adding democracy to Robert Merton’s CUDOS norms for science

Civic Science is an emerging scholarly conversation, and today we held a discussion of it at Tufts. In my group, we agreed that scientists are not value-free but are indeed defined by certain values. We went back to the list of four values that Robert K. Merton identified in 1942. Per Wikipedia, those are:

  • Communalism all scientists should have equal access to scientific goods (intellectual property) and there should be a sense of common ownership in order to promote collective collaboration, secrecy is the opposite of this norm.
  • Universalism all scientists can contribute to science regardless of race, nationality, culture, or gender.
  • Disinterestedness according to which scientists are supposed to act for the benefit of a common scientific enterprise, rather than for personal gain.
  • Organized Skepticism Skepticism means that scientific claims must be exposed to critical scrutiny before being accepted.

These “CUDOS” norms emerge from the practices of actual scientists, yet they are  aspirational. In fact, they may be rarely honored in a given population of scientists, but they would still reflect the ideals of science. They thus provide tools for the critical assessment of actual science.

We proposed adding:

  • Openness: meaning not only openness to data and evidence, but to diverse perspectives and voices.
  • Democratic Engagement It’s not enough to decide that your scientific work is disinterested. You owe an argument to fellow citizens for why it actually is in the public interest. At the same time, you must influence public priorities. If, for instance, there is no funding for addressing a disease suffered by the world’s poor, that means that you cannot just go out and study it. But you can advocate for funding.
  • Service This goes beyond “the benefit of a common scientific enterprise” to encompass benefit to the world (human beings and other species)

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St. Margaret of Cortona and medieval populism

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This is highlight #3 from our recent vacation in Italy. St. Margaret of Cortona was a remarkable person–more on her in a moment. The picture is a narrative of her life painted around 1298, or just one year after she died. She wasn’t canonized until 1728. In her own community of southeastern Tuscany, she was treated from the moment of her death (and perhaps even while she was still alive) as a saint to be venerated and depicted on par with St. Clare or St. Agnes. A major local church was immediately renamed in her honor, and her mummified body was placed under its altar. Those actions offer insights into medieval Catholicism, which was much more populist and decentralized than we assume on the basis of recent centuries of Church history and governance.

Margaret’ story would work for a novel (and has inspired an opera and a film). A beautiful peasant girl, she quarreled with her stepmother and ran away to live in sin with a nobleman in his castle. One day, his most loyal hound returned alone from the hunt and led Margaret to the scene of his death at the hands of a murderer. Deeply shaken, Margaret became a Franciscan sister, thus joining the most radical and compelling  religious/political movement of the era. She swore personal poverty but may have used her ex-lover’s wealth for philanthropy; we know that she obtained the resources to found a hospital and a convent. No wallflower or passive penitent, she twice challenged the bishop of Arezzo for acting like a warlike lord instead of a man of God. Her example and the force of her thought and personality must have resounded powerfully.

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civic republicanism in medieval Italy: the Lucignano council frescoes

This is highlight #2 from our recent time in Italy. Lucignano is a small medieval town in Tuscany, notable for its street plan of concentric ellipses capping a steep hill. During the middle ages, it was contested by larger city-states, but it sometimes enjoyed a degree of independence or civic freedom. It certainly had its own town hall and, within that building, a Sala di Consiglio or council chamber.

At first, this room was decorated by one large fresco of the Madonna in Majesty. If I recall correctly, the inscription under her picture reminded Lucignano’s leaders to listen to both sides of every dispute. Then, between 1438 and 1475, the town’s councilors contribruted personal funds to cover the ceiling with frescoes of exemplary figures from history, each labeled with a name, and most accompanied by an instructive quotation. “Virgil the poet” is shown above.

Christiane L. Joost-Gaugier offers excellent background information on this decorative scheme.* It was not uncommon to depict heroes from the past (often known as “worthies”) in public spaces. And there was a very famous model of a council chamber decorated with frescoes about good (and bad) government in nearby Siena. But the Lucignano frescoes were unique in that the list of exemplary figures came from a specific source, Dante, who also provided many of the quotations painted on the ceiling.

