Introducing ‘Female Firsts’, Part of Our Civics in Real Life Series

Good afternoon, friends! We are excited to share this extension of our Civics in Real Life series, ‘Female Firsts’. Every week through the month of March, we will be sharing one page resources that discuss a significant figure, event, or location important to the role of women in civic life. Our first one is now available, and looks at Justice Sandra Day O’Connor!

Of course our regular CRL’s will continue every week (including this week’s on NATO, Russia, and Ukraine!)

civilian resistance in Ukraine, Russia, and Belarus

Yesterday, I posted about prospects for nonviolent resistance in Ukraine and in Russia. Perhaps “civilian resistance” is a better heading. That category would include throwing a Molotov cocktail or firing grandpa’s hunting rifle as well as classic nonviolent acts like marches and occupations. My point is not that civilian resistance is better than military defense, or that refraining from violence is–or isn’t–morally superior. I hope for every possible Ukrainian success on the battlefield. But I believe that civilian resistance also has real potential, and indeed, that resistance by Russian civilians offers the best hope in this dire situation.

So I will try to track relevant developments, although with no hope of being comprehensive.

  • This is Rob Lee’s thread of videos showing Ukrainian civilians successfully blocking Russian troops–evidence of courage and of Russian soldiers’ reluctance to kill.
  • This a thread by my Tufts colleague Oxana Shevel arguing that Ukrainian civilians will make the country ungovernable by Russian occupiers.
  • Alexei Navalny’s group is officially calling for civil disobedience against the war. OVD-Info is reporting that 6,494 Russians have been detained in “anti-war actions” since Feb 24.
  • Despite the incredible difficulty of organizing resistance in Belarus, there have been antiwar protests in several Belarusian cities.
  • When Ukrainian government officials express deep sadness about the deaths of Russian soldiers, they reframe the conflict as Putin versus the peoples of both countries. This framing invites Russian civilians to help end the war and creates the basis for reconciliation. It reminds me of the way Lincoln describes Confederate deaths in the Second Inaugural Address. He bears responsibility for these deaths as the leader of the North’s military effort, “upon which all else chiefly depends.” Yet he presents both sides’ losses as a shared sacrifice to end slavery and build a better society. Similarly, in honoring the Union dead at Gettysburg, Lincoln never mentions their bloody military victory (or the Confederates’ loss) but describes the soldiers’ sacrifice almost as if it had been nonviolent. In both cases–Lincoln and Ukraine–I presume the sorrow is genuine, but it is also a brilliant strategy.

I have no way of estimating the chances of success in any of these three countries, but guessing the odds is not our task. We should do everything we can to increase the probability of successful civilian (and military) resistance by contributing money, upholding the best examples, and advocating for support in our own countries and institutions.

On Ukraine, see also: prospects for nonviolent resistance in Ukraine and in Russia; why I stand with Ukraine (from 2015); working on civic education in Ukraine (2017); and Ukraine means borderland (2017)

On civilian resistance, see also: the case for (and against) nonviolence; self-limiting popular politics; Why Civil Resistance Works; the kind of sacrifice required in nonviolence.

Furtherfield: The Power of Art and Play in Imagining New Worlds

Here's a fanciful but almost-real scenario: the bees, squirrels, geese, bugs, trees, and other species of your local park have decided that they've had enough of human aggression and abuse. They're not going to take it anymore, and rise up and demand equal rights with humans. Through a series of interspecies assemblies, a treaty is negotiated to ensure that every living being in the local ecosystem can flourish.

This scenario is a "live action role-playing" (LARP) game devised by Furtherfield, a London-based arts collective as part of its stewardship of part of the Victorian-era Finsbury Park. Over the next three years, Furtherfield is inviting humans to don masks and play the roles of each of seven species in negotiating "The Treaty of Finsbury Park 2025" -- the name of the project.

By casting humans as beetles and squirrels attending Interspecies Assemblies as delegates of their species, the LARP aims to help people develop "empathic pathways to nonhuman lifeforms through play." There is even a Sentience Dial to help different species communicate with each other. Who knows, this process may actually make Finsbury Park a more lush and lively place?

This adventure in animism is just one project that Furtherfield has hosted over the past 25 years, most of which blend art, digital technologies, and social action in some creative fashion. In my latest Frontier of Commoning podcast (Episode #24), I speak with Ruth Catlow about Furtherfield's distinctive approach to participatory art as a way of thinking anew about the world.

