how the structure of ideas affects a conversation

According to the “interactionist” theory of Mercier & Sperber 2017 (which I discussed on Monday), human beings evolved to make smart decisions in groups, and that requires us to exchange reasons. We naturally want to express reasons for our intuitions and critically assess other people’s reasons for their beliefs. It matters how well we perform these two tasks.

One familiar kind of person frustrates discussion by constantly linking every belief that he endorses back to one foundational principle, whether it is a constitutional right to individual freedom, God’s will, or equality for all. The problem is not the core belief itself but the way his whole network of beliefs is structured; it prevents reasoning around his core idea if you don’t happen to share it. 

A different familiar figure is the person who offers many ideas but cannot provide a reason for most of them. If we think of a reason as a link between two ideas, then this person’s network has no links. Whereas the first network was too centralized, the second is too disconnected.

We don’t literally possess networks of beliefs; rather, a network graph is a way of representing our reasoning. I conjecture that the formal features of such a network can predict whether the person will deliberate well. To illustrate (but not to prove) that conjecture, I will discuss two Kansas State students who participated in an online discussion as part of the research that led to Levine, Eagan & Shaffer 2022.

Before discussing how socioeconomic factors affect health, all the students in this study wrote short passages describing their personal views. Adèle and Beth are pseudonyms for white undergraduate KSU women, aged 21 and 22, whose mothers had not attended college.

Adèle wrote:

In my opinion, race should not influence the human health and well-being because every person should have an opportunity to succeed no matter what race they are. Social class influences the health because a healthy lifestyle is more expensive, but also a healthy lifestyle means physical activity and that does not depend on the social class, it depends on individual motivation. A social factor would be the people that we surround ourselves with. If we interact with people that live a healthy lifestyle, we can get influenced and borrow some of their habits. But is also true that for the lower class is the hardest to live a healthy lifestyle because they cannot afford one.

I think we could informally diagram her view with the graph below. The nodes are her stated beliefs. The arrows are her causal claims, except where I’ve denoted them as normative implications. This graph does not explain why Adèle formed her intuitions (i.e., why these beliefs formed in her mind) but rather represents the explicit reasons that she offers to explain her beliefs to others.

Beth wrote:

My thoughts on the impact of race, class and social factors on determinants on human health and wellbeing are that no matter what your race or social class is, you should be treated equally because the color of a person’s skin should not affect the way you view them. Both a black and white person can put in the same amount of hard work and effort to be able to reap the benefits of a happy healthy life. However, with that being said, there are some people who do not work as hard and that puts them in a lower social class than others. possibly making their overall health and wellbeing less than someone who is up in a higher social class.

I think we could informally diagram Beth’s view like this:

I propose that Adèle will be a better conversation-partner than Beth, not because her beliefs are superior but because of the structures represented by these two graphs.

Adèle has generated several independent intuitions (moral and empirical) that push in somewhat different directions. They are all connected to the idea of health, because that is the assigned topic, but there is some wiggle room between her beliefs, and she has identified several causes of the same outcomes. Adèle and I could talk about several of her intuitions. I could ask her to offer reasons for each one, and we could turn to another issue if we found that we disagreed on that point.

Meanwhile, Beth only offers reasons for one conclusion: that people should not pay attention to racial differences. I would worry that we couldn’t engage once she had made that point. Her sentence that begins, “However, with that being said,” does not actually present a conflicting point but elaborates on her main argument.

When asked whether “Everyday people from different parties can have civil, respectful conversations about politics,” Adèle agreed, but Beth strongly disagreed. Adèle also rated the online discussion more highly than Beth did as a learning experience. This is suggestive evidence that Adèle was more deliberative (in this context) than Beth.

Beth did participate in the online discussion four times and explicitly referred to previous commenters with openings that look civil, such as: “Although I agree with everything you have said, I think. …” However, all four of her contributions were variations on her basic point that success is due to hard work.

In contrast, when Adèle saw a post in the online discussion that recounted a story about a white woman who had succeeded in life due to her own hard work, she responded deliberatively, trying to connect to the previous writer’s ideas. She began: “I saw you talked about how hard work and effort can help you achieve a better lifestyle and I agree with it.” She had expressed this belief in her personal statement prior to the discussion, and it is represented in the first graph above.

She added, “But we also need to have in mind the people that grow up in less fortunate families and have different aspirations that some people have.” Here she introduced another belief that she had already held. She supported it with reasons: “For some of us, going to college is a thing that we knew it’s going to happen in our lives and we never question if we might go or no. But for some people they do not have this opportunity to afford college. … I believe that some people even if they are willing to put hard work and effort, not all of them are guaranteed to succeed.” She then acknowledged a criticism and addressed it: “Of course, there are people who succeeded but I believe that there are a lot of them who did not. And for a person who is less fortunate is not too easy to live a healthy lifestyle.”

My claim is not that Adèle formed better beliefs by reasoning. She may have developed her beliefs intuitively, as we generally do. Nor is there evidence that she revised her beliefs in response to objections, any more than Beth did. My claim is that Adèle contributed better to the group’s discussion because the structure of her reasons permitted more interaction.

(Two limitations of this post: First, I chose the examples to illustrate my main point. That does not prove the general pattern. Second, my diagrams could be biased. For instance, Beth’s belief that “motivation determines health,” which I depicted above as one node in her network, could be unpacked to look like this:

Adding those four nodes to her map would make her whole graph look almost as complex as Adèle’s. I am still looking for less subjective approaches to mapping text. In a lot of my current work, I elicit network structures by asking people multiple-choice questions, rather than graphing their open-ended statements, because the quantitative data seems more reliable for making interpersonal comparisons.)

Sources: Mercier, Hugo and Dan Sperber, The Enigma of Reason, Cambridge, MA: Harvard University Press 2017; Levine, Peter & Eagan, Brendan & Shaffer, David. (2022). Deliberation as an Epistemic Network: A Method for Analyzing Discussion. 10.1007/978-3-030-93859-8_2. See also modeling a political discussion; individuals in cultures: the concept of an idiodictuon; and how intuitions relate to reasons: a social approach.

how intuitions relate to reasons: a social approach

We might like to think that when we form a belief, it comes after we have reviewed reasons. We canvass all the relevant reasons (pro and con), evaluate each of them, weigh and combine them, and choose the belief that follows best. In that case, our reasons cause our beliefs, whether they are about facts or about about values. We might also like to think that when someone offers a strong critique of our reasons, we will be motivated to change our beliefs.

A wealth of empirical evidence suggests that this process is exceedingly rare. Much more often, each of us forms our beliefs intuitively, in the specific sense that we are not conscious of reasons. It feels as if we just have the beliefs. Then, if someone asks why we formed a given belief, we come up with reasons that justify our intuition. We may even ask ourselves for reasons when we wonder why we had a thought.

