Philosophical Tone; or Kissing Strangers

My old friend Leigh Johnson has a piece cowritten with Ed Karazian up today at New APPS on tone and civility in philosophy. I’ve already had some things to say in the comments there, but I haven’t done a good job of responding to the substance of what they wrote, so I wanted to take a few minutes for that here.

Now, as I understand it, the argument Leigh and Ed make is that we cannot expect philosophy to function like a community; instead, it should function like the ideals of cosmopolitan life identified with Jane Jacobs (and I would also argue, with Iris Marion Young) where a community of strangers mostly fails to make contact and experience a shared togetherness, and as a result the kinds of cloying closeness of some communities is avoided. Diversity and pluralism flourish in such cities, where neighborhoods create opportunities for community if it is wanted, but always with alternatives, with exit options, and with a mass of co-citizens who we can safely ignore. In cities, we do not feel that we must be friends with everyone we meet; in communities we feel that we are already joined by friendship even with people we have yet to meet (and soon there are no new people at all, we’ve met them all.)

What Leigh and Ed argue is that civility codes (and to a lesser extent professional codes of ethics) are attempts to recapture the communal life by enforcing chumminess and friendship, or worse, naked attempts to maintain exclusions at the cost of those who fail to live up those codes:

What is or is not permitted as acceptable speech or behavior, what is or is not viewed as “anti-social,” “un-professional” or “un-collegial”—that is to say, what strikes the ears of community members as resonating with an inappropriate “tone”—will always be defined and policed according to the norms of that group’s social interchange, norms that are determined by those to whom such norms are the most advantageous.

They go on to assure us that the worst offences and assaults on the dignity of colleagues and students already are legislated, and then to suggest that to go further, to require friendship, is a mistake:

Hearts and minds, on the other hand, ought not and cannot be legislated. It is at the level of hearts and minds that our (professional philosophers’) real problem lies.  Before we sign on to any program that mandates certain attitudinal dispositions, we ought to think seriously about the extent to which those initiatives in fact work to further discredit and marginalize the very voices they are intended to protect.

Norms of collegiality can be used to exclude those who don’t fit and haven’t fit into the community, so anything that smacks of legislating away the rough edges should be a non-starter. But there is nonetheless a challenge here in our polis, the challenge of our need to co-habitate in a profession where we are not friends, to engage in a project called philosophy without the collaborations and shared projects that it would seem to require. While I think we should preserve a place for snark and rough and tumble dialogue, I don’t think that means we have to give up on the idea that we’re all in this together.

My issue with tone arguments in philosophy is just that I like disagreements a lot. I take it that one of the real privileges and pleasures of doing philosophy as a profession is ferreting out those people with whom one disagrees on substantive issues and going to work exploring and articulating and perhaps even resolving those disagreements.

In this, the rough-and-tumble of the philosophical world is a good thing: it’s an opportunity to spar a bit with interested others and Others (and there is no doubt that I learn that most from those who I find the most Other.)

So here is my purely selfish suggestion for a civility code: let’s find a way to have boisterous disagreements about matters of shared concern that control the amount of damage done so that, at the end of the day, we can shake it off and wake up again tomorrow to fight again. I understand that we do have to embrace the idea that there are diverse and plural communities of philosophy, and that not everyone wants to make themselves available to spar with everyone else. I should say that I understand that conceptually, but I haven’t yet met those philosophers. No matter who they are, no matter what group they belong to, I’ve always found philosophers to be the type who want to talk it out, fight it out, and so on, even (or especially) with those who they think are the most deeply wrong or wrong-headed.

Any code of ethics for this group would certainly enforce a kind of “fitting in,” because what norms do not have insiders and outsiders? But like the art world, I want to believe that this community of philosophers is, at its best, a community where one fits only by not fitting, by being an irritant and irritated by each other. What Rawlsian doesn’t glory in the critiques of Rawls from Mills and Pateman? What dualist doesn’t crave a good argument with a passionate naturalist? What skeptic doesn’t like a nice tussle with a naive realist?

I think we need each other too much to alienate each other for good. Who else can put up with us than our fellow philosophers? Who else cares about the arguments and ideas enough to go line-by-line and tear them apart?

One objection I envision is that this is too unserious an approach. When we’re talking about prisons or torture or death we can’t afford to just spar; we need to fight, and win, because if we don’t the opposing ideas could contribute to injustice or damnation. In that sense, doing philosophy for joy is maybe a bit privileged, when there are folks doing it for survival. But I can’t help thinking that we could use the joy, all of us and especially those who do philosophy out of necessity, too.

Can’t we, even as strangers, even with our history of alienation and able white male cisgendered supremacy, find something worth sharing? Aren’t we all émigrés from elsewhere, rootless and stateless and clutching at this profession for something more than a nine-to-five?

Strangers don’t have to ignore each other, and they don’t have to fight. Sometimes, they can kiss. Consider this video my proposal:

What are the ruling ideas today? Is “College For All” among them? (Doubts-that-don’t-change-our-practices edition)

by flickr user ChrisM70

by flickr user ChrisM70

I’ve just finished an article on higher education and the liberal arts, and it’s full of hope and comes to some definite conclusions about particular ways that an education in the liberal arts is valuable. It’s out for peer review right now, which means that if the reviewer is googling phrases maybe she’ll find this, so I want to say up front: I believe in what I wrote there. But I also have doubts about the progressive push towards education for all, the idea that through education we can all shed the demands of material labor, or that the value (and cost!) of an education should be totally disconnected from its role is securing a job.