Dante held an elaborate political theory that I will not attempt to summarize comprehensively here. But it seems to me that Lucignano’s civic elders borrowed the following elements of his thought for their council chamber:

  1. Civic responsibility. Cicero is depicted as one of the exemplars (no surprise there); but as Joost-Gaugier notes, it was thanks to Dante that Cicero came to represent “the value of active participation in civic life” and the “civic spirit of Roman law as it centered on the complete man espousing the common good.” The Lucignano frescoes emphasize not only the value of participating in everyday civic affairs but also the need for sacrifice. For instance, the Roman heroine Lucretia is shown. Her suicide sparked the revolt that founded the Roman Republic.
  2. Lay government. One saint (Paul) is depicted among the worthies, but his quote from Romans 12:17-19 is about obeying the law. Figures like Justinian are deeply Christian, but they mingle on the chamber ceiling with pagan Romans and ancient Jews without distinction. The Roman republic and empire were Dante’s political models, and they were led by laymen rather than clergy. Although Dante and the medieval leaders of Lucignano believed that law should be consistent with scripture, the point emphasized in the Council Chamber is the primacy of law.
  3. Independence: Joost-Gaugier notes a subtle dig at Siena, from which Lucignano had won its freedom. Siena claimed to be founded by Remus, who was its mascot, but the frescoes in Lucignano suggest that Rome had been founded by the god Janus and not by Romulus and Remus at all. While Lucignano’s elders may have simply had a quarrel with Siena, they also hoped to govern their community free of any outside domination. Self-governance is an implicit theme here.
  4. The unity of history. Ancient Romans, Jews, and Christians all look alike in these frescoes. That is partly a result of the historical naivety of Lucignano’s artists. They had no idea that Samson and Virgil should be dressed differently from a Tuscan of the 1400s. At the same time, however, Dante offered a more substantive reason to treat all these worthies as similar. He held that world history had a unity determined by providence. See Paradiso VI, where Justinian mentions several of the other figures shown on the ceiling at Lucignano as bearers of God’s unfolding will.

People who thought in this way were liable to see themselves as appropriate heirs to the republican citizens of ancient Rome, capable of self-governance, obligated to sacrifice for the common good, and committed to the same law that had prevailed in Rome. This room is a vivid illustration of the idea that civic republicanism flourished in late-medieval Italy and came to the Atlantic world from there.

*Christiane L. Joost-Gaugier, “Dante and the History of Art: The Case of a Tuscan Commune. Part II: The Sala del Consiglio at Lucignano,” Artibus et Historiae, Vol. 11, No. 22 (1990), pp. 23-46.

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the year the people took back politics: a vision for 2016

Below are my keynote remarks yesterday at …

Breaking Through: Increasing Civic Engagement, Before, During and After Elections

The video is here:


I departed from the prepared text a fair amount in order to address the audience of civic innovators who had gathered in Austin. By the time I spoke, I knew more about their projects. These are the prepared remarks:

A presidential election cycle is a great civic ritual. Even though only about 60% of adults vote—when we’re lucky—a national campaign still touches most Americans in one way or another. It challenges us to consider fundamental issues. And it connects us to our political heritage, for many of the greatest moments in our political history have been presidential elections.

As the 2016 cycle heats up, what should we expect from this great national civic experience? What do we have a right to expect from the election?

I would say …

The campaign must engage all Americans, without respect to wealth, social status, age, race, gender, disability, and political and religious opinions.

It must give all Americans equal weight and importance, honoring the fundamental principle of one person/one vote. It must make our leaders accountable to the people as equals.

The campaign must provoke a serious conversation about the most fundamental issues facing us as a country.

It must enlist our higher instincts. It is absolutely fine for citizens to retain their diverse political ideologies and their various and conflicting interests. But we must all be reminded of the more generous and idealistic aspects of our own views and interests—or what Lincoln called, after the fateful campaign of 1860, “the better angels of our nature.”

During a national political campaign, Americans must have respectful interactions with fellow citizens who hold different views from their own. The goal is not consensus but mutual understanding and an awareness that we are all legitimate participants in one great political debate.

Some of our interactions must be personal, in the sense that we get to know one another and can actually reply to each others’ ideas—whether online or face-to-face. In other words, it’s not enough to relate to politicians and other celebrities by following what they say. We must also relate to one another.

Citizens must see ways of acting on their political values that go beyond casting a ballot in November, important as that is. If, for instance, you are moved by the problem of climate change or concerned about moral decline, the campaign should inspire you to reduce carbon or to restore traditional values by working with neighbors and peers. The act of voting should be just one of the political efforts that you undertake as a result of the election.

Finally, a diverse set of new actors must see openings to enter political life, whether as campaign volunteers and staffers, independent activists, or reporters, artists, and bloggers. Presidential elections are entry points for new generations of activists and leaders.

I have described a national election in rather glowing terms, but we all know that the reality falls far short.