Catlow, an artist, curator, and co-leader of Furtherfield, has been a guiding visionary for its many artistic projects since its inception in 1996. She helps orchestrate collaborations with various local, national and international partners -- but especially with ordinary people. The point of its many artworks and technology projects is to try to get us to see the world differently, and to honor the role of art in envisioning new futures for ourselves.

Most of Furtherfield's projects take place in its green space and gallery in Finsbury Park, London, and in various digital spaces that bring together artists, techies and activists. Local officials have invited Furtherfield to use the park as a participatory canvas for its artistic projects. Traditionalists might call the group an arts center, but Furtherfield playfully calls itself a "de-center" because its work is so outward-looking and network based.

Ruth Catlow

Furtherfield sees itself is a convenor of artistic experiments that engage people in clever, provocative, and playful ways. The explorations are deeply rooted in open source technologies and philosophies while striving to -- in Furtherfield's words -- "disrupt and democratize existing hegemonies" and "re-landscape the terrain."

For example, when countless Black Lives Matter protests were rocking the US and cities around the world, many people began to question why slaveholder-businessmen and military generals were honored with bronze statues in public parks. Furtherfield decided to open up a public conversation about who or what should instead be celebrated atop pedastals in the park.

The People's Park Plinth project invited artists to propose new people or things to be honored in the park. The medium for this conversation was the smartphone. People strolling in the park could scan QR codes affixed to trees or pedestals, and instantly watch a video about the spot in the park. In effect, the scheme turned "the entire park into a platform for public digital artworks [that] asks you to pick the one you want for your park," as the project described itself.

Anyone could vote on a number of proposed artworks. The one that won -- 'Based on a Tree Story,' by Ayesha Tan Jones -- won was an artwork that used QR codes on a tree to summon a video of the the tree sprite who lived there.  ("A site specific, sonic augmented reality encounter with a digital tree sprite that tells tales of the tree’s past, present and future.")

'Based on a Tree Story' artwork in Finsbury Park

The public voting for the artworks was itself quite novel. Rather than tallying just one vote per person for the preferred artwork, each participant was given a number of votes that could be spread among as many artworks as they wished. This scheme, called "quadratic voting," doesn't just calculate which project gets a majority of votes, but rather indicates which ones people feel most passionate about. The system is meant to overcome the "tyranny of the majority" problem that overrides minority voices, and cases in which strong factions act as spoilers.

One of Furtherfield's more intriguing roles has been to host a laboratory and series of debates among artists and techies about how blockchain software could help reinvent the arts in an age of networks. The point was to explore how the cultural sector could develop "pathways to peer-produced decentralised digital infrastructures for art, culture and society – in particular through Decentralised Autonomous Organisations (DAOs)...." 

Furtherfield has wanted "to end gatekeeping and elitism in the artworld" and "bring this spirit of deep and radical friendship as a way to build resilient and mutable systems for scale-free interdependence and mutual aid." But it also wanted to move beyond the libertarian individualism that animates so many DAOs in the tech sector. 

Two books have resulted from Furtherfield's convenings: Artists RE:thinking the Blockchain (2017), about critical artistic engagement with blockchain; and Radical Friends, an anthology to be published in May 2022 about the hazards of digital autonomous organizations (DAOs) in the art world and commons-based DAO alternatives. (Furtherfield's alternative goes by the acronym DAOW, which stands for "DAOs with Others.")

You can listen to the podcast conversation with Ruth Catlow here.

Furtherfield: The Power of Art and Play in Imagining New Worlds

Here's a fanciful but almost-real scenario: the bees, squirrels, geese, bugs, trees, and other species of your local park have decided that they've had enough of human aggression and abuse. They're not going to take it anymore, and rise up and demand equal rights with humans. Through a series of interspecies assemblies, a treaty is negotiated to ensure that every living being in the local ecosystem can flourish.

This scenario is a "live action role-playing" (LARP) game devised by Furtherfield, a London-based arts collective as part of its stewardship of part of the Victorian-era Finsbury Park. Over the next three years, Furtherfield is inviting humans to don masks and play the roles of each of seven species in negotiating "The Treaty of Finsbury Park 2025" -- the name of the project.