Automation v. Education

The Economist recently gave voice to this particular error in its article on how technology will increasingly be automating office workers out of their jobs, which will widen the already broad inequality between those who must compete with machines and computers, and those whose jobs cannot (yet) be reduced to an algorithm. Here’s how they put it:

The main way in which governments can help their people through this dislocation is through education systems. One of the reasons for the improvement in workers’ fortunes in the latter part of the Industrial Revolution was because schools were built to educate them—a dramatic change at the time. Now those schools themselves need to be changed, to foster the creativity that humans will need to set them apart from computers. There should be less rote-learning and more critical thinking.

Technology itself will help, whether through MOOCs (massive open online courses) or even video games that simulate the skills needed for work. The definition of “a state education” may also change. Far more money should be spent on pre-schooling, since the cognitive abilities and social skills that children learn in their first few years define much of their future potential. And adults will need continuous education. State education may well involve a year of study to be taken later in life, perhaps in stages.

Yet however well people are taught, their abilities will remain unequal, and in a world which is increasingly polarised economically, many will find their job prospects dimmed and wages squeezed.

What value, then, is an education, if it won’t prevent the technological obsolescence of our skills? Put simply: if there are going to be ditches (which are required for plumbing, among other things) then there are going to be ditch diggers, or ditch-digging-machine-operators, or ditch-digging-machine-programmers. The move to automation replaces many operators with a few programmers, enriching the educated programmer at the expense of the uneducated operator, and that’s the move that should concern us, since it violates a basic rule of maximin: the people hurt are both more numerous and more needy than the people helped.

The standard economic argument is that lower prices help the poorest the most, and that freedom from unskilled labor allows workers to do something more rewarding, something that requires an education but cannot be imagined under the current political economy that requires so many to dig ditches. It’s like the old joke:

An industrialist is visiting a construction site and watching a newly-invented steamshovel in its first job. The union foreman complains that its job could be done by a dozen men with shovels, each earning a decent wage. The industrialist retorts it could be done by a hundred men with spoons.

Usually I prefer state-level redistribution through a basic income guarantee, but sometimes I think it makes more sense to fight for higher wages for the folks doing the digging than it does to hope that everyone will be able to escape that life if they could only get a Bachelor’s degree or a PhD. That hope in education has an ideological function that exceeds its aspirational and inspirational effects.

Who is the Ruling Class?

“The ideas of the ruling class are in every epoch the ruling ideas…”

So wrote Karl Marx in the The German Ideology. I’m not entirely sure that there is a single ruling class in American politics, in the sense Marx articulated it, but if there is one, it’s the folks with Bachelor’s degrees, the modern bourgeoisie. We are often-enough regaled by politicians with solicitations to the “middle-class” or “working Americans” that we might be tempted to identify these groups as the ruling class, but about 60% of the population participates in the workforce, and exactly 60% of the population are in the middle three quintiles of income sometimes identified as the middle class. I would argue that these groups are too large to have conjoined interests or ideas.

On the other hand, we are sometimes assured that the very rich and very few (for instance, the top 1%) are in fact governing the US, and that the masses don’t perceive the truth of this dominance because of ideology. If I’m right about the college educated, then it’s much too convenient to limit the ruling class to bankers and stock brokers and identify neoliberalism as the ruling idea; if the traditional bourgeoisie still exercises a great deal of control, then even the very rich must still win over that larger group in order to maintain their wealth. Arguably the 99% v. 1% language of Occupy was a clever rhetorical strategy for enlisting the support of the larger ruling class with the interests of the proletariat. It may be that billionaires manipulate the agenda, but the baseline agenda the wealthy are trying to steer is set by the merely well-off.

Another possibility is that that larger class really does share class interests with the 1%, so Occupy was unsuccessful because the ruling class’s ideas can’t be moved by rhetoric if its interests are at stake. (As I understand it, this is Marx’s point: ideology is believing that ideas matter more than practices.)

Bourgeois Ideology

So what does that class (to which I and my readers probably belong) have in common?

  • We are college educated.
  • We work in offices, with computers.
  • We are employed, and if we are in relationships we probably cohabitate with our partners who are also employed.
  • We live in cities or “suburbs” which have been adopted by some metropolitan area.
  • We own our own home (though this may be changing.)
  • We often don’t live near where we were born, or in the same city as our families.
  • We are likely to work in education, health-care, technology, management, or the public sector.
  • Our careers tend to benefit from globalization.
  • We are predominantly white.
  • We have very little contact with police, prisons, or the criminal justice system unless we are employed by those institutions (which many of us are.)

If what I’ve described above is correct, then perhaps these would be the ruling ideas:

  • Education is for everyone, and more equal educational access will create a more equal society.
  • Office-work is difficult and valuable, and education ought to prepare us for it.
  • Jobs and workplace regulations are the primary mode by which the state ought to see to the public’s good.
  • Marriage is good for everyone; even homosexuals should marry.
  • Urban life is better than rural life.
  • The American Dream should require (and subsidize) home ownership even if that punishes renters and those too poor to afford a home.
  • Family ties matter less than economic success.
  • Education, health-case, technology, and the public sector are the “best” jobs and ought to be subsidized.
  • Globablization is good.
  • Race is irrelevant.
  • The criminal justice system should supply entertaining plot lines for movies and television, but it is not otherwise relevant. Probably most people in prison belong there.

To be clear, while I’m not advocating these ideas, I believe (or act as if I believe) many of them. If those ideas are fundamentally aligned with my class-interest, it would be more surprising if I didn’t believe them. It’s not simply a coincidence that those with the most power and influence in society never have their fundamental interests questioned in our politics. That’s what makes them ideological, that these aren’t partisan issues: no one contests the value of education or marriage, and very rarely do they contest the important of home ownership.