In fact, many of my friends and colleagues who do civic work at the local level and in nonprofit settings don’t want to have anything to do with national elections. An esteemed colleague who works mostly with adolescents in an urban context recently remarked, “I have never seen anything big that’s good.” I suspect that the programs she admires are ones where human beings voluntarily relate to each other as individuals. They know the other participants’ names and interests. They can act and see the consequences of their actions. The problems that arise in these settings are problems of relationships—individuals being selfish or prejudiced or antagonistic. And so the solutions involve improving the relationships by talking and listening.

In contrast, a national election is impersonal and detached. It’s about millions of people. It’s about casting a secret ballot for a person you will never meet. The consequences of your individual vote are tiny. And the election is not really voluntary because it will yield a new president and a new Congress who will govern us—whether we like it or not.

If you see politics as impersonal—as a matter of mass voting by secret ballot—then I would recommend that you pay some attention to the settings where fellow citizens do come together to talk and work voluntarily. That is the relational bedrock of American democracy, and it is in weak shape. We need more of it. You should help support dialogues and deliberations, community organizing efforts, civic education in schools, community service programs, civic journalism, and new media. The movement to expand these programs is what I call “civic renewal.” It is important.

But if all you do is to create opportunities for voluntary interactions among people who know each other personally (or who can get to know each other), then I would press you to think also about the mass scale. It is not enough for us to build online communities and face-to-face discussions or service opportunities for a small proportion of the population. Decisions of enormous importance are being made every day by national governments and massive corporations. Even if you are not interested in them, they are interested in you. We must work at that level too. Otherwise, our efforts are just cute and nice; they are not real politics.

At the mass scale, politics is no longer relational. It’s not about getting to know people personally and influencing their ideas and values. It’s about leverage—causing other people to act from afar. A vote, for instance, is a small act of leverage. So is a strike or lawsuit.

Some people are busy at the grassroots level engaging with their fellow citizens, discussing issues, developing relationships, and working on important issues and problems. They are quietly rebuilding our civil society. The question is: Where can those good citizens obtain large-scale leverage in a nation of 300 million that has very rigid institutions? One possible answer is: during a national presidential campaign.

In fact, when the 2008 presidential election was first heating up, many of my colleagues saw openings to bring civic renewal into national politics.

First of all, both parties had competitive primary elections that year, so lots of the presidential campaigns were startups. They were eager to incorporate newcomers as volunteers or even as paid staffers and eager to experiment with new tools and methods. There were openings for newcomers to enter politics through the campaigns. Many of today’s younger civic activists cut their teeth working for a 2008 presidential candidate.

Second, because most of the campaigns were long shots to begin with, they were willing to try risky strategies that empowered their grassroots volunteers. They allowed robust discussions on their websites and let their volunteers develop strategies and methods that would work in their own communities.

Third, several of the campaigns offered genuine ideas about civic renewal. John McCain advocated a dramatic expansion of civilian national service, joining Senator Obama in New York on the auspicious and politically precious day of September 11 to call for tripling the size of AmeriCorps. That was a policy to enhance civic participation in America, and it was part of a larger message that also connected to Senator McCain’s service in uniform.

It is widely forgotten now, but John Edwards was committed to a national citizens’ deliberation on important policy ideas that would generate official federal legislation. That was a different kind of policy proposal—and also quite promising.

Finally, Barack Obama spoke about the citizen’s role in politics with more depth and commitment than any presidential candidate since Bobby Kennedy in 1968. That is my judgment, anyway, and I have written about it in some detail. Senator Obama made civic renewal a signature campaign theme. He developed various appropriate policy proposals, from transparency in government to expanded national service.

But perhaps more impressively, his campaign embodied his message of civic engagement in the way it organized itself. Grassroots volunteers were no longer asked to reach certain numbers of voters with scripted messages. Instead, they were trained to form relationships with people in their communities and to develop their fellow citizens’ leadership skills. They were given the power to create their own messages and were held accountable for the number of true relationships they built. This was a great example of a mix of relational politics and mass politics, and it carried Obama all the way to the White House.

Is the 2016 election another source of leverage, another opening for improving American democracy?

On the day after the election, November 9, 2016, some people will be happy. A candidate whom they admire will be the incoming president of the United States. I understand and appreciate their enthusiasm and do not want to rain on their parade. They will have worked for a cause and won it, fair and square.

Still, I think most of us will reflect back on the 2016 election and say: “That was a … [let me think of a word I can use at a polite forum at UT Austin] … that was a …. disaster!” Measured by all of the criteria that I mentioned when I began this talk, the campaign will look like an almost absurd failure, a travesty.

Will all Americans be engaged and will they count equally? Absolutely not, in an election cycle expected to cost $5 billion. A few individuals will personally contribute amounts in the hundreds of millions, and they will certainly count for more than you and me. Candidates are openly boasting of their success in lining up big donors right now, during what is openly called the “money primary.”