By casting humans as beetles and squirrels attending Interspecies Assemblies as delegates of their species, the LARP aims to help people develop "empathic pathways to nonhuman lifeforms through play." There is even a Sentience Dial to help different species communicate with each other. Who knows, this process may actually make Finsbury Park a more lush and lively place?

This adventure in animism is just one project that Furtherfield has hosted over the past 25 years, most of which blend art, digital technologies, and social action in some creative fashion. In my latest Frontier of Commoning podcast (Episode #24), I speak with Ruth Catlow about Furtherfield's distinctive approach to participatory art as a way of thinking anew about the world.

Catlow, an artist, curator, and co-leader of Furtherfield, has been a guiding visionary for its many artistic projects since its inception in 1996. She helps orchestrate collaborations with various local, national and international partners -- but especially with ordinary people. The point of its many artworks and technology projects is to try to get us to see the world differently, and to honor the role of art in envisioning new futures for ourselves.

Most of Furtherfield's projects take place in its green space and gallery in Finsbury Park, London, and in various digital spaces that bring together artists, techies and activists. Local officials have invited Furtherfield to use the park as a participatory canvas for its artistic projects. Traditionalists might call the group an arts center, but Furtherfield playfully calls itself a "de-center" because its work is so outward-looking and network based.

Ruth Catlow

Furtherfield sees itself is a convenor of artistic experiments that engage people in clever, provocative, and playful ways. The explorations are deeply rooted in open source technologies and philosophies while striving to -- in Furtherfield's words -- "disrupt and democratize existing hegemonies" and "re-landscape the terrain."

For example, when countless Black Lives Matter protests were rocking the US and cities around the world, many people began to question why slaveholder-businessmen and military generals were honored with bronze statues in public parks. Furtherfield decided to open up a public conversation about who or what should instead be celebrated atop pedastals in the park.

The People's Park Plinth project invited artists to propose new people or things to be honored in the park. The medium for this conversation was the smartphone. People strolling in the park could scan QR codes affixed to trees or pedestals, and instantly watch a video about the spot in the park. In effect, the scheme turned "the entire park into a platform for public digital artworks [that] asks you to pick the one you want for your park," as the project described itself.

Anyone could vote on a number of proposed artworks. The one that won -- 'Based on a Tree Story,' by Ayesha Tan Jones -- won was an artwork that used QR codes on a tree to summon a video of the the tree sprite who lived there.  ("A site specific, sonic augmented reality encounter with a digital tree sprite that tells tales of the tree’s past, present and future.")

'Based on a Tree Story' artwork in Finsbury Park

The public voting for the artworks was itself quite novel. Rather than tallying just one vote per person for the preferred artwork, each participant was given a number of votes that could be spread among as many artworks as they wished. This scheme, called "quadratic voting," doesn't just calculate which project gets a majority of votes, but rather indicates which ones people feel most passionate about. The system is meant to overcome the "tyranny of the majority" problem that overrides minority voices, and cases in which strong factions act as spoilers.

One of Furtherfield's more intriguing roles has been to host a laboratory and series of debates among artists and techies about how blockchain software could help reinvent the arts in an age of networks. The point was to explore how the cultural sector could develop "pathways to peer-produced decentralised digital infrastructures for art, culture and society – in particular through Decentralised Autonomous Organisations (DAOs)...." 

Furtherfield has wanted "to end gatekeeping and elitism in the artworld" and "bring this spirit of deep and radical friendship as a way to build resilient and mutable systems for scale-free interdependence and mutual aid." But it also wanted to move beyond the libertarian individualism that animates so many DAOs in the tech sector. 

Two books have resulted from Furtherfield's convenings: Artists RE:thinking the Blockchain (2017), about critical artistic engagement with blockchain; and Radical Friends, an anthology to be published in May 2022 about the hazards of digital autonomous organizations (DAOs) in the art world and commons-based DAO alternatives. (Furtherfield's alternative goes by the acronym DAOW, which stands for "DAOs with Others.")

You can listen to the podcast conversation with Ruth Catlow here.

Upcoming Webinar: How RBG Came to Be: The Process of Appointing a Supreme Court Justice

Friends, on Thursday, March 3rd at 4pm, we will be hosting a webinar in collaboration with the Clinton Library. It is very much ‘of the moment’, as Kathleen Pate, Education Specialist at the Clinton Library, will be discussing the nomination and confirmation process of Ruth Bader Ginsburg. This is a free webinar open to everyone, and we would love to have you join us!

