complexities, the stylistic and cognitive uniqueness, and the formal aspects of the original assignment. If I do that regularly, I will miss the opportunity to grow intellectually, spiritually, and aesthetically.

Such shortcuts have been possible for a long time. Already in the 1500s, Erasmus wrote Biblical “paraphrases” as popular summaries of scripture, and King Edward VI ordered a copy for every parish church in England. Some entries on this blog are probably being used to replace longer readings. In 2022, 3,500 people found my short post on “different kinds of freedom,” and perhaps many were students searching for a shortcut to their assigned texts. Our growing–and, I think, acute–problem is the temptation to replace all hard reading with quick and easy scanning.

A third scenario: I have been assigned a long and hard text to read. I have struggled with it, I am confused, and I ask ChatGPT what the author meant. This is like asking a friend. It is understandable and even helpful–to the extent that the response is good. In other words, the main question is whether the AI is reliable, since it may look better than it is.

Fourth, I have been assigned to write about a text, so I ask ChatGPT about it and copy the response as my own essay. This is plagiarism. I might get away with it because ChatGPT generates unique text every time it is queried, but I have not only lied to my teacher, I have also denied myself the opportunity to learn. My brain was unaffected by the assignment. If I keep doing that, I will have an unimpressive brain.

Fifth, I have been assigned to write about a text, I ask ChatGPT about it, I critically evaluate the results, I follow up with another query, I consult the originally assigned text to see if I can find quotes that substantiate ChatGPT’s interpretation, and I write something somewhat different in my own words. Here I am using ChatGPT to learn, and the question is whether it augments my experience or distracts from it. We might also ask whether the AI is better or worse than other resources, including various primers, encyclopedia entries, abstracts, and so on. Note that it may be better.

We could easily multiply these examples, and there are many intermediate cases. I think it is worth keeping the three main temptations in mind and asking whether we have fallen prey to any of them.

Because I regularly teach Elinor Ostrom, today I asked ChatGPT what Ostrom thought. It offered a summary with an interesting caveat that (I’m sure) was written by an individual human being: “Remember that these are general concepts associated with Elinor Ostrom’s work, and her actual writings and speeches would provide more nuanced and detailed insights into her ideas. If you’re looking for specific quotes, I recommend reading her original works and publications.”

That is good advice. As for the summary: I found it accurate. It is highly consistent with my own interpretation of Ostrom, which, in turn, owes a lot to Paul Dragos Aligica and a few others. Although many have written about Ostrom, it is possible that ChatGPT is actually paraphrasing me. That is not necessarily bad. The problem is that you cannot tell where these ideas are coming from. Indeed, ChatGPT begins its response: “While I can’t provide verbatim quotes, I can summarize some key ideas and principles associated with Elinor Ostrom’s work.” There is no “I” in AI. Or if there is, it isn’t a computer. The underlying author might be Peter Levine plus a few others.

Caveat emptor.

See also: the design choice to make ChatGPT sound like a human; the difference between human and artificial intelligence: relationships

the Supreme Court against civic education

In Students for Fair Admissions v Harvard (2022), the Supreme Court prohibited affirmative action on the basis of theories about race in America, the Fourteenth Amendment, its own proper role and authority, and its power over other institutions (such as universities) that I strongly contest.

Those are the most important issues. However, the Court also adopts a problematic view of education that deserves attention. In essence, the majority sees education as a consumer good that benefits the students who purchase it, not as a public good that can be designed to benefit the society. Both Chief Justice Roberts’ decision and Justice Thomas’ concurring opinion explicitly name college admissions as “zero sum,” since “a benefit provided to some applicants but not to others necessarily advantages the former at the expense of the latter.”

Many people share this assumption. To a significant extent, US colleges and universities act accordingly: they provide experiences and degrees as scarce consumer goods with tangible–generally economic–benefits for the individuals who purchase them (Levine 2023). But this is an impoverished view, and the Court’s ruling reinforces it.

Chief Justice Roberts writes that the Fourteenth Amendment bans consideration of race in the provision of all goods and services by public and private entities. “Eliminating racial discrimination means eliminating all of it. … Any exceptions to the Equal Protection Clause’s guarantee must survive a daunting two-step examination known as ‘strict scrutiny.'” Under this test, any policy that considers race at all must be strictly measurable so that a court can determine whether it is necessary and effective for achieving a constitutionally appropriate end. “For example, courts can discern whether the temporary racial segregation of inmates will prevent harm to those in the prison.”

The defendants in Students for Fair Admissions (Harvard and UNC) had asserted that their affirmative action policies were necessary for important public goals:

Harvard identifies the following educational benefits that it is pursuing: (1) “training future leaders in the public and private sectors”; (2) preparing graduates to “adapt to an increasingly pluralistic society”; (3) “better educating its students through diversity”; and (4) “producing new knowledge stemming from diverse outlooks.” … . UNC points to similar benefits, namely, “(1) promoting the robust exchange of ideas; (2) broadening and refining understanding; (3) fostering innovation and problem-solving; (4) preparing engaged and productive citizens and leaders; and enhancing appreciation, respect, and empathy, cross-racial understanding, and breaking down stereotypes.”

