joys and limitations of phenomenology

Very close descriptions of human experience can move us by provoking empathy for the person who offers the account and by reminding us of the complexity and richness of our own inner lives.

We are evolved animals, composed of things like cells and liquids and electrical charges, yet some of our experiences seem elusive and mysterious. I am thinking of phenomena like the passage of time, an awareness of another’s thought, or a free-seeming choice. Maybe it’s only due to our cognitive limitations that these experiences appear complex; another kind of creature could easily analyze and describe our condition.* Yet our halting efforts at self-understanding make the world seem elusive and mysterious.

My dog knows things I cannot, like the significance of the smells on all the tree trunks on our block. But he also has tangible experiences that point beyond his ken. For instance, that tag that jingles under his neck says the name of our town, which is why he is allowed to play off-leash in the local park; and our town’s authority derives from the Commonwealth of Massachusetts. He is not wired to be able to understand much of that. In similar ways, when we investigate phenomena like our own consciousness and choice (no matter how skillfully and effectively), we are exploring the edges of things that we are not well designed to comprehend. I find this difficulty and mystery consoling. It helps to re-enchant the inner life.

It is one gift of certain fictional and poetic texts. Lately, I have also enjoyed works by the classic phenomenologists Husserl and Heidegger. Yet I am worried about two methodological limitations (which must be already discussed at length in secondary literature): social biases and the influence of socially constructed vocabulary.

For instance, Heidegger offers an 89-page-long analysis of boredom, presenting it as a door to fundamental truths about time and being and an opportunity to discover one’s existential freedom (Heidegger 1930/1995 §19-38; discussed by Slaby 2010).

(Yes, the idea of voluntarily reading many pages by Heidegger--about boredom!–invites parody, but the material is actually quite interesting.)

Heidegger builds his account on three successively “profound” examples of boredom. In the first, the narrator is bored while waiting for a train “in the tasteless station of some lonely minor railway.” Time, which is usually invisible, painfully drags. In the second, the narrator experiences a perfectly pleasant social evening, during which time passes normally. “We come home quite satisfied. We cast a quick glance at the work we interrupted that evening, make a rough assessment of things and look ahead to the next day—and then it comes: I was bored after all on this evening.” Here time does not perceptively drag, yet there is a retrospective appraisal that time was lost and wasted, which hints at insights about the person’s whole life. Third, one makes a judgment without actually going through the experience at all, as in the general statement: “‘it is boring for one’ to walk through the streets of a large city on a Sunday afternoon.” Close inspection of these examples poses the question “Has man in the end become boring to himself?” (Heidegger 1930/1995, §23a, §24b, §30).

Heidegger writes about the boring railway station in the first-person plural: “We are sitting [“Wir sitzen] … We look at the clock—only a quarter hour has gone by” (Heidegger 1930/1995 §23a, emphasis added). The grammar seems inclusive; the reader is expected to be part of the “we.” In fact, the test of the validity of a phenomenological analysis is whether it feels familiar.

However, the writer happens to be an increasingly famous philosophy professor whose experiences will become more engaging soon after the train ride is over. In short, he is privileged. His bias emerges in passages like this:

Is not every station boring, even though trains constantly arrive and depart and crowds of people throng? Perhaps it is not only all stations that are boring for us. Perhaps, even though trains constantly enter and leave, bringing people with them, there is still a peculiar sense of something more in these stations which anyone who passes tenement blocks in large cities has experienced. One could say that, while it may be like this for us, some peasant from the Black Forest will take enormous pleasure in it, and therefore boredom is a matter of taste

(Heidegger 1930/1995 §23d).

Evidently, neither the reader nor the author lives in a tenement house or identifies as a peasant.

Compare a type of experience that is prominent in early 20th century modernist literature by women (of whom Virginia Woolf is the most famous). Here, boredom “can appear as emptiness or deadness, a lack, or simply passive dissatisfaction.” In this feminist literature, the word “is used, sometimes interchangeably, with a number of other terms defining psychic, spiritual, moral, and physical states in which the self has difficulty accessing authenticity, productivity, and desire—all qualities attributed to one’s success as an individual” (Pease 2021, vii).

This kind of boredom involves long periods of time (months or years) in which not enough of perceived value occurs to make the individual feel satisfied with life. The hours may be filled with specific activities and events that make time pass so that it is not unpleasant or perceived to drag, but boredom is the subject’s appraisal of a whole period of life. It’s like never being able to leave Heidegger’s dinner party (which is not a problem that he encounters).