Also, the campaign battleground will be small, limited to swing voters in swing states and the very few competitive congressional districts. In vast states like Texas, voters will not be seen to matter much at all.

Will new people bring new ideas and energies into politics? Not, I fear, through the presidential campaigns, because the leading candidates on both sides are the opposite of startups. They are extremely experienced professional operations with little room for newcomers.

And while the innovations of the 2008 campaign involved empowering volunteers to develop their own messages and strategies, the main innovations since then have involved the use of Big Data to hone and test messages sent from campaign HQ to citizens. The whole point of these methods is to affect individuals in reliable and predictable ways—not to hear their views or empower them to act. The value of algorithms and data is rising; the role of volunteers is increasingly trivial.

Will we see a great conversation about the fundamental issues facing the country? I am sorry to say that also seems highly unlikely. In every modern campaign, so many factors direct the conversation into trivialities and distractions, not to mention fear-mongering and outright lies.

And this year, there is an additional reason to be skeptical about the national conversation. Realistically, a Democratic president will not be able to accomplish a domestic policy agenda in her or his first term, because Congress is almost certain to be controlled by Republicans. The most she or he can actually accomplish is to veto Republican legislation and negotiate the annual budget to the status quo. That means that the Democratic candidates must talk about what they would do if elected knowing that they actually cannot do very much at all. All the rhetoric from one side of the campaign will be basically false, which is not good for the discussion.

Republicans can be more genuinely ambitious but it remains to be seen whether any of them will put forward a serious platform.

Incidentally, the same situation applied in the 2012 election, which struck me as one of the least edifying dialogues in modern times. The televised debates between President Obama and Mitt Romney were dominated by each man’s saying: “You propose X,” and his opponent saying, “No I don’t.” They never got to argue about what they did support. The whole conversation was incredibly confusing and misleading.

Will the 2016 campaign touch the better angels of our nature and call us to work together on important problems in our own communities? I hope so, but again I am not terribly optimistic. Much of the $5 billion that will be spent in this cycle will be used to frighten and distract, not to inspire and empower.

Politicians always over-promise what they can deliver and try to persuade us that they will solve our problems for us. That is always a disempowering message. It will be worse than usual this time because few Americans really believe that national leaders can achieve anything significant, given the frozen political situation in DC. So the candidates will relentlessly exaggerate their own potential and thereby minimize the role of ordinary citizens.

I was asked to inspire you; that was my explicit charge for today. So far, I am doing a miserable job. I am painting a very depressing picture of the months ahead.

But I actually do intend an inspirational message. Imagine that it is November 9, 2016, the day after the national election. The official campaign, as waged by professional politicians and covered by the mass media, is just as I have predicted: a civic nightmare. But imagine that Americans do not wake up on the day after the vote and remark, “What a disaster!” Instead, imagine that they say, “This is the year that we the people reclaimed our political system. Yes, the candidates ran multi-billion-dollar campaigns using scripted, misleading messages to influence a few swing voters and demobilize their opponents through fear. But that is not the main story of the 2016 election. Despite the behavior of the candidates and their enablers among the donor class and the mass media, this election actually was a great discussion of fundamental issues. It actually did reach most Americans and it did inspire us not only to vote but to act in other ways to improve the world. We learned about each other and gained a measure of respect for our fellow citizens who disagree. We saw at least the dim outlines of true solutions emerge. We saw a role for ourselves in achieving those solutions. We still expect relatively little from Congress in the next months, but we expect a great deal from ourselves as a people. We are ready to step up to our responsibilities as a great self-governing nation.”

Why would that happen? In all seriousness, it would happen because of your work. It would happen because you have labored and innovated and collaborated. You have built apps and websites where citizens can genuinely discuss important issues with people who disagree. You have covered news in ways that bring out the real issues and engages diverse voices. You have empowered even the most disempowered Americans with tools and ideas and skills that reconnect them to politics and civic life.

None of you can accomplish that alone. The budget of each organization represented in this room is a tiny fraction of the weekly spending of one of the presidential campaigns that will be flooding the airwaves with fear and misinformation. But we can accomplish a great deal together and with the many willing allies who are not here with us today.

We need to find new ways to set common goals and collaborate effectively in our communities, holding ourselves accountable for common outcomes.