Another possibility is that the top 20%-30% of Americans are not members of some ruling class, that the class is either much smaller than that or that there really isn’t such a thing as as single ruling class any longer, just a number of different social groups that align themselves in ways that they can succeed and govern on some topics and not others. For instance, none of the possible ruling ideas I mentioned included things that are quite clearly also governing American culture and politics, like support for the elderly through Medicare and Social Security (unless you think the elderly are the true ruling class), or America’s military role in the world (unless you think the military is the ruling class). Ideas like meritocracy and personal responsibility, patriotism and faith are frequently rejected by the richest two quartiles, precisely because they conflict with the values instilled by higher education and urban life.

If those ideas are also “ruling” in some way, then we would expect that those who hold them would be the true ruling class if all ruling ideas must belong to the ruling class. Perhaps instead, ruling ideas come from all the classes. Indeed, other ideas aren’t even “ruling ideas” so much as deeply felt constitutional claims, like the important of markets and prices for mediating our economic interactions, the idea that personal property and capital property should be governed by similar rules, or the assumption that inequality can ever be justified by increased productivity or merit. These ideas no longer have their source in a single class, even if they once did, just as in some sense American’s deep commitment to the idea of democracy and one-person-one-vote is a classless idea, at least in the US.

(It should be pointed out that what I have just written in the last paragraph is almost precisely the position being lampooned by Marx in The German Ideology. Ironic, eh?)

At What Cost?

I worry that the cultural promotion of the value of education is ideological, often, because I both benefit from it and yet also regularly watch how “College For All” seems to be disadvantaging a lot of my students. My fellow progressives who rail against the false equality of opportunity that makes the poor think they will someday be millionaires ought to understand why college can’t be an exit from the working class for everyone. Sure, anyone can be a millionaire or good at college, but everyone can’t. It’s a meritocratic institution, not an equalizer, and very little of the so-called college wage premium goes to those who graduate from community colleges and unselective four year universities. The inequality is built into our political economy!

I mean no disrepect to my students, either. I don’t think it’s disrespectful to appreciate the priorities of those who are actually choosing between homework and subsistence labor, for instance, or attendance and childcare. I’ve only been working at an unselective institution for three years, after seven years at selective universities, and the difference is palpable. I watched one student’s children so she could take exams without leaving them accessible to her abusive ex. She barely passed, and we both called that a victory: she hadn’t had much time to study, and had to read her notes through a hell of a black eye. Was education really the most important thing to do for her? What did she learn that she’ll remember later?

What about the student who I have cried with because she is dying from cancer: her husband just left her because the chemo makes her not want to have sex, and all she wants to do is graduate before she dies? Or the student who discovered she was pregnant and came to me because she didn’t know what to do? Or my student whose brother was shot and broke down in class? Or my student who was followed into class and physically threatened? Or my student who thought she had to be a nursing major until she realized she was really good at philosophy, but is still majoring in nursing to be practical? Or my student who asked me to help him figure out how to transfer when he realized that the only way he’d get a good education in computer science was if he left us? Or my students who are also incarcerated?

Rights and Privileges

I’m not saying that they don’t deserve an education: they do! Those are almost all people who will have college diplomas or already have them. Most of them are women. They won’t dig ditches, but they will work in jobs that only require a college degree nominally, where the skills they’ve often failed to learn are irrelevant. The diploma will prove that they have grit and conscientiousness, and give them a leg up in a job market where signaling such things are necessary, but they, like most people, will not remember what Modus Ponens is or how the the Rawlsian original position is supposed to help us think about justice.

There’s a difference between saying, “Right now, you have more important things to do than your logic homework, and that’s okay,” and saying, “Because you are poor, you don’t deserve a college education.” My students in prison are much better academically than the ones who are free, just because they have the time to focus on their studies, and I think there is a lot of value in the work that we do together. But no Pell Grants means no credit, and a felony record means that the skills they learn may never be put to work.

Maybe there’s a difference between “deserving” and “needing” an education. Most people don’t need a college diploma, certainly not to do their jobs, and probably not to be good citizens. They need a union or a basic income guarantee or a social minimum or a citizen capital grant or workplace democracy. But increasingly the only people who still have unions and political power are the people who also have college degrees, and those of us in that group like to pretend that increasing subsidies for bourgeois students (our kids) will help the ditch-diggers, too. That’s a bit too convenient, isn’t it?

I have some questions about violence

11736It looks like I’ll be co-teaching a course on violence with Daniel Levine in the spring, and I have some questions:

  1. Is it just me, or do philosophers rarely talk about violence? We talk a lot about killing, and war, and punishment, and even torture. We talk about peace and non-violence. But “violence” doesn’t come up often, and when it does it’s often (as in the Frankfurt School) mythologized or dealt with through a kind of negative theology. Am I right about that?
  2. Clearly there are some related concepts, like cruelty, domination, coercion, etc. But what do they tell us about violence? Is violence the worst thing that humans can do? Compare violence to cruelty, domination, destruction, and harm; are these the components of violence, or its frequent companions?
  3. Where does sexual violence fit? Is it an intensification, a different kind, or a mixture of violence and other things like domination and cruelty?
  4. More basically: is violence a natural kind? Is there a specific phenomenality attached to it, i.e. is there something all instances of violence are “like”? Or is it a family resemblance term? (Or is it worse than a family resemblance term, we don’t even know what it means in all the contexts where we’re using it?)
  5. Who is more violent: a sniper or boxer?
  6. Who is more violent: a drone operator or a torturer?
  7. Which is more violent: a bomb or a prison cell extraction?
  8. Is an explosion always violent? Are fireworks “controlled violence” or are firebombs “violent and destructive fireworks”?
  9. Why do we continue to speak as if peace is passive and violence active, even after generations of non-violent activists have shown us how active peace can be? What’s the bias, there?
  10. Can words and arguments be violent, or is it just that some words are backed by institutions of violence? Like, can philosophy be violent, or does it only get a little violence rubbed off on it when it’s justifying war or torture or the actual embodied violence of the state? Put another way, is an argument or aa discourse violent only insofar as it is an implicit but authentic *threat* of physical violence?
  11. Contrariwise: can violence be expressive?
  12. War is way more violent than most people  even give it credit for being, I think. There is a lot of peripheral violence, destroyed communities, and lost capacities, even in “just” wars. So is interstate and civil war more violent than totalitarianism? Is “legitimate” state violence better or worse than “illegitimate” non-state violence? Are they equal, i.e. violence is violence is violence?