This process is retrospective. We did not already have reasons. We find them to justify or rationalize our intuitions to ourselves or to other people (Graham, Nosek, Haidt, Iyer, Koleva, & Ditto 2011, p. 368; Haidt 2012, pp. 27-51; Swidler 2001, pp. 147-8; Thiele 2006).

This theory is concerning. For one thing, if you are already sure of any belief, then you can probably find a plausible reason to justify it and a plausible rebuttal to any critique. We don’t sound like very rational or reasonable creatures, ones who are good at assessing and combining reasons and drawing appropriate conclusions. We sound like lawyers in our own defense, finding grounds to justify what we merely assumed even when the evidence is weak.

Further, all the explicit discourse that we observe around us–all those meetings and articles and legal briefs and speeches and sermons–begins to seem like a foolish waste of effort. It’s the noise of people rationalizing what they already thought.

Some would add that intuitions about moral and political matters often seem to reflect self-interest. The rich are intuitively favorable to markets; men are biased for patriarchy; Americans, for the USA. In that case, reasoning is moot. The causal pathway runs from interests to intuitions and from there to justifications, and the justifications accomplish very little.

This highly skeptical view of reason results from focusing on individual human beings at the moment (or within a short timeframe) when they form beliefs. When we look outward from such moments, we find human beings meaningfully exchanging reasons that matter.

First, let’s look before the moment of intuition. Where did it come from? Let’s consider, for example, a person who hears about a proposed new federal program and has a strong intuition against it. This person may not explicitly consider reasons for and against federal intervention; the intuition may arise automatically. But before the moment of intuition, this person had probably heard many explicit critiques of government. Maybe a parent made a memorable complaint about the government when this person was still a child, and that attitude was reinforced by speeches, articles, stories, and other forms of intentional discourse. This individual may also have had direct, personal experiences, such as facing a burdensome regulation or having an unpleasant encounter with a bureaucrat. However, we must interpret such experiences using larger categories (such as “regulation” and “bureaucrat”) that we get from other people.

This process of forming an attitude that then generates an intuition may be more or less reasonable. The attitude might be wise and well-substantiated or else a mere prejudice. My point is not that people reason well but that discourse is often prior to intuition (cf. Cushman 2020). People’s intuitions about matters like government programs are influenced by the prevailing discourses of their communities. It matters whether you came of age in a neoliberal market economy, under collapsing state communism, in a stable social democracy, or in a Shiite theocracy. In this sense, reasons influence intuitions, but they may not be reasons that an individual explicitly considers before forming a belief. Rather, reasons circulate in the discourse of a community.

Now let’s look after the moment of intuition, to the time when a person answers the question: Why? For instance, why are you–or why am I–against this government program? The individual begins to generate reasons for the original intuition: Government never works well. Taxes are already too high. It’s not fair that lazy people should get a free ride — etc. These reasons were not in the person’s head prior to the intuition, and they did not cause it, yet they matter in several ways.

First, as intensely social creatures, we use reasons to establish our value to groups. People who can offer reasons that sound plausible, consistent, or even insightful emerge as respected and have influence. Sometimes, glib sophists gain respect with reasons that shouldn’t impress others, but to a significant extent, we judge other people’s reasons well (Mercier & Sperber 2017). We did not evolve to be magnificently rational thinkers who reach our individual judgments solely on the basis of evidence, but we did evolve to be remarkably perceptive social mammals who are pretty good at judging each other.

Hugo Mercier and Dan Sperber write:

Whereas reason is commonly viewed as a superior means to think better on one’s own, we argue that it is mainly used in our interactions with others. We produce reasons in order to justify our thoughts and actions to others and to produce arguments to convince others to think and act as we suggest. We also use reason to evaluate not so much our own thought as the reasons others produce to justify themselves or to convince us (Mercier & Sperber 2017, pp. 7-8).

Because we want to be respected for our judgments, we will go to considerable effort to rationalize our intuitions. That effort can take the form of skillful defense-lawyering: cleverly finding tendentious grounds for our positions. But it can also lead us to revise our beliefs because we do not want to be caught with inconsistencies, selfish biases, or blatant factual errors. Revision is less common than we would assume if people were ideally rational, but it occurs because we care about our reputations (Mercier & Sperber 2017, p. 146).

We are also motivated to find and express good reasons because doing so affords influence. For one thing, we can shape other people’s intuitions later on. The parent who told her child not to trust the government was trying to influence that child’s intuitions, as were other people who spoke on both sides of the issue later in the same person’s life.

Human beings can assess the cogency of other people’s explicit reasons, not with perfect reliability, but often pretty well. That means that if you have an intuition that you want other people to share, a good strategy is to come up with coherent reasons that support it. Good reasons may not overcome bias against you or favoritism for others. They may not overcome raw power, money, or lies. But they raise one’s odds of being influential, which is a source of power. Whether valid reasons persuade depends on how well our institutions are designed, and properly deliberative institutions are ones that reward the giving of good reasons (Habermas 1962, 1973).

Finally, when reasons are widely expressed and rarely opposed, they become norms, and norms are crucial for cooperation. For instance, in large swaths of an advanced liberal society, there are now explicit norms against gender discrimination. These norms are compatible with: 1) privately held explicit sexist opinions, 2) unrecognized or implicit sexist biases, 3) blatantly sexist subcultures, and 4) bad reasoning, such as neglecting to consider gender when reaching a conclusion about a policy. Nevertheless, the norm against gender discrimination exists and matters. Official policies are measured against it, and bodies like courts and school systems are affected by it. In turn their policies affect people’s mentalities over time.

Norms have the additional advantage that they do not have to be stated. This is crucial because we are not able to express all the premises of our arguments. In justifying what we believe, every point we can make depends on other points, which depend on others, pretty much ad infinitum; and we cannot address that whole web. Instead, we must assume agreement about most of the context. In Paul Grice’s terminology, we “implicate” beliefs that we assume others share (Grice 1967).

You can recognize the power of implicature when it goes wrong because the speaker’s belief is not working as a norm. For example, the phrase “Black Lives Matter” implicates the (true) premise that black lives have not been valued and that black people face pervasive discrimination and violence. Surveys show that a majority of white Americans do not believe this and even think the opposite, that whites face more discrimination. I suspect that at least some of them really don’t hear the implicature. They take “Black Lives Matter” to mean that only black lives should matter.

This is a troubling example at several levels, but it does not suggest that we lack norms entirely. On the contrary, our discourse is pervaded with shared assumptions, many of which developed over time as a result of intentional argumentation and persuasion. We can now implicate that violence is undesirable or that nature is precious even though both beliefs were widely rejected a century ago. Again, the norm that violence is bad can coexist with much implicit and hypocritical support for violence and with subcultures that openly promote violence. But it still has power as a belief that most people in many contexts can assume most other people publicly endorse, i.e., as a norm.

In turn, forming and shaping norms is a matter of grave significance, and reasons are tools for influencing norms. The paradigmatic case of reasoning is not an individual who identifies reasons and reaches an appropriate conclusion, but a community that shifts its norms when they are explicitly contested in public speech.