In Bolivia this month, Pope Francis reflected on the global impasse among political elites that is putting not just the US but the whole earth in danger. He said, “People and their movements are called to cry out, to mobilize and to demand – peacefully, but firmly – that appropriate and urgently-needed measures be taken.” He concluded his Bolivia speech by saying, “the future of humanity does not lie solely in the hands of great leaders, the great powers and the elites. It is fundamentally in the hands of peoples and in their ability to organize.”

These are great and timely words. We are unlikely to hear them from our most powerful politicians, but we can make them the inspiration for our own efforts. This is the year that we can take back American politics. It is up to us.

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2014 set records for lowest youth registration and turnout

(Austin, TX) CIRCLE is reporting today that 19.9 percent of 18-to 29-years old cast ballots in the 2014 elections. That was the lowest rate of youth turnout recorded by Census data since the voting age was lowered to 18. The proportion of young people who said that they were registered to vote (46.7%) was also the lowest over the past forty years.

There was, however, a great deal of variation in youth turnout by state (e.g., 31% in Colorado and 15% in Texas). Since the degree to which a state had a competitive senatorial or gubernatorial race was strongly related to its youth turnout, one reason for the record-low may have been the shrinking number of competitive statewide races. Another reason could have been the slew of restrictive voting laws passed by many states between 2010 and 2013.

For more analysis, see the CIRCLE site.

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#Blacklivesmatter and Sen. Sanders: social democracy and identity politics

(Winston-Salem) Last weekend, #BlackLivesMatter activists disrupted a forum with Democratic presidential candidates Martin O’Malley and Bernie Sanders at Netroots Nation. An objection to Gov. O’Malley was that he oversaw the State of Maryland while it incarcerated many thousands of young Black people. That was a pretty standard case of holding a leader accountable for his performance, and the governor’s response was terrible.

The critique of Sen. Sanders was more interesting, and I would love to see a real dialogue between the activists and Sanders–rather than what sounds like a dismissive response on his part. Without wanting to stereotype any individual, I would propose that Sanders and #Blacklivesmatter represent two wings of the American left that are genuinely different and that need more conversation. (See also “Why doesn’t Bernie Sanders talk about race” and “#BernieSoBlack: Why progressives are fighting about Bernie Sanders and race,” both in Vox.)

Consider two simplified ideological positions. One can be called classical social democracy. It holds that the root cause of social injustice is the economic and political power of capital, referring to the companies and individuals who control large economic investments. They represent a small slice of the population. The Occupy Movement asserted that the economic oppressors were 1% of Americans; and while that claim rested on some recent data about wealth distributions in the US, it has always been the case that capitalists are outnumbered by something like 99-to-1.

The classical democratic socialist view is that other problems follow from the power of concentrated capital. For instance, as I have argued, a situation like police violence in Ferguson, MO can be interpreted as a result of massive deindustrialization (the loss of hundreds of thousands of unionized blue-collar jobs in that region), which rendered young men without college degrees very economically weak, which has enabled violent abuse. So—argues the classical democratic socialist—it should be everyone’s priority to reduce the economic and political power of big capital. That means financial reform, antitrust, tax reform, and campaign finance reform to get capital out of politics.

Dara Lind writes:

When my colleague Andrew Prokop profiled Sanders last year, he pointed out astutely that Sanders’s career has been ‘laser-focused on checking the power of the wealthy above all else.’ Sanders believes in racial equality, sure, but he believes it will only come as the result of economic equality. To him, focusing on racial issues first is merely treating the symptom, not the disease.

Meanwhile, the political strategy of classic democratic socialists is to build very broad solidarity. Ninety-nine percent of us are not big capitalists, so we are in basically the same boat and should not allow ourselves to be divided. For instance, police officers are blue-collar or lower-income white-collar unionized state employees who need to be brought into the same coalition with unemployed youth.

The second view—I struggle to name it fairly—takes seriously many other sources of power, privilege, and domination. According to this view, we are not divided between the 99% and the 1%, but into a rainbow of racial/ethnic groups, genders, sexual identities, etc. Oppression is manifold and complex, and often “intersectional” in the sense that race, gender, sexual orientation, and class can overlap. Although it may be valuable to reform capital markets, that is neither sufficient nor the central concern. Power must be confronted directly in all of its forms and settings.

I suspect that neither Senator Sanders nor the #Blacklivesmatter activists at Netroots Nation would want to be placed simply in one of those two boxes. Every serious person develops more complex views in the course of struggling with difficult realities. But these are two general tendencies and they do explain, for instance, why the demographics of an #Occupy gathering or a Bernie Sanders rally are so different from the demographics of a #Blacklivesmatter protest.