You can access the flyer below, or simply click here to register! Feel free to email us if you have any questions.

prospects for nonviolent resistance in Ukraine and in Russia

It is not inevitable that Russia will gain control of large portions of Ukraine, but that outcome is certainly possible, even if the invaders must resort to sustained shelling and bombing to capture cities. If an occupation does come to pass, I would anticipate (and support) an armed insurgency. My topic, however, is the possibility of nonviolent resistance–in Ukraine, in Russia, and even in Belarus.

I make no assumption that nonviolence is morally superior to war. An insurgency will be fully justified in the event of an occupation. However, I believe:

  • Nonviolence has powerful potential.
  • A nonviolent movement can complement a violent insurrection, as was the case in British India, South Africa under apartheid, or Palestine 1987-93 (notwithstanding major differences among these examples).
  • A nonviolent movement permits a whole population to participate in forging a democratic future together, whereas a military effort is intrinsically hierarchical and selective; and
  • The circumstances for nonviolence could be propitious. Here I will make a cautious case for optimism.

Already, we see effective moments of nonviolent resistance in Ukraine. This is the widely-viewed video of a Russian tank turning around and driving away when confronted by civilians (apparently near Zaporizhzhia). Although many such cases will have tragic results, the example is powerful. Presumably, most Russian soldiers do not want to run over or shoot Ukrainian civilians. Their reluctance will be a serious challenge to the Putin regime.

Restraint by ordinary Russian soldiers is one reason for tentative optimism. I do not share the view that Russians will be restrained because of their cultural, linguistic, and other similarities to Ukrainians. During this period of very strongly justified concern about racism, we sometimes forget that people can eagerly slaughter others who look just like them. Ukraine from 1932 to 1945 (or even from 1914 to 1945) provides catastrophic examples. Putin’s problem is different. He has failed to legitimate the invasion in any way; and human beings rarely like killing other people unless a war has been legitimized (or they are scared of being killed first).

A second favorable circumstance: Ukraine may have the largest number of highly experienced nonviolent civil resisters in the world, thanks to the successful Revolution of Dignity (2014), which is pervasively and eloquently memorialized in the parts of the country that I have visited. Certainly, the Russian regime–and any puppet regime it installs Ukraine–will be more ruthless than many of the governments that have lost to nonviolent protests. At the same time, the Ukrainian nonviolent resistance will be particularly large, experienced, and motivated. An almost unstoppable force will meet an almost immovable object, with unpredictable results.

Size is an advantage for nonviolent movements. Erica Chenoweth and Maria Stephan found that no major protest movement between 1900 and 2006 failed if it mobilized 3.5 percent of the national population. Their work has inspired claims like this one: “Once around 3.5% of the whole population has begun to participate actively, success appears to be inevitable.” The word “inevitable” overstates Chenoweth’s and Stephan’s findings: the next effort could end in failure. Many of the fully successful cases occurred during a period (ca. 1985-95) when authoritarian regimes were senile and demoralized, whereas lately they have proven resourceful and resilient.

More importantly, some people have drawn a mistaken inference from Chenoweth’s and Stephan’s finding, assuming that the presence of 3.5 percent of the population on the streets causes a regime-change or another major policy shift. As several experts have told me, the causal story is almost certainly different. If a set of organizations and networks is able to get 3.5 percent of the population onto the streets against a government, then either it is strong enough to pose a serious threat, or else the failure of the regime to stop such a large protest indicates the government’s hesitancy, incompetence or internal divisions–or all of the above. In other words, 3.5 percent is a symptom, not a cause.

Still, we could expect a large nonviolent movement in Ukraine. Maciej Bartkowski summarizes a 2015 survey of Ukrainians that showed a high degree of hypothetical willingness to join a nonviolent movement against a foreign occupier. Of course, there is no way to know whether answers to such survey questions predict actual behavior, but so far, the level of mobilization in Ukraine exceeds expectations. In the 2015 poll, three times more people stated that they would act nonviolently than violently. Given the extraordinarily high rates of voluntary participation in the war so far, that ratio would imply that virtually every Ukrainian will take part in nonviolent direct actions.