A Tuesday morning twelve years ago…

I generally hate the hyper-patriotic memorialization of this day, as I’d prefer to forget. But today saw many on social media sharing their stories, so I thought I’d share mine, too.

I was in the subway, headed to work at the Civilian Complaint Review Board a couple blocks south of the towers, in the financial district. The train stopped, as it often did for track work or obstructions. But it stayed in the same place. We didn’t get out for what seemed like forever: the car filled with smoke and dust as (I now know) the towers collapsed. We were finally released onto the subway tracks, and guided back to a platform. When I emerged, I headed to work (closed, obviously) and then walked towards the collapsed towers until I couldn’t breath, not really comprehending what had happened. I needed to get to Harlem, but the way north was blocked. The sky was black, and everything was covered in ashes, including me.

by Flickr user hankplank

by Flickr user hankplank

The streets were full of expensive women’s shoes, discarded as they ran. I took brief refuge in an office building, borrowed a phone, and called my partner. Then, I joined the other survivors trudging home: the subways were working, slowly, above Union Square, so I stopped at the Target there, drank some water and got on a train. I arrived home sometime in the late afternoon, and then I slept.

I don’t remember much over the next few weeks: our building was inside the “crime scene” so we couldn’t go back to work for a while. I think I played video games for days at a time, and I know I took the GREs, fearing that the city would have to lay me off. (There was a bomb threat in the middle, so we filed out to the street, then returned to finish when the building was cleared. I’ve always wondered if someone used the bomb threat to get the answers or switch test-takers.)

The truth is that I was pretty lucky: our train wasn’t right under the towers when they collapsed, so we were just inconvenienced (and scared.) One guy from my office died: Hernando Salas. I try to think about him, today, and also to take Judith Butler’s advice not to obsess on narratives that start Tuesday morning, but instead to think about the stories that go back decades that led us all there.

Varieties of Inequality

I can think of at least six kinds of inequality:

Clothes are seen hanging outside a bus which has been converted into a dwelling for Lu Changshan and his wife near newly-constructed residential buildings in Hefei, Anhui province in China on November 12, 2012 (Jianan Lu/Courtesy Reuters).

Hefei, Anhui province in China  (Photo by Jianan Lu.)

  1. Inequality of income: different people receive different wages, either for different jobs or for the same job, as profits from capital investments, or as government subsidies, transfer payments, or private charity.
  2. Inequality of consumption: different people consume different products (i.e. the generic widget) in differing amounts and of varying quality. Some people have cell phones, computers, and tablet computers; some have just a cell phone; some people own no electronics. Some people have two homes, some are homeless, etc.
  3. Inequality of liberty: some people are subjected to more threats and interference than others. Some people can break the law, for instance by using illegal drugs, without consequence, while others are imprisoned and subjected to the whims and demands of institutional forces and individuals with strength or authority.
  4. Inequality of security: some people live more precarious lives than others. Some people are systematically subject to more frequent risks of loss, or have less assistance or fewer resources to fall back on should things go badly.
  5. Inequality of status: some people get more respect than others. Some people are treated with disdain and denied the prerequisites of basic human dignity. Some people are ignored and invisible, while others get more attention than they want from paparazzi and news media.
  6. Inequality of capabilities: some people have more beings and doings than others. Rather than more widgets and gadgets, some people have better access to the things that make a life go well: work, play, love, health, safety, an opportunity to be heard and make a difference, etc.

Now, potentially all of these inequalities might be troublesome, but when I think about political economy, I tend to think that inequalities grow in importance (and injustice) as they move away from nominal measures like “income” and towards real measures like liberty, security, status, and ultimately capabilities. Of course, the varieties of inequality are interrelated, but not always in a clear way. For instance, some people have high incomes but low security, like military contractors, some fishermen, and oil rig roughnecks who can all make six figure salaries by taking on inordinate risk of death or crippling injury. A wealthy person suffering from crippling depression might be consumption-rich but capability-poor. And we’ve probably all met or worked with angry low-level bureaucrats whose low status is combined with high liberty and security, which allows them to act capriciously and lazily without consequences.

In the famous aphorism of the “rising tide which lifts all boats,” John F. Kennedy suggested that it was possible that as the US progresses, the rich, middle-class, and poor states might all be better off in absolute terms even if they maintained their respective places. Subsequent use of the aphorism has generally added “even if they do not improve equally.” In the “rising tide” case championed by Kennedy, “relative” inequality would increase as the gap between rich and poor increased, while “absolute” inequality (i.e. poverty) decreased, as the poor became wealthier. But this suggests a seventh kind of inequality:

7. Inequality of growth: when a company or a country grows, some people get a larger share of the growth than others, either as a share of income, consumption, status, liberty, capabilities, or security.