Roberts replies:

Although these are commendable goals, they are not sufficiently coherent for purposes of strict scrutiny. At the outset, it is unclear how courts are supposed to measure any of these goals. How is a court to know whether leaders have been adequately “train[ed]”; whether the exchange of ideas is “robust”; or whether “new knowledge” is being developed? Even if these goals could somehow be measured, moreover, how is a court to know when they have been reached, and when the perilous remedy of racial preferences may cease? There is no particular point at which there exists sufficient “innovation and problem solving,” or students who are appropriately “engaged and productive.”

Roberts acknowledges that a court can determine at trial whether it is necessary to segregate incarcerated people by race, “but the question whether a particular mix of minority students produces ‘engaged and productive citizens’ or effectively ‘train[s] future leaders’ is standardless.”

In her dissent, Justice Sotomayor argues that the “measurability” criterion is an innovation, not based on precedents. The court has accepted other goals that are not particularly measurable. In any case, we can measure whether students have been prepared for leadership, whether they are empathetic and knowledgable, and whether campus discussions are robust. We can also investigate the effect of any given policy, such as affirmative action, on such outcomes. There are large literatures on these topics. For instance, Bowen and Bok (1998) found positive effects, and their work has been cited 3,900 times.

But policies are not like chemical compounds that can be tested in randomized experiments and predicted to work consistently when mass-produced. Outcomes depend on the context, the participants’ motivations and preparation, the degree to which people undermine or distort the goals, and the evolution of relevant practices. For example, college admissions are managed by admissions officers who are selected, trained, provided with rubrics and other tools, and assessed–and those efforts can go well or badly. Meanwhile, applicants pursue their own interests, and at least some may try to “game” any system.

Thus the effects of affirmative action on outcomes like empathy or leadership will always be a bit ambiguous and subject to change. Besides, affirmative action is a very modest tweak to a system of intense competition for scarce economic advantage that could be reformed in much deeper ways. As such, it will never solve the problems it purports to address. As Roberts says, “There is no particular point at which there exists sufficient ‘innovation and problem solving,’ or students who are appropriately ‘engaged and productive.’”

But the Court says: You cannot try. Outcomes like leadership and empathy may be “commendable,” but they are too contingent and open-ended to be taken seriously in a court. Let’s face it, Roberts says, the real purpose of higher education is to sell individual consumers the services they prefer, and discrimination is illegal in any consumer marketplace. Colleges may claim that they are helping to build “an increasingly pluralistic society” or “preparing engaged and productive citizens and leaders” (and that is how they may justify their tax-exempt status, their public subsidies, and their fundraising), but they are not really in that business.

In her dissent, Justice Jackson commends UNC for considering racial diversity in its admissions process as a way of building a more equal society. “Once trained, those UNC students who have thrived in the university’s diverse learning environment are well equipped to make lasting contributions in a variety of realms and with a variety of colleagues, which, in turn, will steadily decrease the salience of race for future generations.” The Court forbids that approach. We are not allowed to try to make it work; we must immediately cease.

The decision does allow universities to consider “an applicant’s discussion of how race affected his or her life, be it through discrimination, inspiration, or otherwise.” Their account must be strictly individual. “A benefit to a student who overcame racial discrimination, for example, must be tied to that student’s courage and determination.” (Italics in the original.) As many have noted, this holding will encourage students of color to write application essays that may distort how they really think about their own identities and goals, and it will offer advantages for people who can afford coaching and expert advice to write essays that comply with the law.

I would add, again, that Roberts’ logic here is consumeristic. An applicant is treated as a potential consumer who might be more valuable to the institution than is evident from test scores and grades alone, and who should be allowed to mention race in making that case. It is impermissible, however, to ask whether the applicant’s demographic characteristics might help build a better community for everyone.

As Justice Jackson writes, it has become illegal to ask whether students will make “a meaningful contribution to the larger, collective, societal goal that the Equal Protection Clause embodies (its guarantee that the United States of America offers genuinely equal treatment to every person, regardless of race).”

Justice Sotomayor concludes her dissent:

Notwithstanding this Court’s actions, however, society’s progress toward equality cannot be permanently halted. Diversity is now a fundamental American value, housed in our varied and multicultural American community that only continues to grow. The pursuit of racial diversity will go on. …. Despite the Court’s unjustified exercise of power, the opinion today will serve only to highlight the Court’s own impotence in the face of an America whose cries for equality resound. As has been the case before in the history of American democracy, “the arc of the moral universe” will bend toward racial justice despite the Court’s efforts today to impede its progress.

We can only hope she is right.

Sources: Levine, Peter. “The Democratic Mission of Higher Education: A Review Essay.” Political Science Quarterly (2023); Bowen, William G., and Derek Bok. The shape of the river: Long-term consequences of considering race in college and university admissions. Princeton University Press, 1998.