Organization and leadership offer a third reason for optimism. A Russian guy who was aligned with Putin once badgered me with the question: “Do you believe in spontaneous revolutions?” He believed–as Putin probably sincerely believes–that the Ukrainian peaceful revolutions have been CIA operations. I could have named the Russian Revolution of 1905 as an example of a spontaneous uprising, since it seemed to come out of nowhere. But a better answer is: no. Massive popular movements are not spontaneous; they are organized. However, the Ukrainian Revolution of Dignity was organized by Ukrainians in a decentralized way (with modest European and US support), and many of the organizers are still around to try the same approach again.

I am not sure whether the same person can serve as the leader of a nonviolent movement and an armed insurrection. (Nelson Mandela is a special case, for many reasons, including that he was imprisoned.) President Zelensky, if he survives, will presumably head the insurrection, just as he currently serves as the commander in chief of Ukraine’s armed forces. Still, one can see his principled decision not to leave Kyiv as an example of the kind of sacrifice that nonviolence demands. He may inspire, even if he cannot organize, a nonviolent struggle.

The other side of the coin is the potential for nonviolent antiwar–or even pro-democracy–movements in Russia and Belarus. I have no way of estimating the chances of success in either country. However, we have already seen very brave Russians take to the streets as well as anti-war protests in Minsk. May they succeed, not only for Ukraine’s sake but also for the good of their respective countries.

A truly effective movement in Russia or Belarus would require the kinds of organization and coordination that state security agencies are increasingly effective at destroying. Therefore, no one should imagine that success will be likely or easy. Yet resistance can take many forms: not only massive public protests but also a palace coup, emigration and disinvestment, or what James C. Scott named the “weapons of the weak”: ordinary foot-dragging and noncompliance. Russians and Belarusians might use those tools out of genuine support for Ukraine or simply because they resent their superiors and their orders. The Ukrainian official Oleksiy Arestovich appealed recently to Russian soldiers: “Like any military person, you know that there are a million ways not follow the order … You get lost, you break down, the radio station does not work, etc. We believe in you and count on your courage, honor and prudence, which will allow you to make the right choice in this time of tension.”

Indeed, courage, honor and prudence can take a wide range of forms, from throwing a Molotov cocktail at an armored personnel carrier, to holding a sign in a Moscow street, to challenging Putin in a closed-door meeting, to just failing to understand an order on the radio. I am certain we will see a lot of all these things in the days and weeks to come. Whether they succeed is perhaps the most important question of all, unless the Ukrainian military can actually win a conventional war on the ground.

See also: why I stand with Ukraine (from 2015); working on civic education in Ukraine (2017); and Ukraine means borderland (2017). See also the case for (and against) nonviolence.

Save the Date: June 24 for a special one-day version of the Frontiers of Democracy conference, a Festival of Cases

If you are ready to register, you can purchase a ticket for the event now for either the in-person or online version (ticket prices go toward meeting our costs).
Otherwise, please hold the date!

Civic cases describe difficult choices faced by real groups of activists, social-movement participants, or colleagues in nonprofit organizations. By discussing what we would do in similar situations, we can develop civic skills, explore general issues, and form or strengthen relationships with other activists and thinkers.

You are invited to spend June 24 discussing your choice of two such cases in groups of up to eight peers. The day will also include plenary discussions and talks, including a keynote by Tisch College Dean Dayna Cunningham on Multiracial Democracy.

Most of the cases have been developed by the SNF Agora Institute at Johns Hopkins University, Justice in Schools, or the Pluralism Project at Harvard, co-sponsors of Frontiers this summer. Selected cases can be found here, and more options will be available by June. Unlike most cases about business, public policy, or ethics, these stories involve groups of voluntary participants who must make decisions together.

06/21/2018 – Boston, Mass. – The opening remarks were held for the Frontiers of Democracy Conference inside the Sackler Building on Thursday, June 21, 2018. (Jake Belcher for Tufts University)

You can choose to participate for the whole day remotely, joining other remote participants in Zoom rooms for the case discussions and watching the plenaries online. You are also enthusiastically welcomed to participate in-person at Tufts University’s downtown Boston campus.

Frontiers of Democracy has been held annually since 2009, with a hiatus due to the COVID-19 pandemic. It traditionally attracted about 140 activists and scholars or advanced students from many countries for relatively informal discussions of civic topics. The 2022 version is intentionally shorter and hybrid in format.


Purchase a ticket now or save the date!

Transformative Learning and Civic Studies

Newly in print: The Palgrave Handbook of Learning for Transformation, edited by Aliki Nicolaides, Saskia Eschenbacher, Petra T. Buergelt, Yabome Gilpin-Jackson, Marguerite Welch and Mitsunori Misawa (2022).