Since academic research is, almost by definition, conducted by people who hold currently bourgeois roles–albeit often precarious ones–it is crucial not to let first-person phenomenology supplant literary criticism and social science. Researchers and professors need to learn what an experience feels like to other kinds of people.

The other problem involves language. Phenomenology typically connects an inner experience to a word or phrase that names it. The word in question may have a history of being used in diverse ways. A feeling, such as boredom, that we experience as immediate and direct is socially constructed insofar as it has a name with well-known implications (Goodstein 2005, 4). Therefore, changes in the meaning of words may affect our experiences.

Classic phenomenologists sometimes tried to avoid the ambiguous and inconsistent connotations of existing words by coining new ones, which is one source of the difficulty of their texts. But one cannot write with neologisms alone. We need phenomenological accounts of widely used words, in order to reason about how best to use those words.

Heidegger emphasizes the literal root of the German word for boredom, Langeweile, or “long-while” (Heidegger 1930/1995, §19). This etymology will not influence an English-speaker who reflects on being “bored” or a French speaker who experiences ennui. The French word may suggest a degree of superiority, since it comes from the Latin odio, to hate, as in Horace’s famous “Odi profanum vulgus et arceo” (“I hate and shun the vulgar crowd”).

It is difficult to reconstruct the experience of boredom before the English word emerged (only ca. 1750), but it must have been different from today’s experience, if only because in those days it was unnamed and lacked conventional moral connotations. Today, a child who is taught that it is bad to be bored may experience boredom with guilt, resentment, or both.

Goodstein argues that “modern boredom” has loose connections with older ideas, such as melancholy and acedia (spiritual apathy), but “it can be identified with none of them. … Each of these forms of discontent is embedded in an historically and culturally specific way of understanding human experience—in which I call a rhetoric of reflection.” For instance, the pre-modern word “melancholy” assumed that humors could get out of balance: a disease model. Acedia implied that the sinner had become estranged from God. Modern boredom—“the experience without qualities”—is “the plague of the enlightened subject, whose skeptical distance from the certainties of faith, tradition, sensation renders the immediacy of quotidian meaning hollow or inaccessible.” Individuals suffering from modern boredom are out of harmony with society and alienated from their “own doing and being” (Goodstein 2005, 4, 10). Modern people who see themselves as bored are liable to be conscious of their individuality and alienation. They might perceive others as also bored: that is a common experience in school. Even so, all those individual students are alienated from the institution.

In short, Heidegger’s “we” is limited by both his social position and historical period. He has an idiosyncratic and not very empirical understanding of history, and virtually no awareness of his limited social perspective.

Like other works of phenomenology, Heidegger’s account can move us and inform us by resonating with our own experiences, but we must be careful to not to attend only to people who resemble ourselves.


*Heidegger explicitly disagrees that the “particular difficulties” of understanding Being are “grounded in any shortcomings of the cognitive powers with which we are endowed, or in the lack of a suitable way of conceiving—a lack which seemingly would not be hard to remedy” (Being and Time, H.16, Maquarrie & Robinson trans.). But he dismisses the validity of scientific research on human beings, and I think that’s a mistake.

Sources: Heidegger, M. 1930/1995.The fundamental concepts of metaphysics: world, finitude, solitude, trans. W. McNeil & N. Walker. Bloomington, IN: Indiana University Press, 1995 Heidegger. 1930/1983. I also consulted some passages in Die Grundbegriffe der Metaphysik: Welt—Endlichkeit—Einsamkeit, in Gesamtausgabe (collected works) 1923-1944, vol 29/30, Frankfurt: Vittorio Klostermann, 1983. Also: Goodstein, E. S. 2005. Experience without qualities: boredom and modernity.  Stanford University Press; Pease, A. 2012. Modernism, feminism and the culture of boredom. Cambridge University Press; and Slaby, J. 2010. The other side of existence: Heidegger on boredom, in Jan Söffner, Sabine Flach, eds, Habitus in habitat II: other sides of cognition. Bern: Peter Lang, 101-120. See also: introspect to reenchant the inner life; nature includes our inner lives; and a Husserlian meditation.

Cuttings: A book about happiness

I began blogging on this site on Jan 8, 2003: twenty years ago. I’ve posted 4,114 short essays since then. To celebrate, I have selected 70 posts that I think retain some value, and all of which relate to one issue: happiness. What does it mean? Is it attainable? Is it the best objective? If we should pursue it, how?