For my part: I am not a democratic socialist, for two reasons. First, I am somewhat more enthusiastic about markets, individual economic liberties, and pluralism than a classical (statist) socialist would be. Secondly, I am somewhat persuaded by the second position summarized above and do not believe that concentrated capital is our only problem.

But I do worry a lot about concentrated, unregulated capital and doubt that much can be accomplished on other fronts if we don’t address that. I observe that concerns about race, gender, and sexual orientation have produced scattered victories over the past 30 years, not only in national politics (e.g., marriage equality) but also within institutions like corporations and universities. Meanwhile, the traditional democratic socialist agenda has been in steady retreat for the same 30 years, sometimes verging on a disorganized rout. National and global policies are more neoliberal and less economically egalitarian than at any time since the 1920s.

Younger people on the left typically have a lot to say about issues of race, gender, and sexual orientation. They have diagnoses, solutions, heroes, and movements they can join. But most struggle for comparable ideas about reforming the global political economy, if they think about that at all. Despite the terrible injustices that motivate movements like #Blacklivesmatter, there is some sense of momentum toward policy changes, such as sentencing reform. We see nothing comparable when it comes to global capital markets. Thus I am glad to see the voices of Bernie Sanders and Elizabeth Warren resonating with at least some Americans.

I wish Sanders had taken the #Blacklivesmatter protesters seriously, because they deserve that, and the progressive movement needs their support to win. Yet I’d prefer that Sanders stuck to his position in a respectful debate, so that his side of the argument would convey. He is not going to be president; his contribution may be to put a different diagnosis and solutions on the table. The last thing I’d do is to silence #Blacklivesmatter protesters, but I wish that they and the Senator could have a substantive debate, in which both sides laid out some of these genuine points of disagreement.

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Donald Trump as the schoolyard bully

(Winston-Salem, NC) Recent events involving The Donald strike me as powerfully reminiscent of an unpleasant schoolyard. Wanting to be popular and the leader of the cool clique, he picks on the most marginal group–in real life, Mexican immigrants. The other would-be leaders don’t necessarily like his bullying, and they worry that everyone may get in trouble for it, but they see that the abuse is popular among the bystanders, so they keep their objections to a low mutter. As for the bystanders, they are looking for a bad boy who will make trouble for the teachers and the school. Plus a lot of them dislike the marginal kids in the first place, or they want to differentiate themselves from them.

Then the bully, who is stupid as well as mean, makes a mistake. Instead of just picking on the weakest kids in the schoolyard, he says something utterly offensive about one of the cool kids. In real life, The Donald insults a Republican senator, war hero, former presidential nominee of the party, and son of an admiral. Now all the other would-be alpha dogs see an opening. This is not cool. They can criticize him. And once the mood has shifted, they can start throwing all kinds of other objections at the bully. They still won’t say anything in defense of the weak and the marginalized, but they can start questioning the bully’s claims to be cool. In a schoolyard, they would ridicule his clothing or musical tastes. In real life, they can all start saying that Trump isn’t a conservative because he has been pro-choice, has donated to the Clintons, etc. And whoever does the best job taking down the bully has the best chance of replacing him. That is the phase that has now begun.

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youth Participatory Budgeting in Boston

In April, 2014, I had the pleasure of watching Boston teenagers begin a youth Participatory Budgeting process. The city has asked them to decide how to allocate $1 million of capital funds, engaging their peers in research, deliberation, and voting. I described my observations in “You can add us to equations but they never make us equal: participatory budgeting in Boston.”

Now their decisions have been announced. The projects they selected include extending the city’s bicycle share system and free WiFi to additional neighborhoods, installing water bottle refill stations, and renovating a high school gym. The photo below shows some of the kids with Boston Mayor Marty Walsh. More here.

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how to respond to a leader’s call for civic renewal

During the 2008 presidential campaign, then-Senator Barack Obama spoke at length, consistently, and passionately about renewing citizenship in the US. I collected many of the key quotes here. There was a depth to these comments because Obama had worked for a faith-based organizing network, had studied Asset Based Community Development, had served on Robert Putnam’s Saguaro Seminar, and was married to the leader of a youth engagement nonprofit. He knew what he was talking about. And although he sought to lead the Democratic Party, he explicitly included Republicans and Independents in his call for civic renewal. However, the press ignored his citizenship theme, both during the campaign and later on (examples here). Policy wonks and Democratic Party elites also ignored it. I served on both the Education and Urban Policy committees of the campaign, and neither group generated strong policy proposals for enhancing civic engagement. Thus the administration–of which I am a defender, when it comes to mainstream matters of domestic and foreign policy–has done little to support enhanced citizenship in the US. A president cannot accomplish much alone, and if even his allies don’t hear his call for something as abstract as civic renewal, nothing will happen.