Americans currently confront a situation domestically where the rich have made disproportionate gains in income and consumption compared to other classes, while the very poor experience severe losses in every category due to absurdly high rates of incarceration, lost life expectancy, increaased labor contingency, loss of meaningful participation in the political process, and many other factors. Yet while this inequality grows domestically, other inequalities are shrinking: Africa is growing again, and the the number of children who die each day from easily-treated poverty-related diseases has shrunk to half what it was a decade earlier. Some of the same factors that increased relative domestic inequality have reduced absolute global poverty. So this suggests that there are (at least) three different ways to measure inequality:

  1. The scope of the inequality: there is a difference between local inequalities and global inequalities, and on some measures and inequalities (for instance, status) the local matters more than the global, while sometimes it’s the domination or colonization of one place or group  by another that creates the problematic element in inequality.
  2. Inequality over time: for most of the world, each generation has been able to boast improved lives over the generation before. But there are times and places when this is not the case, and it may well not be the case in the future.
  3. Relative Inequality v. Absolute Poverty: Another important issue is that inequalities can be measured in relative or absolute terms: the “relative” measure is based on the difference between the most-advantaged and least-advantaged, or in some metrics between the extremes and the median. The “absolute” measure focuses on the actual levels of income, consumption, security, liberty, etc. which can rise independently or orthogonally to the difference between the best and worst.

In the literature, the last kind of inequality is often just referred to as “relative v. absolute inequality” but what really ought to concern us is when folks at the bottom face profound and multiple disadvantages. So when I think in terms of absolutes, here, I think we generally share the Rawlsian maximin intuition that we should confront and work to raise whatever the lowest-level of experience is, the floor or “bottom” that has become known as the situation of the “least-advantaged group.”

Civil-rights-leaders-want-Obama-to-talk-more-about-racial-inequalityAs for temporal and spatial inequalities, these are difficult issues indeed. Certainly there are Chinese cities where the environmental degradation is so bad that previous eras of lower consumption were actually better off; much the same may be true of European and American cities during our industrial growth spurts. We can think of the the inequality of growth as a problem that is primarily measured in terms of differences over time, but we also have to confront the profound differences between the growth levels in the US, Europe, and Japan, and the growth levels in Africa, South America, and Asia. There is growing confidence that these differences must be laid at the feet of poor institutional designs (hampered by colonial meddling) and cannot simply be explained by some form of exploitative expropriation of the developing world by the developed world.

There are broad measurement and aggregation problems with the more important kinds of inequality: it’s much harder to figure out how capabilities increase and decrease over time and populations than it is to measure income and consumption, even though measuring those is a very hard problem all on its own. Still, some theme have emerged. While there are some theorists who would not be ready to agree to the hierarchy of inequalities I’ve listed above, many justifications for libertarianism and classical liberalism rest on the assumption that the policies they advocate are best-able to achieve the maximization of the most important capabilities, securities, and liberties that I mention. After the work of Martha Nussbaum and Amartya Sen, there may well be disagreements about measurements and priorities, but there really are fewer folks who doggedly hold to the view that consumption alone is the key to the good life and ought to be maximized. Strangely, even as more people pay lip service to pluralism, there is more and more agreement on matters of fundamental metaethical goals. I take that to be a good sign.

But various versions of the problem of inequality that circulate strike me as potentially mistaken. For instance, it’s true that, in terms of wealth and income, the very rich lost more in absolute terms than the very poor: individual investors lost billions of dollars. But they did not lose a corresponding amount of consumption, security, status, or capability. Those losses play an important role in suggesting that the very rich were as surprised as the middle-class and poor by the structural problems in the shadow banking system and mortgage-market, however: after all, you expect a fraud or a crook to have enriched himself, not immiserated himself. On the other hand, differential inequalities of growth and security suggest that a very rich investor might be willing to make a bet that will double or halve her income even if it will do the same thing the very poor for simply because of the way one calculates gains and losses when you are very rich. (This goes back to Charles Karelis’s work on the differential rationality of wealth and poverty.)

Giving Well: Oxfam versus BRAC

"A Hindu Woman Giving Alms," by Raja Ravi Varma

“A Hindu Woman Giving Alms,” by Raja Ravi Varma

Daniel Levine has an interesting discussion of giving and giving well up today on whyiamwrongabouteverything:

When I got a “real” job at USIP, back in 2007, I resolved that I was going to donate 10 percent of the portion of my take-home pay that I kept for personal use (as opposed to what I contribute to the joint account I share with my wife). This is less than the Giving What We Can pledge, but more than the The Life You Can Save pledge, so I figure it’s at least a good start. (My wife and I also give 5% of the after-tax income we contribute to our joint account).

Some may think it impolite, but I actually really appreciate that Daniel laid out his giving budget. 5% of joint household funds and 10% of personal funds dominates my giving budget quite a bit: last year we gave about 3% of our total pre-tax income to Oxfam (which is similarly ignored by GiveWell) so his commitments and reasons are particularly impressive. My family will likely scale back this year to make room in the budget for my wife’s unpaid maternity leave, but now social competition will give us an incentive to increase it!

He also highlights his preferred charity, the Bangladesh Rehabilitation Assistance Commission. Despite the name, BRAC actually works in eleven different countries in Asia, Africa, and the Americas. Because they are primarily funded by micro-finance, they are able to fund 80% of their own charity work. Donors pay for the rest. Yet the charity rating service GiveWell refuses to rate it. Before I met Daniel, I’d never heard of BRAC, and since then I’ve been trying to do my homework. Two potential objections have emerged:

  • Microfinance often involves usurious interest rates. Should we worry that this charity is largely funded by some of the people who most need charity? Hugh Sinclair reports that BRAC charges women in South Sudan 88% interest! If this isn’t as much of a problem as it seems, then why shouldn’t we see the self-funding model as sufficient, and direct our donations to organizations that cannot self-fund?
  • Is there any reason beyond symbolism to prefer a South-South charity to a North-South charity? And is the symbolism worth potential inefficiencies or less-than-optimal life-saving?

All of my objections boil down to a simple concern: is BRAC better than Oxfam? Perhaps Wrongzo’s nom de plume is a misnomer or humblebrag, but perhaps he and I have a disagreement, after all.