As Mercier and Sperber write:

Invocations and evaluations of reasons are contributions to a negotiated record of individuals’ ideas, actions, responsibilities, and commitments. This partly consensual, partly contested social record of who thinks what and who did what for which reasons plays a central role in guiding cooperative or antagonistic interactions, in influencing reputations, and in stabilizing social norms. Reasons are primarily for social consumption (Mercier & Sperber 2017, p. 127).

This is basically an empirical account of what the species homo sapiens does when we offer what we call “reasons.” It does not tell us how good this process is, in other words, whether it is a procedure that generates sound or valid results. Assessing human reasoning feels increasingly urgent now that we also have machines that generate sentences that convey reasons by using different procedures from ours.

Assessing our activity of reasoning requires epistemology, not empirical psychology alone. Fortunately, we have a sophisticated philosophical account of reasoning that is broadly consistent with the empirical account of Mercier and Sperber (Fenton 2019).

Robert Brandom argues that any claim (any thought that can be expressed in a sentence) has both antecedents and consequences: “upstream” and “downstream” links “in a network of inferences.” For instance, if you say, “It is morning,” you must have reasons for that claim (e.g., the alarm bell rang or the sun is low in the eastern sky) and you can draw inferences from it, such as, “It is time for breakfast.” (This is my example, not Brandom’s.) Reasoning is a matter of making these connections explicit. When making a claim, we propose that others can also use it “as a premise in their reasoning.” That means that we implicitly promise to divulge our own reasons and implications. “Thus one essential aspect of this model of discursive practice is communication: the interpersonal, intra-content inheritance of entitlement to commitments.” In sum, “The game of giving and asking for reasons is an essentially social practice.”

For Brandom, the same logic applies to “ought” claims and other normative sentences as to factual claims: whenever we make a statement, including a value-judgment, we owe a discussion of its reasons and implications. Brandom suggests that communication can be inward: we can reason in a “hypothetically” social way by thinking in our heads. But I would add—based on a safe empirical generalization about human beings—that we are quite bad at seeing the reasons for and the implications of our judgments about ethical and political matters that affect other people. Therefore, we badly need actual social reasoning: giving reasons and listening to the real reactions from other people (Brandom 2000, Kindle locs. 1733, 1746-7, 1767-9, 2060, 1799).    

See also opinion is dynamic and relational; in defense of (some) implicit bias. Sources: Cushman, Fiery. “Rationalization is rational.” Behavioral and Brain Sciences 43 (2020); Graham, Jesse, Nosek, Brian A., Haidt, Jonathan, Iyer, Ravi, Koleva. Spassena, & Ditto, Peter H. 2011. Mapping the Moral Domain. Journal of Personality and Social Psychology, 101; Fenton, William (2019), “On the Philosophy and Psychology of Reasoning and Rationality,” Kent State MA thesis; Grice, Paul, “Logic and Conversation” (1967), in Grice, Studies in the Ways of Words (Harvard, 1989), pp. 22-44; Habermas, Jürgen. (1962) 1991. The Structural Transformation of the Public Sphere: An Inquiry into a Category of Bourgeois Society. Translated by Thomas Burger. Cambridge, MA: MIT Press; Habermas, Jürgen. (1973) 1975. Legitimation Crisis. Translated by Thomas McCarthy. Boston: Beacon Press; Haidt, Jonathan. 2012. The Righteous Mind: Why Good People Are Divided by Politics and Religion. New York: Vintage; Mercier, Hugo and Dan Sperber, The Enigma of Reason, Cambridge, MA: Harvard University Press 2017; Swidler, Ann. 2001. Talk of Love: How Culture Matters. Chicago: University of Chicago Press; Thiele, Leslie Paul. 2006. The Heart of Judgment: Practical Wisdom, Neuroscience, and Narrative Cambridge University Press.

KY’s Potential for Leadership in Educational Ethics: Calling for an End to Corporal Punishment in American Schools

2023 Commonwealth Ethics Lecture at Bellarmine University in Louisville, KY

If you can’t see this video in your RSS reader or email, then click here.

In the spring of 2023, the Ethics and Social Justice Center at Bellarmine University issued a call for proposals for their yearly Commonwealth Ethics Lecture. They invited scholars from around the state to propose a talk to be delivered for their 2023 lecture, considering approaches from all disciplines and with special interest in interdisciplinary dialogue and topics, encouraging “critical reflection, dialogue, and constructive action on contemporary ethical issues in society.” They also welcomed proposals “related to politics, societal well-being, and individual happiness,” as well as that “intersect these themes with regional issues.”

I pitched my proposal in relation to the fact that Kentucky is a state that continues to permit and make use of corporal punishment in public schools. I have long thought about corporal punishment especially as an example of a practice long outmoded and for which evidence has become increasingly clear that better alternatives are available and that long-term effects of the practice are psychologically and medically discouraged. Given this opportunity, it was a great chance for me to focus on corporal punishment directly, so I jumped at the chance finally to focus extensively on this topic.

Kentucky has decreased the use of the form of discipline in public schools to nearly negligible levels, with 17 recorded instances of corporal punishment in the 2020-2021 school year, which suggests that the practice would not be difficult to end at the state level. Given that, Kentucky could serve as a leader among states that presently permit and engage in the practice, to show how others can follow the lead of the Commonwealth state of Kentucky, to end the practice around the country. The video here above is 1hr and 1 min long, concluding at the end of my talk, not including the question and answer session, though that was fun and rewarding for me also.

I am especially grateful to Dr. Kate Johnson for being a welcoming and great host at Bellarmine University for the talk. The attendance and recording of the talk were great and much appreciated.

The PowerPoint slides for my talk are available online here.

The post KY’s Potential for Leadership in Educational Ethics: Calling for an End to Corporal Punishment in American Schools first appeared on Eric Thomas Weber.

opinion is dynamic and relational

“Sixty percent of Americans approve of the indictment of former President Donald Trump, according to a new CNN Poll.” This statistic results from randomly selecting more than 1,000 Americans and asking them to express their opinions in response to a multiple-choice survey question. Every respondent provided an answer. One might therefore presume that (almost) all Americans hold private opinions about the indictment, and they are able to disclose those views–truthfully or not–when the phone rings with a pollster on the line.