Although I am not deeply knowledgable about Transformative Learning, a movement launched by the sociologist Jack Mezirow, I like its emphasis on learning as a lifelong process of transforming one’s perspective on society.

This volume includes a chapter entitled “Reconsidering the Roots of Transformative Education: Habermas and Mezirow” by Saskia Eschenbacher and me (pp. 45-58). Our abstract:

Jack Mezirow acknowledged the deep influence of the German philosopher Jürgen Habermas (1929–) on the development of transformative learning. We describe some fundamental elements of Mezirow’s and Habermas’ thought, explore their affinities, and argue that Mezirow did not give adequate attention to two important themes in Habermas: the power and value of social movements and the need to reform the overall structure of a society to enable transformative learning. We argue that transformative learning would benefit from a deeper consideration of these topics. Finally, we introduce Civic Studies, a parallel intellectual movement that also owes much to Habermas, and we suggest a convergence.

when you know, but cannot feel, beauty

In his “Dejection: An Ode,” Coleridge describes the sparkling stars and crescent moon above but bemoans his own state of mind:

I see them all so excellently fair,
I see, not feel, how beautiful they are!

The reason is what we would call depression:

A grief without a pang, void, dark, and drear,
         A stifled, drowsy, unimpassioned grief,
         Which finds no natural outlet, no relief,
                In word, or sigh, or tear—

I consulted Coleridge’s “Dejection” thanks to Anahid Nersessian’s essay on Keats’ “Ode to a Nightingale” (Nersessian 2021). Nersessian is great at wiping away that sense of Keats as a languorous aesthete, a maker of pretty lyrics. As she shows, the Nightingale ode reports suicidal thoughts. The narrator is “half in love with easeful Death” and seriously considering whether it is time to end it all: “Now more than ever seems it rich to die.” The three hard opening words, as Nersessian notes, violate iambic pentameter and ignore the ostensible addressee of the ode. Keats doesn’t begin, “O, Nightingale …” but rather, “My heart aches.”

Nersessian’s essay is not a close reading, but it made me turn back to the text of the ode. I wondered: what exactly is the narrator’s mental condition? (Remember: Keats had medical training, and the first stanza seems almost clinical.) The presenting complaint is a heart that aches. More specifically, “a drowsy numbness pains / My sense.”

This is complicated. Being drowsy and numb suggests a lack of sensation, and that interpretation is reinforced by the analogy to a “dull opiate” that suppresses the narrator’s conscious thoughts, sending him toward Lethe. But the numbness “pains” his sense, as though he had drunk hemlock. I am not sure whether we should assume that hemlock causes a quiet, sleepy death or an agonizing one: Wikipedia suggests that it triggers respiratory distress. I think that the question of lacking consciousness versus suffering is central to the poem as a whole.

In any case, what is the etiology of this numbness/ache? The narrator denies that he is envious of the nightingale’s “happy lot.” (The word “thy” in that sentence is the first mention of the ode’s subject.) When people deny that they are jealous, sometimes they actually are. But the narrator follows with a subtler point. He does not envy the bird’s “happy lot,” where “happy” could mean “favoured by good fortune; lucky, fortunate; successful” (OED). The bird’s lot is to sing in the mid-May evening, and Keats denies being envious of that. Instead, the nightingale causes heartache by “being too happy in [its] happiness”–in other words, by enjoying its role. This is precisely what Keats’ narrator, being depressed, cannot do. The poem describes beauty, yet the narrator cannot feel what such precise and evocative words as these should convey:

The grass, the thicket, and the fruit-tree wild;
         White hawthorn, and the pastoral eglantine;
                Fast fading violets cover’d up in leaves;
                        And mid-May’s eldest child,
         The coming musk-rose, full of dewy wine,
                The murmurous haunt of flies on summer eves.

Do we think that the nightingale is happy, in the subjective sense–happy in its happiness? Keats writes that the bird “sing[s] of summer in full-throated ease.” I suppose I doubt that it sings “of” summer. I assume it sings because the month is May, and its song is a component of what makes an English early summer lovely. I don’t believe that the bird is describing summer, as a poet could.