This summer, Pope Francis has made an impassioned call to the peoples of the world to organize from the bottom up to combat environmental crises. Like Obama’s call in 2008, this one is rooted in experience and theory–in the Pope’s case, extending back to his sainted namesake in the 13th century, but also including sophisticated modern theology. The Pope is the leader of Catholicism, yet he has explicitly included non-Catholics and non-believers in his call for global organizing. But again, the theme of civic agency has been lost on the punditocracy. The Pope’s speech at the Second World Meeting of Popular Movements was all about popular organizing, and yet the New York Times largely ignored that theme, summarizing his visit in these words: “Pope Francis met Thursday with President Evo Morales of Bolivia and apologized for the church’s ‘sins’ during Latin America’s colonial era. … But if Francis again called for change, he also offered no detailed prescription.”

Leaders alone cannot create social movements, but their words can be useful resources. Barack Obama gave us an opportunity in 2008; I do not think we (or he) took adequate advantage of it. The Pope is giving us another chance. How–concretely and practically–should we respond this time?

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the encyclical Laudato Si and the power of peoples to organize

On July 9, Pope Francis addressed the Second World Meeting of Popular Movements in Santa Cruz de la Sierra (Bolivia). In that speech, he built on his recent Encyclical letter, Laudato Si: On Care for Our Common Home, by emphasizing that saving the planet will require organized action from the bottom up. In Bolivia, he said:

People and their movements are called to cry out, to mobilize and to demand – peacefully, but firmly – that appropriate and urgently-needed measures be taken. … In conclusion, I would like to repeat: the future of humanity does not lie solely in the hands of great leaders, the great powers and the elites. It is fundamentally in the hands of peoples and in their ability to organize.

Laudato Si’ offers a deep and complex basis for this conclusion. I do not agree with all of it, and I think a serious response to the Pope’s call for dialogue across religious and ethical traditions requires us to share both our agreements and our dissents. But I believe Laudato Si’ is one of the most thoughtful, deeply rooted, and potentially powerful statements of our century so far. It does not reflect the Pope’s opinions alone, but–as the notes indicate–it summarizes a whole internal discussion that is valuable to people outside the church as well.

The title is a quotation from St. Francis, that “attractive and compelling figure, whose name I took as my guide and inspiration when I was elected Bishop of Rome.” My wife and I were just in St. Francis’ country for two weeks, visiting not only Assisi but a cell that he apparently built with his own hands in a remarkably verdant forest outside of Cortona. One sees evidence everywhere of the revolutionary early years of the Franciscan order.

Although not a believer, I have long acknowledged St. Francis as a world-historical figure, not only because of his theological and political (i.e., radically pro-poor) views, but also because he responded to a new sociological reality–the growth of cities–by building a new kind of institution/social movement, an order of mendicant friars. Unlike traditional monks, friars worked directly and daily in communities. The Franciscans and their rivals, the Dominicans, were primarily responsible for building the public-service institutions of the high middle ages, including universities, schools, hospitals, and charity homes. So Francis is an apt inspiration for the current pope, especially as he calls for new forms of civic organization.

In my own view, our current environmental crisis has many causes, but they fall into two broad categories. The first category involves rules and incentives. The global political economy is so organized that it pays to pollute. That is true for individuals (who benefit directly from releasing carbon and other pollutants and share only a tiny bit in the cost); for countries (which have radically different abilities to produce and use carbon and radically different vulnerabilities to climate change); and for generations (since exploitation today hurts those not yet alive).

As Francis writes, “The natural environment is a collective good, the patrimony of all humanity and the responsibility of everyone.” Collective goods must be governed in such a way that contributions are rewarded and exploitation has costs. For instance–I would argue–taxing carbon and spending the proceeds equitably would change the incentives so that people cut carbon consumption. The word “tax” does not appear in Laudato Si. I am not sure why the Holy Father doesn’t endorse taxes as part of his position. But I do share his view that all the talk about new rules and incentives hasn’t gone very far so far:

It is remarkable how weak international political responses have been. The failure of global summits on the environment make it plain that our politics are subject to technology and finance. There are too many special interests, and economic interests easily end up trumping the common good and manipulating information so that their own plans will not be affected.

The failure (so far) of international political agreements is–unfortunately–very easy to explain. Just as individuals and nations have incentives to pollute, they have disincentives to enter agreements that would reduce their pollution.