Is that what the survey results really mean? Here are 13 hypothetical scenarios in which someone opines in favor of the indictment:

  • A reads online about the indictment and forms a private opinion in favor of it. A pollster randomly calls A (out of the blue) to ask about the indictment. A recalls and shares his opinion, because he wants to be sincere in a conversation with a courteous stranger.
  • A pollster randomly selects B, who is a Democrat. Despite privately believing that the indictment is a stretch, B says that it is fair. She feels fine about this deception because Trump is a threat to democracy, and a poll is a means to influence public opinion.
  • A pollster randomly selects C, who thinks: “The 34 disclosed charges are only valid if they relate to an undisclosed additional felony, but I assume that this felony is serious or else Mr. Bragg would not have sought the indictment, so I will say it is justified.”
  • When randomly contacted for the same survey, D thinks, “Trump: bad. Indictment: bad for Trump. Therefore, Trump’s indictment: good.”
  • A family member asks E what she thinks about the indictment, so she forms an opinion in favor of it and casually states her view, without much emotion.
  • F’s friend says, “About time, Trump got arrested.” F generally admires this friend and takes her opinions seriously. F hasn’t thought about this news otherwise. She expresses agreement.
  • G’s colleague says, “I can’t believe those radicals are persecuting Trump.” G is generally annoyed by this colleague but has not otherwise thought about the indictment. G forms a private view in favor of it.
  • H serves on the New York grand jury and is required to vote whether to indict on each of 34 charges. Based on extensive evidence and deliberation, but with decidedly mixed and sober feelings, H votes to indict.
  • I paints a sign that says “Lock him up,” drives to New York City, and waves the sign in front of the national media while Trump is being arraigned. This person sincerely believes that Trump is guilty of the disclosed charges and thinks it is important to persuade the public of his guilt.
  • J joins I, also holding a similar sign, but isn’t especially interested in the hush money case and actually believes it is weak. J mainly wants to be on TV.
  • K is a Democratic senator and former prosecutor who feels that the New York State case is legally weak, politically detrimental to Democrats, and polarizing. However, K faces a potential primary challenger from the left. K issues a press release defending the indictment and calling for calm while the legal process plays out.
  • L is a liberal pundit who interviews six legal experts about the case, recognizes significant challenges to a successful prosecution, but carefully develops the strongest possible argument in favor of indictment in order to counter editorials that seem biased against Alvin Bragg.
  • M is a reporter who wants to write an objective and balanced news account of the indictment. A reads the quotes attributed to Alvin Bragg in M’s article and forms the opinion that the indictment is justified.

Each of these scenarios involves a person opining in favor of the indictment, yet their meanings are quite different. In several cases, the opinion is clearly dependent on context and could easily shift.

In all these scenarios, the opinion is relational–that is, formed during a purposive interaction with other people. Only a few of the scenarios involve thoughts that remain private. The rest are statements expressed to someone else for a reason, and sometimes at a cost.

Even the private thoughts are responses to others’ previous statements. For instance, A could not form an opinion about the indictment directly, as you might form an opinion of cold rain falling on your head. He must have heard or read one or more descriptions of the indictment that were written by people with intentions–even if, like the reporter labeled M, these writers would deny any bias. A may have chosen to read a description of Trump’s indictment for some specific reason, or the news might have assailed A’s consciousness without being sought, e.g., in the form of a headline.

A common implicit model of public opinion assumes that many people individually form authentic opinions of issues and store them in memory. On this model, well-known problems, such as the influence of the precise wording or ordering of questions or the refusal of many people to answer specific items, should have technical solutions. For instance, CNN should have offered a “not sure” option to reveal how many people lack opinions.

Some of the technical problems might result from a mismatch between the formulation of questions and the ways that people store their opinions. For example, I might have a strong, negative view of Donald Trump but no specific thoughts about the indictment. Then, when asked about the indictment, I could state a positive answer based on my hostility to Trump, a non-answer because I haven’t considered the indictment, or a negative response because (remembering a different stored opinion), I don’t trust the legal system. I would hold private opinions in my memory; the technical challenge is to describe them accurately using a standardized instrument.

Zaller & Feldman (1992, p. 586) argue that people generate potentially conflicting opinions on the same topic over time and store them all in their memory, retrieving a literally random one when asked about the topic. Then my real view is my whole set of relevant opinions, and the task is to depict that whole collection accurately. For instance, hard-core Democrats probably hold 95% anti-Trump opinions in their memories, but swing voters may be 50/50.

This model is fundamentally flawed if “opining” is an activity that people undertake in relationship with others for a purpose. In that case, an interview with a survey researcher is an odd kind of interaction that may not yield knowledge that generalizes to other contexts. Perrin and McFarland 2011 (p. 101) argue that “well-documented anomalies [in survey research,] such as question wording, question order, nonresponse, and even fictional questions on surveys … raise the possibility that responses are produced, not just evoked, by the artificial interaction between interviewer and respondent. Public opinion should be understood as collective, not just aggregated; dynamic, not static; and reactive, not unidirectional.”

Similarly, Paul Sniderman (2107, around p. 28) analyzes a survey respondent as a person in a conversation, and he applies the “maxims” that the philosopher H. P. (Paul) Grice found operative in ordinary conversations.

According to Grice (1967), when a regular conversation goes reasonably well, the speakers try to give relevant, sincere, and concise answers to questions and expect the same from one another. Thus, when a pollster suddenly calls you and asks what you think about the Trump indictment, you may try to give that person what they want: a concise and clear answer that is consistent with your real views. If you have no opinions, you may generate one to be helpful. You will also try to glean what you can from the interviewer, including any reasons that Trump may be guilty or innocent.

Rather than being manipulated by the question’s wording or holding soft and malleable opinions, you may instead be striving to agree–if possible–with your interlocutor, as you normally would with a friend. If the way a question is posed makes you think that Trump deserves to be indicted (even if that was not the pollster’s intention), you may agreeably opine in favor of the indictment. This behavior is not unreasonable; it reflects an effort to learn from the conversation. However, you might have reasons to distrust the pollster. You might believe that the media violates Grice’s maxims, in which case it may be attractive to give them an insincere response in return.

Again, an interaction with a pollster is a strange one, with no clear benefits for the respondent and minimal cues about the interviewer’s trustworthiness. Indeed, interviewers, who are paid phone-bank employees, are instructed not to disclose their own views, as normal people would. As Nina Eliasoph writes:

Research on inner beliefs, ideologies, and values is usually based on surveys, which ask people questions about which they may never have thought, and most likely have never discussed. … The researcher analyzing survey responses must then read political motives and understandings back into the responses, trying to reconstruct the private mental processes the interviewee ‘must have’ undergone to reach a response. That type of research would more aptly be called private opinion research, since it attempts to bypass the social nature of opinions, and tries to wrench the personally embodied, sociable display of opinions away from the opinions themselves. But in everyday life, opinions always come in a form: flippant, ironic, anxious, determined, abstractly distant, earnest, engaged, effortful. And they always come in a context–a bar, a charity group, a family, a picket–that implicitly invites or discourages debate (Eliasoph 1998 p. 18)

I agree with this line of argument, which suggests skepticism about survey research (even though I conduct and use such research).

I would add that each of our opinions also stands in relationships with some of our other opinions. As we opine during conversations with other human beings, we are more or less conscious that the various things we say (or privately believe) should fit together. Not only should each proposition that we endorse be logically consistent with the others, but they should tend to explain or entail each other.