To modify an example from Robert B. Brandom (who discusses a parrot trained to say “red” in the presence of red objects), the nightingale reliably informs us that it is summer by singing, but the bird cannot express the premises and conclusions that relate to this information. The bird cannot say, “It is summer; therefore, it is not winter,” or “It is summer because spring is over,” or “Since it is summer, we should spend evenings outdoors.” To express points like that would be to talk of summer. Instead, the nightingale sings because it is summer, and as an aspect of summer.

Indeed, its happiness relates to its ignorance. Keats wishes to forget

What thou among the leaves hast never known,
The weariness, the fever, and the fret
         Here, where men sit and hear each other groan;
Where palsy shakes a few, sad, last gray hairs,
         Where youth grows pale, and spectre-thin, and dies ...

That last line may describe the recent and agonizing death of Keats’ brother from tuberculosis, and it eerily foretells Keats’ own death from the same cause two years later. These are serious matters, wrenching tragedies, and the bird’s enviable condition is to know nothing of them. Its mental state is like that of a human being who has forgotten memories and fears of suffering.

We might expect that the bird’s song would cause Keats to forget pain, at least briefly, as he becomes absorbed in the music; but that doesn’t work for this narrator, because he is depressed. “Still wouldst thou sing, and I have ears in vain.” Instead, the narrator considers artificial solutions: “some dull opiate,” “a draught of vintage,” distracting reveries of “faery lands,” or–most effective of all, intentional death.

The darkness and anger of the poem should be taken seriously; it is not some pretty thing. Yet it is rapturously beautiful, the source of such nuggets as “tender is the night” and Ruth “amid the alien corn.” It is about not being able to feel beauty, yet it conveys beauty from that ailment.

In the fourth stanza, Keats commits to join the nightingale not by drowning his sorrows in drink but through the power of verse:

Away! away! for I will fly to thee,
         Not charioted by Bacchus and his pards,
But on the viewless wings of Poesy,
         Though the dull brain perplexes and retards ...

His brain is a problem: it perplexes and retards. “Poesy” looks, at least temporarily, like a way out. But why is it “viewless”? That word could mean invisible: we cannot observe how poetry moves the writer or the reader to a better place. Or it could mean unable to see. Certainly, this poet has trouble seeing. Due to the deep darkness where the nightingale sings, “I cannot see what flowers are at my feet.” Poetry offers words that name objects, but it does not actually allow us to see them. I think the central idea in the fifth stanza (Keats knows which flowers are present from their scent but cannot see them) is a metaphor for literary description. A poem conveys information but not actual experience.

Then he addresses the bird: “Darkling, I listen.” Calling a nightingale “darkling” is a clear allusion to Book III of Paradise Lost, where Milton writes:

            ... as the wakeful bird
Sings darkling, and in shadiest covert hid
Tunes her nocturnal note. ....

The argument of this passage is that God is light; beautiful things reflect God’s love. Since Milton is blind, he cannot see these objects. He misses the “sight of vernal bloom, or summer’s rose …  the cheerful ways of men.” Yet a miracle occurs. God makes the “celestial Light, / Shine inward,” and by purging and dispersing all the ordinary sights of life, allows Milton to “see and tell / Of things invisible to mortal sight.” Milton is like the nightingale, whose song tells of grace even though the bird cannot see in the darkness.

No such consolation is available to the narrator of Keats’ ode, who offers no hint that nature has a benign author. Nature is what gives people tuberculosis. Keats’ narrator is not only depressed but angry about it.

I will offer an alternative perspective, even though I don’t think Keats would agree with it. We are all like the nightingale; our vocalizations and other behaviors are caused by natural processes. (“Dependent origination.”) We cannot escape suffering, which is intrinsic to sentience and afflicts the bird as well as us. (“The first noble truth.”) Mental pain arises naturally. For instance, Keats must think of his recently deceased brother, because he is physically designed to feel grief. Forgetting such things is impossible, and drowning them out would be unethical. (“The middle way.”) However, Keats is not a real entity, and his condition needn’t interest the poet as much as it does. As he writes elsewhere, the poet “has no self”; “not one word I ever utter can be taken for granted as an opinion growing out of my identical nature–how can it, when I have no nature?” (“No-self.”) His protean mind can, however, fill with thoughts such as appreciation, gratitude, and compassion. (Mindfulness, the “third noble truth.”) The beauty of the night is real, just like suffering, and he can focus on the former.