That is why, in the absence of pressure from the public and from civic institutions, political authorities will always be reluctant to intervene, all the more when urgent needs must be met. To take up these responsibilities and the costs they entail, politicians will inevitably clash with the mindset of short-term gain and results which dominates present-day economics and politics. But if they are courageous, they will attest to their God-given dignity and leave behind a testimony of selfless responsibility. A healthy politics is sorely needed, capable of reforming and coordinating institutions, promoting best practices and overcoming undue pressure and bureaucratic inertia. It should be added, though, that even the best mechanisms can break down when there are no worthy goals and values, or a genuine and profound humanism to serve as the basis of a noble and generous society.

The second category of problems (already hinted at above) involves subjective beliefs and attitudes:

Regrettably, many efforts to seek concrete solutions to the environmental crisis have proved ineffective, not only because of powerful opposition but also because of a more general lack of interest. Obstructionist attitudes, even on the part of believers, can range from denial of the problem to indifference, nonchalant resignation or blind confidence in technical solutions. We require a new and universal solidarity.

Some (including an outright majority of members of the Senate of the most powerful country on earth) actually deny that humans are causing dangerous climate change. Others accept the evidence but don’t take it fully seriously as something that should affect their daily behavior and their political priorities.

Pope Francis recognizes both sources of problems: 1) bad rules and incentives, and 2) problematic attitudes and priorities of human beings.

The problem is that we still lack the culture needed to confront this crisis. We lack leadership capable of striking out on new paths and meeting the needs of the present with concern for all and without prejudice towards coming generations. The establishment of a legal framework which can set clear boundaries and ensure the protection of ecosystems has become indispensable; otherwise, the new power structures based on the techno-economic paradigm may overwhelm not only our politics but also freedom and justice.

The Pope is, however, much less focused on rules and laws than on the culture of denial and its spiritual roots in consumerism, scientism, selfishness, and human-centeredness. He cites the leader of today’s Orthodox churches, Patriarch Bartholomew, who “has drawn attention to the ethical and spiritual roots of environmental problems, which require that we look for solutions not only in technology but in a change of humanity; otherwise we would be dealing merely with symptoms.”

In fact, Francis is sometimes dismissive of practical reforms that I would endorse. For instance:

The strategy of buying and selling ‘carbon credits’ can lead to a new form of speculation which would not help reduce the emission of polluting gases worldwide. This system seems to provide a quick and easy solution under the guise of a certain commitment to the environment, but in no way does it allow for the radical change which present circumstances require. Rather, it may simply become a ploy which permits maintaining the excessive consumption of some countries and sectors.

I see this danger, but if a cap-and-trade system set appropriately low caps, it would provide incentives to reduce global carbon production. I don’t share the Pope’s view that the only truly “radical” change is spiritual, although I think his diagnosis of our spiritual condition is valuable and perceptive–and he is right that by treating nature better, we can improve our own inner lives. “Such sobriety, when lived freely and consciously, is liberating. It is not a lesser life or one lived with less intensity. On the contrary, it is a way of living life to the full.”

It would be unfair to the Pope to think that he is simply calling for changes in personal beliefs and priorities:

Self-improvement on the part of individuals will not by itself remedy the extremely complex situation facing our world today. Isolated individuals can lose their ability and freedom to escape the utilitarian mindset, and end up prey to an unethical consumerism bereft of social or ecological awareness. Social problems must be addressed by community networks and not simply by the sum of individual good deeds.

He argues that spiritual transformation must manifest itself both at the personal level and in large, impersonal institutions such as states and markets. At the end of this sentence, he quotes Pope Benedict: “Love for society and commitment to the common good are outstanding expressions of a charity which affects not only relationships between individuals but also ‘macro-relationships, social, economic and political ones.’” (See my post “friendship and politics” for some thoughts on that matter.)

Pope Francis recognizes the value of political diversity and debate; he does not want everyone to join one big social movement. “On many concrete questions, the Church has no reason to offer a definitive opinion; she knows that honest debate must be encouraged among experts, while respecting divergent views.” He is also open to a division of labor, in which some are more deeply involved in civic work than others:

Not everyone is called to engage directly in political life. Society is also enriched by a countless array of organizations which work to promote the common good and to defend the environment, whether natural or urban. Some, for example, show concern for a public place (a building, a fountain, an abandoned monument, a landscape, a square), and strive to protect, restore, improve or beautify it as something belonging to everyone. Around these community actions, relationships develop or are recovered and a new social fabric emerges.

However, despite his (welcome) endorsement of political pluralism and diversity, the Pope does want all of us to organize–both to put pressure on powerful organizations and to change prevailing cultures and values. This is a powerful and timely message.

See also: the cultural change we would need for climate justice; where is the public on climate change?; and a different approach to human problems.

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