Testing our own consistency is challenging because we do not have access to a database of all our stored opinions that we can audit for contradictions and gaps. On the contrary, a few of our own opinions are salient for us at a given time because of the situation we’re in, including what other people have recently said or asked. We lack the cognitive capacity to retrieve all the other things we have ever felt or said, some of which could easily be contradictory. Most of our own opinions lie beyond the illumination of the present.

It would be easier to achieve consistency if that were the only criterion for adopting a new view. We might then be able to retrieve our closely related existing opinions and reject any new idea if it conflicts with them. For example, I might hold a positive or negative view of Trump, and anytime anyone asks me anything relevant to him, I would decide whether it was good or bad for Trump and opine accordingly.

But that is the foolish consistency of a closed mind. Real people, confronted with the complexity and nuance of real issues, often endorse views that do not cohere so neatly, even in close succession. For instance, Jennifer Hochschild (1981, p. 252) describes a subject who is ambivalent about welfare policy because he believes in ideas of hard-work and independence but also that the rich are mostly un-deserving and that poor people need help. The various views that he shares with Hochschild may all be valid; it is only from the perspective of someone who wants this person to make a decision about welfare policy that they are even in tension. But this interviewee is not a legislator or referendum-voter who confronts a decision. The individual is describing many aspects of a complex situation.

Imagine that people can only recall and think about a few ideas at a time, and those ideas are completely relative to the context—for instance, dependent on how the interviewer has phrased the question. Then we are all blundering around in the dark. But that model does not fit familiar examples. Many people use a few closely related opinions as frequent reference points when they evaluate current events and issues. Some such opinions are invidious, such as racial bias against Alvin Bragg. But some are defensible and based in prior arguments and experiences. For instance, maybe the main flaw of current American politics is partisan polarization, and the Trump indictment will exacerbate the problem. Or perhaps Trump is a 21st-century populist authoritarian, and anything that checks his impunity is valuable.

General doctrines like these can operate as biases. Individuals who always return to a few premises make poor discussion-partners and may have trouble learning from others. Yet people with general views do not randomly select opinions from their stores of prior ideas. They hold organized bodies of thought that may have merit. And other cases reflect more responsiveness. For example:

  • A person is asked about the indictment of Trump, retrieves several previously formed opinions about the defendant, the US legal system, the relationship between prosecutions and elections, and the witness Michael Cohen and tries to construct a view that makes sense of these propositions.
  • A person (like G, above) reacts negatively to an annoying pro-Trump interlocutor and adopts a positive opinion of the indictment, but then she recalls that she generally opposes criminal prosecutions in comparable cases and decides to withdraw her view.
  • A person is not sure what to make of the indictment, reads several arguments on both sides, and remains uncertain but now holds a more complex view of the issues.

Speaking for myself … I recently encountered an argument that was new to me: the Sixth Amendment requires charges to be publicly disclosed at the time of arrest, which the New York prosecutors failed to do with Trump. That argument challenged my prior view of the case. I worked to incorporate it into my thinking. I struggled between: 1) “Good point; this case really is flawed,” and 2) “Since Trump can file a petition to get all charges disclosed, his constitutional rights are protected.” Whether my ultimate conclusion is wise or not, I was trying to reason based on inputs from other people.

I would not claim that any of these responses is typical. They involve the labor of forming and recalling one’s own views, absorbing others’ opinions, and trying to harmonize them, which requires some civic concern and some intellectual rigor and humility. We all often fail on those counts.

I would only claim that these forms of reasoning occur. Their very possibility implies that we may hold ideas that relate to each other, even as we interact with other people who have ideas of their own. This implies quite a different model of public opinion than the now-standard one, which envisions that individuals store lists of views in their private memories and reveal them–more or less honestly–when asked.

See also:  individuals in cultures: the concept of an idiodictuonMapping Ideologies as Networks of Ideas; against the idea of viewpoint diversity. Sources: Perrin, Andrew J. and Katherine McFarland, “Social Theory and Public Opinion,” Annual Review of Sociology 2011. 37:87–107; Zaller, J. & Feldman, S. (1992), A simple theory of the survey response: answering questions versus revealing preferences, American Journal of Political Science, 36:3: 579-616; Sniderman, Paul M.. The Democratic Faith: Essays on Democratic Citizenship (Yale University Press, 2017); Grice, Paul, “Logic and Conversation” (1967), in Grice, Studies in the Ways of Words (Harvard, 1989), pp. 22-44; Eliasoph, Nina, Avoiding Politics: How Americans Produce Apathy in Everyday Life (Cambridge University Press, 1998); Hochschild, Jennifer. 1981. What’s Fair? American’s Attitudes Toward Distributive Justice. Harvard University Press

a Heideggerian meditation

(This is the third in a series; see also a Hegelian meditation and a Husserlian meditation.)

This is a breath: in, out. Then another. It has a certain mood, first a bit anxious, then more relaxed.

What is going on here–really going on? People have disagreed, but they tend to use the same vocabulary even when they espouse incompatible theories. Their keywords include: subject, object, language, world, mind, nature, freedom, and necessity.

Just for example, perhaps some of the material called “air” is filling lungs while brain cells are generating a subjective impression of relaxation and suggesting the words “to breathe.”

This vocabulary seems to miss or obscure what it is happening here. The experience is not of oxygen; it is of breathing, which is intrinsically an activity with purpose and value. Being there (Dasein) always comes in a mood; affect is not merely added on. But the mood can shift, and the activity can change the mood. Unconscious, hurried respiration can become meditative breathing.

Dasein unfolds over time and is aware that it must end one day. It has not chosen to be but has been thrown into the world–obliged to breathe, to have a mood at each moment, to experience time, and to adopt a language with a history. Yet Dasein can choose to become aware of its temporality, its mortality, its concerns, and its attunements to the world.

Being-there with a breath affords these insights. Letting it be-there without the usual vocabulary of philosophy and science can show Dasein what it authentically has been and is.

So: what mood is there with this particular breath? If it is anxiety or boredom, that is real. Accept it, and then change it.

See also: joys and limitations of phenomenology; the sociology of the analytic/continental divide in philosophy; on philosophy as a way of life

the design choice to make ChatGPT sound like a human

Elizabeth Weil provides a valuable profile of the linguist Emily M. Bender, headlined, “You Are Not a Parrot, and a chatbot is not a human. And a linguist named … Bender is very worried what will happen when we forget this.”

This article alerted me (belatedly, I’m sure) to the choice involved in making artificial intelligence applications mimic human beings and speak to us in the first-person singular.

For instance, since I’m living temporarily in Andalusia, I asked ChatGPT whether I should visit Granada, Spain.

The first sentence of its reply (repeated verbatim when I tried again) was a disclaimer: “As an AI language model, I cannot make decisions for you, but I can provide you with information that may help you decide if Granada, Spain is a destination you would like to visit.”

On one hand, this sentence discloses that the bot isn’t a person. On the other hand, it says, “I can provide …” , which sure sounds like a person.