Academics like to distinguish between two questions: whether we can know the right answer, and whether there can *be* a right answer. William Easterly rejected this kind of mythology of metrics when he told Peter Singer that “it is not at all clear that you (or anyone else) knows exactly what to do to save the lives of poor children or how to get them out of extreme poverty.”Perhaps Easterly is right to answer the first question with skepticism, but I believe we can answer the second question affirmatively: there is a “best” use for my money, some single expenditure that reduces suffering the most, even if we do not know what it is. People who criticize measurement efforts effectively admit that there’s such a thing as a right answer to the question of how to give, because they believe that Peter Singer and the metricians have the wrong answer!

If there’s a right answer, why not take a shot at figuring it out? So: is Wyclef Jean’s charity effective? A little research suggests not. The key here is that there may be many good answers, but there are certainly some bad answers, too. For instance: donating money to a church or to a museum doesn’t save lives, so those are demonstrably inferior kinds of charity. Even worse, sometimes our helpful efforts are actually harmful, as when we learned that some arsenic mitigation efforts may actually increase infant mortality! Whether microfinance at 88% interest is good or bad for a community is a matter that can be evaluated independently. And what’s more, it may be helpful even though it seems, to me, to be exploitative!

Yet it’s also possible that this is such a really hard problem that we’re better off with no information rather than some information. In donating to large charities with expansive internal research arms, we are essentially using part of our dollar to buy evidence about where the rest of the dollar should go. This seems wasteful! At some point, you reach diminishing returns in terms of the evidence-costs versus the marginal utility gains. Perhaps there really is no reason to believe that Oxfam’s or GiveWell’s internal metrics will help me direct my money better than traveling to a poor country and handing out twenty dollar bills! You may think I’m joking, yet I’ve actually seen this proposed by the economist Tyler Cowen. Perhaps we should skip airfare [overhead!] and simply mail the money to a random person!

That’s one reason I prefer larger institutional charities as informal indexers, in the portfolio sense: administrative/information costs are higher, but smaller as a percentage of total expenditures, while new money is always redirected to the best-informed current needs. Today’s best charities may not be tomorrow’s best charities. We know that, for instance, only about 50% of the population needs to be mosquito-netted to get almost all of the health effects. So at that point, it’s time to redirect the resources to a new cause, from malaria to diarrhea, say, or else new dollars could have no utility at all.

If we’re constantly analyzing the productivity of a charity, like GiveWell and Oxfam do, we’re likely to catch it. But if we’re sitting back and receiving the reassuring development letters from the charities’ staff, we’re likely to irrationally remain committed to the “less-than-best charity” for long after our donations have stopped having the optimal utility. That’s something Oxfam can do but VillageReach can’t. From the research I’ve done, I can’t tell whether BRAC is doing so or not; this was GiveWell’s problem in 2009 when they last evaluated BRAC.

You may well wonder: why even argue about charity? Shouldn’t we just give quietly and privately?

The various academics associated with Giving What We Can are engaging in a conscious effort to change the norms and standards of charitable giving. It’s true that donors mostly give for reasons of self-satisfaction, which is why consequentialists of various stripes are engaged in a quiet effort to change the conditions under which donors can successfully congratulate themselves. By working on the codes of honor and merit, they hope to have an outsized impact on the behavior of major givers and institutions. Academics recognize that we’re not rich and powerful, but we like to think that words and arguments can sometimes give us a bit of a multiplier effect.

To some extent, they’ve already succeeded, such that you see major criticisms of goals within global health and humanitarian aid communities for ineffective models, like the work of William Easterly, Dambisa Moyo, and David Rieff. More recently, some in the aid community have questioned the cost-benefit efficacy of the Gates Foundations’ attempts to eradicate polio.

But this requires a pretty strict consequentialism (though not utilitarianism) to which many retail donors object. Beyond the overall skepticism about knowledge and metrics, there’s an underlying fear that consequentialism levels the playing field between giving and consuming, and that this will become far too demanding for the average donor. Once you get started down this path, giving well goes from an analytic tool to a duty. It starts to sound overly demanding, and maybe even a bit melodramatic, like we’re all in the same position as Oskar Schindler:

This car. Goeth would have bought this car. Why did I keep the car? Ten people right there. Ten people. Ten more people. This pin. Two people. This is gold. Two more people. He would have given me two for it, at least one. One more person. A person, Stern. For this. I could have gotten one more person… and I didn’t! And I… I didn’t!

In the film, you’re supposed to think he’s being too hard on himself. But isn’t he right? Ten people died so some rich industrialist could drive around in luxury. How many died so that I could sit up late typing this post on my computer? How can that possibly be just?

It’s a common intuition: whenever we see a rich person spending lavishly on a boat or a sports car, don’t we sort of feel that they’re wasting their money, that there are folks in need who could use it better? Am I really a philistine for not appreciating the craftsmanship in a Porsche or the softness of 600-count Egyptian cotton? I like lots of luxury items, too: I’m not an ascetic. Right now, I’m lusting after the new suit, an expensive rowing machine, and lots of electronics that are totally unnecessary. I may even buy some of that stuff. But I think we should admit that it’s not particularly praiseworthy to spend my money on luxury goods while there are children dying from diarrhea and women living with obstetric fistulas. We could treat an obstetric fistula for $450 dollars. That’s less than an iPad! It seems like an easy choice, yet I’ve already spent more time dithering on the minute differences between BRAC and Oxfam than I do wondering whether to spend the next $450 I make on consumption or charity.

Why Daniel Levine is Wrong About Everything

war is overWell, he’s not. But that’s the title of his new blog. (Apparently he is challenging me for the title of “Most Contrite Fallibilist.” He’s even taken the nom de plume of “Wrongzo.” Bastard.)