Those who make it across the river and come back to help others over do the most good (“karma”), and Keats’ lyrics provide an example. They enrich the inner lives of us who read them. Keats claims no satisfaction from doing this, because he is depressed and because he doesn’t hold a Buddhist-ish theory. But he achieves what he cannot recognize, and we can read him compassionately for that reason. After all, the last five words (“Do I wake or sleep?”) are no longer addressed to the nightingale, which has departed for the “next valley-glades.” They must pose a question for us, opening a dialogue with readers and perhaps seeking our compassion, which we can give. If our minds are filled with compassion, we have less space for pain.

Keats was an unbelievably good poet. What if we can’t write immortal verse–can we then return to help others cross to a better place? I would say: Keats is a stranger to us, dead two centuries, and worth reading because his words are so excellent. The rest of us just say mundane things, like, “Did you hear that bird?” But we can say such things in relationships–to people we know and like or love. When embedded in a friendship or love, a remark like “Did you hear that bird?” conveys pleasure and care. By that means, we can alleviate suffering even if we could never come up with a phrase as good as “with beaded bubbles winking at the brim.”

Sources: Robert B. Brandom, Articulating Reasons: An Introduction to Inferentialism (Cambridge: Harvard University Press, 2000); Anahid Nersessian, Keats’ Odes: A Lover’s Discourse (Chicago: University of Chicago Press, 2021). See also the sublime and other people; the politics of negative capability; “Keats against Dante: The Sonnet on Paolo and Francesca“; a poem should; empathy: good or bad?; and three endings for Christabel.

US polarization in context

A comparative approach is useful for testing theories about one of the prominent phenomena of our time: polarization.

If you assume that people naturally polarize because of hard-wired features, such as the human tendency to prefer members of our own groups, then you would expect levels of polarization to be consistent across time and countries.

If you assume that polarization is specifically an American issue, you might look at unusual features of US society that have persisted over time, such as our two-party system, the salience of race and racism, sheer size, the private news media, or the fact that we have several regional elites who don’t necessarily know each other (Wall Street financiers, Texas oilmen, Silicon Valley entrepreneurs, etc.).

If you assume that the problem is global and recent, you might look at international developments, such as social media, plutocracy, the decline of a neoliberal consensus, or the revival of illiberal nationalism.

If you assume that the problem is specifically American and recent, you might focus on changes in the US system, such as the departure of Southern conservatives from the Democratic Party after the 1960s, or the replacement of national party structures with entrepreneurial candidates, or more sophisticated gerrymandering, or the election of Barack Obama, which may have alerted some White voters to the emerging reality that the Democrats are decisively more diverse than the Republicans:

The comparative graph for this post illustrates a few selected points.

FIrst, current levels of polarization in the USA are comparable to those in Weimar Germany or India at the time of partition and worse than Denmark’s under occupation. Bolsonaro’s Brazil and Venezuela score even higher than the USA today, but that is not good company. Polarization cannot be hard-wired if it varies so much, and our levels are alarming.

Second, social media cannot simply and straightforwardly explain the recent growth in polarization, for media would affect tech-savvy Denmark as much as the USA. Yet Denmark is one of several democracies that demonstrate consistently low polarization. (The EU as a whole shows some increase in polarization since 2000, but much less than the USA.)

Third, the USA has seen polarization increase a lot lately, which works against explanations that evoke stable features of US society, such as the two-party system.

I am not one who views polarization as an intrinsic evil. If a society is divided between democrats and authoritarians, the problem is not polarization; it is the authoritarians. Less division between good and bad players may indicate a harmful compromise. In the Weimar case, I think polarization posed a challenge to the fragile representative system, but the main problem was the Nazis. (Stalinists made things worse.) Describing Weimar as an example of “polarization” suggests that there were several groups who just didn’t get along. Instead, some groups belonged in jail.

Nevertheless, polarization poses challenges of its own. It encourages political actors at all levels to push their own rights and interests to the limits, without concern for any collateral damage to the institutions. The levels in the USA today exceed those in comparable countries by large margins and resemble those recorded just before notorious historical disasters.

Caveat: the graph (from V-Dem) does not show objective measures of polarization, but the assessments of social scientists who study these countries. See also: affective polarization is symmetrical; promoting democracy and reducing polarization; empathy boosts polarization; marginalizing views in a time of polarization; civic education in a time of inequality and polarization; vaccination, masking, political polarization, and the authority of science