Then ChatGPT offers a few paragraphs that always seem to include the same main points, conveyed in evaluative sentences like these: “Granada is a beautiful city located in the southern region of Spain, known for its rich history, culture, and stunning architecture. It is home to the world-famous Alhambra Palace, a UNESCO World Heritage site and one of the most visited attractions in Spain. The city is also known for its vibrant nightlife, delicious cuisine, and friendly locals.”

My initial amazement at ChatGPT is wearing off, but the technology remains uncanny. And yet, would it look less impressive it gave more straightforward output? For instance, imagine if I asked whether I should visit Granada, and it replied:

The computer has statistically analyzed a vast body of text produced by human beings and has discerned several patterns. First, when human beings discuss whether to visit a location or recommend doing so, they frequently itemize activities that visitors do there, often under the categories of food, recreation, and sightseeing. Second, many texts that include the words “Grenada, Granada, Spain” also use positive adjectives in close proximity to words about food, sights, and outdoor activities. Specifically, many texts mention the word “Alhambra” in proximity to the phrases “UNESCO heritage site” and “world-famous,” paired with positive adjectives.

This would be an impressive achievement (and potentially useful), but it would not suggest that the computer likes Grenada, Granada wants to help me, or knows any friendly locals. It would be clear that people experience and judge, and ChatGPT statistically models texts.

We human beings also draw statistical inferences from what other people say, and perhaps we even enjoy the Alhambra because human beings have told us that we should. (See “the sublime and other people.”) But I really did see a peacock strutting past palms and reflecting pools in the Carmen de los Martires this morning, whereas ChatGPT will never see anything. Why try to confuse me about the difference?

See also: artificial intelligence and problems of collective action

politics without metaphysics?

During three recent talks on What Should We Do? A Theory of Civic Life, I received interesting questions of a similar type.

In the book, I argue that human beings must come together in a whole variety of groups in order to learn what is right by discussing and acting together. I claim that this is our best way of pursuing wisdom.

The questions I received were about animals and/or the divine. Does my account presume that people are the only beings that fully count? That assumption could be cashed out as a metaphysical view–for instance, that human beings alone have free will and therefore represent the sole intrinsic goods. As such, it would conflict with many other metaphysical views–for instance, that all sentient beings have been given harmonious roles by their attentive creator.

My answer (hardly an original one) is fundamentally pragmatic. I think that discussing and acting with other human beings is the best way we have to make ourselves wise. We don’t have the option of including animals in our discussions because they can’t talk. And we don’t get direct and explicit divine instructions, unless perhaps very rarely.

This does not mean that animals don’t count or that there is no higher power. Perhaps we have very important duties toward other sentient creatures (which may require close attention to their expressed needs) and toward God or gods. But we must define and honor these duties by interacting with other human beings.

John Rawls is the most famous advocate of the idea that politics does not require metaphysics (see Justice as Fairness: Political not Metaphysical,” 1985). I am saying something similar, except that my view is much more polycentric.

The main focus of Rawls’ thought is a constitutional democracy as the sovereign power in a nation. He sees a legitimate government as the mechanism for deciding what justice demands. Because its citizens have the right to hold their own religious and other fundamental views, a legitimate state must be neutral in relevant ways, which makes it “liberal” in a certain sense of that term.

I view any religious denomination as one of the venues in which people come together to decide what is right to do together and to learn from one another. It may be defined by certain metaphysical premises that all its members endorse (although that is not uniformly true of religions). Unlike Rawls, I do not see the liberal state as one uniquely legitimate umbrella organization set over the religious denominations and other groups. Rather, a society is a panoply of associations that have diverse purposes and assumptions, and the liberal state is simply the association that is charged with settling a range of issues that involve public law. The society as a whole generates wisdom (and folly, in various proportions).

Most of our associations have no need to be neutral about metaphysics. They are entitled to take strong positions about the divine, about nature, and about other philosophical questions. Still, all of them are necessarily groups of human beings, and the topic that interests me is how to design them to bring out the best in their members. That topic does not seem to require getting the metaphysics right.

Objection: When some groups of human beings gather to decide what they should do, they consult non-human sources. They pray, they study texts of revelation, or they commune with nature and try to learn from non-human animals. Must we not decide whether their beliefs are correct in order to assess their behavior? For instance, perhaps it is wise to pray to a divinity that exists but not otherwise. In that case, metaphysics must come before politics.

I would answer this objection from two different perspectives. First, as an individual, I must put myself in groups to learn from others and keep myself accountable to them. To some extent, I can choose which groups to join. Their core philosophical commitments are relevant to my decisions about membership. I should be less likely to join a group that I fundamentally disagree with, and some of those wouldn’t want me in the first place. However, core philosophical commitments represent one kind of consideration among others. Plenty of people are good members of religious communities despite doubts. In short, I can critically assess groups and join only my favorite ones, but I shouldn’t be too fastidious about these choices.

Second, as a citizen, I should be glad that there are many different groups. They reflect freedom of association and diversity. They contribute to the society-wide discussion. Not only should I fight for their First Amendment rights and tolerate their presence, but in many cases, I should actively learn from them. Even if I disagree with their metaphysics, they may have insights that would benefit me. From a different perspective: even if I am foolish in doubting their articles of faith, their divine inspiration can speak to me through their human members.

I often return to John Dewey’s formulation of “the democratic idea in its generic social sense” from The Public and Its Problems (1927). He proposes three principles. Everyone should belong to many groups, which must “interact flexibly and fully” with each other. These groups should derive the full benefit of all their members’ contributions. And people should be involved in “forming and directing the activities of the groups” to which they belong. This vision is all about human beings, but I don’t think it challenges either religious beliefs or deep concerns for nature. It is rather an idealistic account of how people–who may hold diverse fundamental views–should govern ourselves, because that is something we must do.

See also: modus vivendi theory; bootstrapping value commitments; what if people’s political opinions are very heterogeneous?; social justice from the citizen’s perspective; what secular people can get out of theology; the I and the we: civic insights from Christian theology; latest thoughts on animal rights and welfare, etc.

the sociology of the analytic/continental divide in philosophy

I agree with William Blattner that “the so-called Continental-analytic division within philosophy is not a philosophical distinction; it’s a sociological one. It is the product of historical accident.”

The Continental and analytic schools each encompass too much diversity and overlap too much to allow them to be distinguished on the basis of doctrines or methods. Rather, they are two social groupings whose behavior can be illuminated by thinking about group-dynamics, incentives, and structures that may apply in other such conflicts.

In other words, we can put aside the content of the philosophical discussion and view analytic and continental philosophers as analogous to other examples of rival groups that display similar behavior, such as the Jacobins and Girondins during the French Revolution (minus guillotines), Weimar Classicists vs. Jena Romantics around 1800, or perhaps mods and rockers in British youth culture around 1960.