For his first substantive post, “What should we mock about when we mock about guns?” he parodies my attempts to articulate a boring solution to the gun debates. He, rightly, turns the attention away from guns and towards inequality and precarity. Here’s the money quote:

“So, guns, whatever. Take away the fear and hatred that drives the hierarchical-individualist worldview (and its purity norms, on which a future discussion) and probably we have guns that police occasionally use against sociopaths and hunters use to get game meat, and boltcutters I only use on my back gate. The fight is with hierarchy, not guns.”

I can’t help but agree. (The wrongest thing about that blog is its title.) Some things that Wrongzo suggests but doesn’t say:

1. Wrongzo believes that value assessments and risk profiles are malleable. So, if we win the right political battles or transform our economy in appropriate ways, we might someday render individualists or hierarchists extinct. Even though I’ve spent a long time trying to work out and defend this thesis, I don’t know that I’m convinced it’s true. What if we’re just built differently, if not in the genetic and cogntive pluralism way, then in a way that leads to diverse cognitive styles being cultivated within any community? (For instance, a functioning community is always going to have some contrarians.)

But my suspicions and hopes here largely reflect a prejudice in favor of pluralism. As I say in my second post, “it’s important to acknowledge that they do see some facts more clearly we do.” And it’s true that the individualist notices different elements of the problem than the solidaridist: that’s why Radley Balko is such a boon to American political punditry. I’ve not yet figured out what hierarchists are good for, but I do worry that hierarchy and tradition are intrinsic to any account of solidarity, but we only notice the hierarchical and irrationally traditional elements when we see them in others with whom we disagree. But that’s what I do: worry.

2. Wrongzo believes that outsider derision can change things, citing Appiah. I was highly critical of this element of Appiah’s thought when I reviewed his book:

Here, then, is the problem that Appiah’s project must suppress in order to succeed: honor codes work best when they are unacknowledged, and they are best changed when they are not the object of direct study or overt deliberate manipulation by outsiders. Moral revolutions that are predicated on honor code changes are most likely to succeed when the transition does not appear to be the work of self-conscious elites, even if it probably is. This would probably help explain some other details suppressed in Appiah’s account, like why debates about slavery and racism did not end with the Atlantic slave trade or the American Civil War.

Again, I want to be wrong, but ultimately, you can only maintain the claim that “we mock because we love” so long as a reasonable person would see “hick-shaming” as a loving remonstration and not othering. Our chosen subalterns are the urban poor; conservatives pretend to represent the rural and suburban poor. Given the discourses and practices of coastal elites, I don’t see much evidence that hick-shaming will do anything other than tweak the subalterns of our competitor elites. In contrast, the evidence suggests that what Braman and Kahan call “identity vouching” is better able to get things done. That’s why “only Nixon can go to China” and why President Obama receives harsher criticism from African-Americans like Cornel West than he does from white progressives. What we need to engineer is a collaboration with gun owners.

There’s another serious core to the argument: what do we give up when we take up the cultural cognition attempt to negotiate a détente between gun owners and gun haters? I want to say more about this is a future post more critical of the “cultural cognition” perspective, but for now, go read Levine’s blog!

Update: Wrongzo responds:

But when we laugh with someone, we importantly laugh at our shared frailty and vulnerability and failure. We are saying that we are unwilling to give a charade of honor and weight to the human stupidity they have shown, but that ultimately that stupidity connects us, rather than dividing us.

…I am laughing because I ultimately want social reconciliation, for all the romance of class war. The hierarchs are hurting. So, for all the mean-ness of the last post, ultimately, laughter is the proposed weapon because it holds the hope of everyone saying, “wow, that was a fucked way of setting things up, let us do something different now.

Amen.

What should we say when we talk about guns? (continued)

Some people will say that they’re unnecessary and dangerous. Others will say that they’re a tool for self-defense and self-sufficiency. That’s usually where the debate rests, except that the 2nd Amendment privileges the second group. If we want to make progress, we can offer better reasons, reasons that will be superior precisely because they are responsive to the reasons of our interlocutors. That means honestly trying to find the overlap in what appears to be an incommensurable set of assumptions.

Here’s Dan Braman and Dan Kahan, in an article on how to have a better gun debate:

For one segment of American society, guns symbolize honor, human mastery over nature, and individual self-sufficiency. By opposing gun control, individuals affirm the value of these meanings and the vision of the good society that they construct. For another segment of American society, however, guns connote something else: the perpetuation of illicit social hierarchies, the elevation of force over reason, and the expression of collective indifference to the well-being of strangers. These individuals instinctively support gun control as a means of repudiating these significations and of promoting an alternative vision of the good society that features equality, social solidarity, and civilized nonaggression.

As a result, Braman and Kahan propose a “big trade”: those who oppose guns should offer to recognize and respect the rights of gun ownership, effectively normalizing it, in exchange for universal registration. By emphasizing the responsibility and civic spiritedness of most gun owners, Braman and Kahan believe that we can better reach an agreement what that responsibility entails.

For Braman and Kahan, this is an extension of their cultural cognition work, but I’d put it a little differently, in terms of the interaction between esteem and social norms: rather than depicting gun owners as dangerous hicks, we give them esteem in exchange for esteem-worthy performances of self-abnegation and sacrifice, like giving up assault weapons and semi-automatics. Since less than 0.004% of all guns are used on other human beings in any given year, we should acknowledge that most people’s guns are not the problem.

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by Flickr user deepwarren

It’s tempting to stage a cultural showdown around guns, to line up a set of  statistics and international comparisons and arguments: i.e. that carrying a gun probably increases the likelihood that you will be shot and killed. Lots of resources already go into advertising this fact, along with others. From a public health perspective it makes perfect sense to discourage gun ownership, but so long as many Americans treat guns as a central part of their identities, such discouragement will only have limited impact. Research suggests that our prior beliefs on guns will have an significant impact on the way that we process new data on gun deaths. That’s more evident in my Facebook and Twitter feeds, where tragedy and group polarization rule, but very little cross-cutting bipartisan dialogue takes place.