Here are the features I would note. Professional philosophy is a community that controls who can belong, and memberships (college teaching jobs) are scarce and desired by a larger population than can be accommodated. The community is decentralized, without a single authority; decisions about membership are made by local clusters (departments). However, the prevailing culture is hierarchical and status-conscious, and participants value reputation highly–fame is more salient than money. A small proportion of members have reputations across the community, but most are not widely known.

Within the whole community, two larger groups formed in the later 1900s and persisted for many decades: the analytics and the Continentals. They never encompassed all philosophers. There were also smaller self-conscious groups (American pragmatists, Thomists, specialists in classical and Asian philosophy, Marxists) and many individuals who refused to identify with a group at all. But some philosophers were committed to the analytic-Continental distinction and invested effort in debating, shifting, and maintaining the boundaries of their own group and expanding its influence.

Individuals may hold principled reasons to identify with one of these groups or the other, or not to participate in the distinction at all. They also have incentives to align or not align and to publicize or obfuscate their own stances. Such incentives vary. Is there an opportunity to get a job in a department that is overwhelmingly analytic? Is that department looking to reinforce that tilt or to diversify? Some philosophers may want to avoid such careerist considerations, but natural selection will weed out many of the purists.

A situation like this encourages people to treat some individuals as shibboleths. Perhaps a controversial person is influential–although not universally admired–within Group A. Most people in Group B cannot believe that this person has any admirers at all. Not only do they make tolerance for the person a defining characteristic of Group A, but they attribute aspects of his beliefs and behaviors to everyone in Group A.

Perhaps Robespierre is an example, polarizing Jacobins and Girondins even though many Jacobins hated him, and even though it is hard to identify sharp conceptual differences between these groups’ ideologies.

I think Blattner is right to attribute this role to Heidegger in the analytic-Continental divide. Although many Continental philosophers dislike Heidegger on numerous grounds (not only his Nazi phase), most would acknowledge that he belongs in the curriculum, that he inspired valuable work by others, and that one should know his work. For many analytics, he is a willful obscurantist, and they tend to attribute various aspects of his writing (an extremely self-conscious style, lots of hard-to-define neologisms, close readings of Romantic lyric poetry, an idealist history of thought) to Continental philosophy in general.

I am not sure which specific author to mention as a shibboleth on the analytic side, but it would be someone who dismisses historical philosophy and insights from the humanities in favor of only the latest natural science and logic and who denies being influenced by his (sic) social, cultural, and class position. Maybe A.J. Ayer?

Philosophy is usually under external pressure–since Socrates–and it now faces declining enrollments and doubts about its economic value. (See “the ROI for philosophy“.) External pressure could unify the discipline, and maybe it is doing so to some extent. But it can also fuel the fires of internal division, as when royalist invasions of France provoked Jacobins and Girondins to turn on each other as traitors.

There have been many examples of fruitful interaction at the level of individuals or even between groups. But the analytic-Continental conflict persisted for so long that plenty of people carry lists of grudges. “Yale Riot Protests Tenure Denial” said the headline after Richard J. Bernstein was denied tenure at Yale–in 1965–and that episode lingered when I majored in the same department two decades later.

Affective polarization within the discipline is a Bad Thing, because it discourages learning, promotes stereotyping, and discriminates against heterodox approaches. But I don’t think it is unusual or inexplicable. In philosophy, the problem may already be improving. To the extent it persists, we should think about group-dynamics and instutional incentives more than actual philosophical differences.

MacNeice on other people

Canto xvii of Louis MacNeice’s Autumn Journey (1939) opens with luxurious experiences, such as watching a morning scene over breakfast and lying in a bath “under / Ascending scrolls of steam,” feeling “the ego merge as the pores open … And the body purrs like a cat.” He writes these passages in the first person plural, and it’s not clear whether he’s alone or with someone at the breakfast table and in the bath. In any case, these moments end; we must leave them. It is a mistake to pursue “the luxury life.”

And Plato was right to define the bodily pleasures 
As the pouring water into a hungry sieve* 
But wrong to ignore the rhythm which the intercrossing
Coloured waters permanently give. 

And Aristotle was right to posit the Alter Ego**
But wrong to make it only a halfway house: 
Who could expect – or want – to be spiritually self-supporting, 
Eternal self-abuse?

Why not admit that other people are always 
Organic to the self, that a monologue 
Is the death of language and that a single lion 
Is less himself, or alive, than a dog and another dog?

Louis MacNeice, Autumn Journal: A Poem (1939), Faber & Faber, Kindle Edition. 

*referring to Plato, Gorgias 493c (Lamb trans.): “and the soul of the thoughtless he likened to a sieve, as being perforated, since it is unable to hold anything by reason of its unbelief and forgetfulness.” Socrates continues: this metaphor “is bordering pretty well on the absurd; but still it sets forth what I wish to impress upon you, if I somehow can, in order to induce you to make a change, and instead of a life of insatiate licentiousness to choose an orderly one that is set up and contented with what it happens to have got.”

**Aristotle, Nic. Eth. 1169b (Rackham trans.) “People say that the supremely happy are self-sufficing, and so have no need of friends: for they have the good things of life already, and therefore, being complete in themselves, require nothing further; whereas the function of a friend, who is a second self, is to supply things we cannot procure for ourselves.”

See also: the sublime and other people; the sublime is social–with notes on Wordsworth’s Lines Above Tintern Abbey.

joys and limitations of phenomenology

Very close descriptions of human experience can move us by provoking empathy for the person who offers the account and by reminding us of the complexity and richness of our own inner lives.

We are evolved animals, composed of things like cells and liquids and electrical charges, yet some of our experiences seem elusive and mysterious. I am thinking of phenomena like the passage of time, an awareness of another’s thought, or a free-seeming choice. Maybe it’s only due to our cognitive limitations that these experiences appear complex; another kind of creature could easily analyze and describe our condition.* Yet our halting efforts at self-understanding make the world seem elusive and mysterious.

My dog knows things I cannot, like the significance of the smells on all the tree trunks on our block. But he also has tangible experiences that point beyond his ken. For instance, that tag that jingles under his neck says the name of our town, which is why he is allowed to play off-leash in the local park; and our town’s authority derives from the Commonwealth of Massachusetts. He is not wired to be able to understand much of that. In similar ways, when we investigate phenomena like our own consciousness and choice (no matter how skillfully and effectively), we are exploring the edges of things that we are not well designed to comprehend. I find this difficulty and mystery consoling. It helps to re-enchant the inner life.

It is one gift of certain fictional and poetic texts. Lately, I have also enjoyed works by the classic phenomenologists Husserl and Heidegger. Yet I am worried about two methodological limitations (which must be already discussed at length in secondary literature): social biases and the influence of socially constructed vocabulary.

For instance, Heidegger offers an 89-page-long analysis of boredom, presenting it as a door to fundamental truths about time and being and an opportunity to discover one’s existential freedom (Heidegger 1930/1995 §19-38; discussed by Slaby 2010).

(Yes, the idea of voluntarily reading many pages by Heidegger--about boredom!–invites parody, but the material is actually quite interesting.)

Heidegger builds his account on three successively “profound” examples of boredom. In the first, the narrator is bored while waiting for a train “in the tasteless station of some lonely minor railway.” Time, which is usually invisible, painfully drags. In the second, the narrator experiences a perfectly pleasant social evening, during which time passes normally. “We come home quite satisfied. We cast a quick glance at the work we interrupted that evening, make a rough assessment of things and look ahead to the next day—and then it comes: I was bored after all on this evening.” Here time does not perceptively drag, yet there is a retrospective appraisal that time was lost and wasted, which hints at insights about the person’s whole life. Third, one makes a judgment without actually going through the experience at all, as in the general statement: “‘it is boring for one’ to walk through the streets of a large city on a Sunday afternoon.” Close inspection of these examples poses the question “Has man in the end become boring to himself?” (Heidegger 1930/1995, §23a, §24b, §30).

Heidegger writes about the boring railway station in the first-person plural: “We are sitting [“Wir sitzen] … We look at the clock—only a quarter hour has gone by” (Heidegger 1930/1995 §23a, emphasis added). The grammar seems inclusive; the reader is expected to be part of the “we.” In fact, the test of the validity of a phenomenological analysis is whether it feels familiar.

However, the writer happens to be an increasingly famous philosophy professor whose experiences will become more engaging soon after the train ride is over. In short, he is privileged. His bias emerges in passages like this:

Is not every station boring, even though trains constantly arrive and depart and crowds of people throng? Perhaps it is not only all stations that are boring for us. Perhaps, even though trains constantly enter and leave, bringing people with them, there is still a peculiar sense of something more in these stations which anyone who passes tenement blocks in large cities has experienced. One could say that, while it may be like this for us, some peasant from the Black Forest will take enormous pleasure in it, and therefore boredom is a matter of taste

(Heidegger 1930/1995 §23d).

Evidently, neither the reader nor the author lives in a tenement house or identifies as a peasant.

Compare a type of experience that is prominent in early 20th century modernist literature by women (of whom Virginia Woolf is the most famous). Here, boredom “can appear as emptiness or deadness, a lack, or simply passive dissatisfaction.” In this feminist literature, the word “is used, sometimes interchangeably, with a number of other terms defining psychic, spiritual, moral, and physical states in which the self has difficulty accessing authenticity, productivity, and desire—all qualities attributed to one’s success as an individual” (Pease 2021, vii).

This kind of boredom involves long periods of time (months or years) in which not enough of perceived value occurs to make the individual feel satisfied with life. The hours may be filled with specific activities and events that make time pass so that it is not unpleasant or perceived to drag, but boredom is the subject’s appraisal of a whole period of life. It’s like never being able to leave Heidegger’s dinner party (which is not a problem that he encounters).

Since academic research is, almost by definition, conducted by people who hold currently bourgeois roles–albeit often precarious ones–it is crucial not to let first-person phenomenology supplant literary criticism and social science. Researchers and professors need to learn what an experience feels like to other kinds of people.

The other problem involves language. Phenomenology typically connects an inner experience to a word or phrase that names it. The word in question may have a history of being used in diverse ways. A feeling, such as boredom, that we experience as immediate and direct is socially constructed insofar as it has a name with well-known implications (Goodstein 2005, 4). Therefore, changes in the meaning of words may affect our experiences.

Classic phenomenologists sometimes tried to avoid the ambiguous and inconsistent connotations of existing words by coining new ones, which is one source of the difficulty of their texts. But one cannot write with neologisms alone. We need phenomenological accounts of widely used words, in order to reason about how best to use those words.

Heidegger emphasizes the literal root of the German word for boredom, Langeweile, or “long-while” (Heidegger 1930/1995, §19). This etymology will not influence an English-speaker who reflects on being “bored” or a French speaker who experiences ennui. The French word may suggest a degree of superiority, since it comes from the Latin odio, to hate, as in Horace’s famous “Odi profanum vulgus et arceo” (“I hate and shun the vulgar crowd”).

It is difficult to reconstruct the experience of boredom before the English word emerged (only ca. 1750), but it must have been different from today’s experience, if only because in those days it was unnamed and lacked conventional moral connotations. Today, a child who is taught that it is bad to be bored may experience boredom with guilt, resentment, or both.

Goodstein argues that “modern boredom” has loose connections with older ideas, such as melancholy and acedia (spiritual apathy), but “it can be identified with none of them. … Each of these forms of discontent is embedded in an historically and culturally specific way of understanding human experience—in which I call a rhetoric of reflection.” For instance, the pre-modern word “melancholy” assumed that humors could get out of balance: a disease model. Acedia implied that the sinner had become estranged from God. Modern boredom—“the experience without qualities”—is “the plague of the enlightened subject, whose skeptical distance from the certainties of faith, tradition, sensation renders the immediacy of quotidian meaning hollow or inaccessible.” Individuals suffering from modern boredom are out of harmony with society and alienated from their “own doing and being” (Goodstein 2005, 4, 10). Modern people who see themselves as bored are liable to be conscious of their individuality and alienation. They might perceive others as also bored: that is a common experience in school. Even so, all those individual students are alienated from the institution.

In short, Heidegger’s “we” is limited by both his social position and historical period. He has an idiosyncratic and not very empirical understanding of history, and virtually no awareness of his limited social perspective.

Like other works of phenomenology, Heidegger’s account can move us and inform us by resonating with our own experiences, but we must be careful to not to attend only to people who resemble ourselves.


*Heidegger explicitly disagrees that the “particular difficulties” of understanding Being are “grounded in any shortcomings of the cognitive powers with which we are endowed, or in the lack of a suitable way of conceiving—a lack which seemingly would not be hard to remedy” (Being and Time, H.16, Maquarrie & Robinson trans.). But he dismisses the validity of scientific research on human beings, and I think that’s a mistake.

Sources: Heidegger, M. 1930/1995.The fundamental concepts of metaphysics: world, finitude, solitude, trans. W. McNeil & N. Walker. Bloomington, IN: Indiana University Press, 1995 Heidegger. 1930/1983. I also consulted some passages in Die Grundbegriffe der Metaphysik: Welt—Endlichkeit—Einsamkeit, in Gesamtausgabe (collected works) 1923-1944, vol 29/30, Frankfurt: Vittorio Klostermann, 1983. Also: Goodstein, E. S. 2005. Experience without qualities: boredom and modernity.  Stanford University Press; Pease, A. 2012. Modernism, feminism and the culture of boredom. Cambridge University Press; and Slaby, J. 2010. The other side of existence: Heidegger on boredom, in Jan Söffner, Sabine Flach, eds, Habitus in habitat II: other sides of cognition. Bern: Peter Lang, 101-120. See also: introspect to reenchant the inner life; nature includes our inner lives; and a Husserlian meditation.