In “More Statistics, Less Persuasion: A Cultural Theory of Gun-Risk Perceptions,” Braman and Kahan offer evidence that risk perceptions are derivative of social norms and cultural-loaded meanings:

The risks that we face in our daily lives are far too vast in number and diverse in nature to be comprehended in their totality. Of all the potential hazards that compete for our attention, the ones most likely to penetrate our consciousness are the ones that comport with our norm-pervaded moral evaluations: it is easy to believe that ignoble activities are also physically dangerous, and worthy ones benign. Thus, “moral concern guides not just response to the risk but the basic faculty of [risk] perception” as well.

What this means is that how we process school shootings or firearm-related suicides will be largely dictated by our prior views on the social importance of guns. That’s why our responses differ so drastically: it’s not that some of us are dumb and some smart, some indifferent to suffering and some caring, but that we can only understand tragedy within a cultural framework, and that framework partially dictates which elements of the tragedy pop out as salient.

In particular, those concerned primarily with hierarchical forms of status and authority will relate to gun crimes differently from those egalitarians who abhor social statification, while those who favor individual autonomy will take up a different yet a third approach to evaluating and prioritizing risks than those who favor collective action. What Braman and Kahan show is that the facts and statistics that seem salient to us depend largely on where we fall on both the hierarchy-egalitarian axis and the individualism-solidarism axis.

Here, then, is the problem: most of the prohibition-type solutions are only going to receive support from those of us who are both egalitarian and in favor of collective action. This creates the potential for a coalition of interests between those who favor guns as a traditional prerogative of American citizenship, and those who see them as a symbol self-sufficiency and of man’s mastery of nature. You can’t simply eliminate those value profiles and risk-assessments from the electorate, and it’s important to acknowledge that they do see some facts more clearly we do. Instead, we should seek solutions that are more widely satisfying to traditionalists. Politicians understood this long ago and captured it in the canard that gun safety regulations should respect the rights of “hunters and sportsmen.”

But what kinds of policies does this respect entail?

In my last post, I emphasized the importance of taking full prohibition off the table for safety reasons, and I linked to two kinds of suggestions for gun control that seem like reasonable accommodations with the many civic-minded gun owners in the country: the federal legislation recommendations from the Mayors Against Illegal Guns, and the Op-Ed by Craig Whitney, “A Way Out of the Gun Stalemate.”

To this, let me add the state and local initiatives suggested by the Mayors Against Illegal Guns, which are in many ways more important, such as better mental health reporting and ammunition controls and licensing. Many of these are things that need not be resolved nationally to be effective: for instance, California single-handedly improved ballistics recognition by requiring guns sold in the state to “micro-stamp” their serial numbers onto shell casings. That program should be expanded to other states.

A lot of the pushback I received last week was tied to the fact that places like Japan and Great Britain have had reasonable success with prohibitions. Certainly this is true, but it seems to ignore both that those places started off with a very different gun culture, and that they are geographic anomalies, islands of dense populations with a lot of ethnic homogeneity. We have 310,000,000 of the damned things, and we’ve had many failures over the years trying to curb that numbers’ growth. We should try something different.

(Always a good reminder: Timur Kuran’s and Cass Sunstein’s “Availability Cascades and Risk Regulation.”)

When we finally start talking about gun control, what should we say?

bullets

I love policy discussions, but the demands for policy discussion on gun control after the shootings in Newtown today are terribly wrong-headed.

The problem is that demanding a policy discussion is not the same thing as having a policy discussion. At this point, we’re just talking about talking about gun control. It’s all “mention” and no “use.” It’d be nice if folks would actually start proposing laws. Like: limits on magazine size. Ammo taxes. Closing the gun show loophole. Or even…

Prohibition.

I’d love to talk about gun prohibition. (Notice, this isn’t even the same policy debate as “gun control.”) Unfortunately, if we start talking about gun prohibition, then we will be forced to confront how badly prohibition is working in other markets. There are three hundred and ten million guns in the US. (Yes! 310,000,000!) What does prohibition look like under those circumstances?

Reflecting on that question, ask yourself this: how many people will be killed in no-knock police raids trying to root out the black market in guns? Will they be mostly white or mostly black? (Notice that gun control laws have tended to be stricter in majority black areas rather than majority white areas. Both DC and Chicago, the battleground states for the 2nd Amendment claims, are disproportionately black.) How many of those killed by police will be kids? How many kids’ deaths will be prevented?

On reflection, I suspect that many gun control regimes and all possible paths to gun prohibtion are more likely to increase the number of people hurt and killed by guns.  So when we do finally start talking about gun control and gun prohibition, let’s be very, very careful.

  • Something must be done.
  • Prohibition is something. 
  • ∴ ????

Also, let’s remember that the violent crime rate, including gun crimes, is the lowest it’s been in 20 years. That doesn’t make what happened today any easier to handle, but perhaps it will allow us to focus on what happened, and the people it happened to, instead of replaying Jon Stewart’s Monday night monologue. Something terrible has happened. It didn’t happen to you or I, so we have the ability to ask whether it could have been prevented. We should ask whether it could have been prevented. But we should also ask: at what cost? Then we should follow that calculation of lives lost and lives saved wherever it leads.

Craig Whitney’s July New York Times Op-Ed on the Aurora shooting is still apropos here:

Liberals should accept that the only realistic way to control gun violence is not by keeping guns out of the hands of as many Americans as possible, but by keeping guns out of the hands of people we all agree should not have them.

Read the whole thing.