I have edited, trimmed, and organized these 70 posts into a book, entitled Cuttings, that I’m making available here as a draft or version 1.0. I hope to revisit and expand this draft in the years ahead (which is one reason that I am not seeking a publisher for it).

You could download a PDF version of Cuttings, click to view an un-editable Google doc, or download an .epub version, which looks better in readers like iBook and Kindle. If you want an .epub version emailed to a regular email address or directly to a Kindle, please enter that address here.

Because Cuttings assembles short essays that address closely related topics without explicit connective arguments, it resembles–in its genre, although certainly not its quality–the aphoristic works of authors like Nietzsche and Wittgenstein. It fact, it begins with a mini-essay about why aphorisms are apt for describing the “unwedgeable and gnarled oak” of human nature.

Very few of the entries are original, and some could be described as advocating cliches. In numbers 27-29, I reflect on the moral pitfalls of striving to be original and the benefits of absorbing well-worn ideas.

Most of the entries wrestle with texts in some way. Michel de Montaigne gets the most frequent and positive attention. I am happy to see him play that role, although he is a better guide to individual happiness than political justice–a topic for other books. I also frequently address the Hellenistic schools (Stoicism, Epicureanism, and Skepticism) and classical Indian authors whom we classify as Buddhists or, in one case, possibly a Jain. These authors from the Mediterranean and India practiced what Pierre Hadot called “Philosophy as a Way of Life”: that is, philosophy as a set of meditative practices closely related to abstract arguments. I treat selected modern philosophers in a similar way–whether or not they would appreciate that treatment.

Many of the remaining entries comment on poems. Ovid, Keats, Gerard Manley Hopkins, and Anne Carson are among the poets I consider at length.

As always, comments–including critical ones–are appreciated and are really the best reward.

(By the way, this 20th anniversary might be an appropriate moment to advertise that you can subscribe to this blog as a weekly email, just like a Substack, or follow it on Mastodon, Post or Twitter.)

there are tears of things

One of the most famous–and notoriously ambiguous–phrases in all of Latin literature is Virgil’s “sunt lacrimae rerum” (Aeneid 1, 462). In his response to the Covid pandemic, Pope Francis interprets the phrase in an environmentalist spirit:

If everything is connected, it is hard to imagine that this global disaster is unrelated to our way of approaching reality, our claim to be absolute masters of our own lives and of all that exists. I do not want to speak of divine retribution, nor would it be sufficient to say that the harm we do to nature is itself the punishment for our offences. The world is itself crying out in rebellion. We are reminded of the well-known verse of the poet Virgil that evokes the “tears of things”, the misfortunes of life and history

(Pope Francis, 2020, 33)

Others have equated the phrase with the Japanese motto mono no aware, which Dennis Washburn defines as “an intuitive sensitivity toward the sublime, sad beauty that inheres in mutable nature and transitory human existence” (Washburn, 2016). In turn, mono no aware can express the First Noble Truth of Buddhism–the essential pervasiveness of suffering (Saito 1997)–or it can be an alternative to that view, a way of collecting and relishing representations of impermanence and loss.

Very literally, Virgil’s three words mean “there are tears of things,” but that statement makes little sense in English and requires expansion–using other meanings of the Latin nouns and/or additional connectives. English translators have proposed phrases as various as “The world is a world of tears (Fagles) or “They weep here / For how the world goes” (Fitzgerald), or even “The universe has sympathy for us” (Stewart, 1971, p. 119).

Gawin Douglas was the first to translate The Aeneid into a relative of modern English (Renaissance Scots), producing a version that Ezra Pound particularly appreciated. Douglas wrote:

Thir lamentabyll takynnys [condition] passit befor
Our mortal myndis aucht to compassioun steir.

The context is important for understanding these words’ sense. The Aeneid begins in medias res with Aeneas, the sole important survivor of defeated Troy, trying to sail from there to Italy. The goddess Juno, who hates him and all Trojans, arranges for a terrible storm to scatter his ships and maroon him on the coast of Libya. Aeneas’ mother, Minerva, appears in the guise of a hunter and directs him to Carthage, which is under construction. He wanders into a temple of Juno, where the art illustrates the Trojan War, depicting Aeneas’ comrades, his enemies, and even himself in battle. Since this is Juno’s temple, we might guess that the paintings are supposed to celebrate Aeneas’ defeat. However, the sight gives him hope–the text says–and he blurts out:

"Sunt hic etiam sua praemia laudi;
sunt lacrimae rerum et mentem mortalia tangunt.
Solve metus; feret haec aliquam tibi fama salutem." 

"Even here praiseworthy deeds have their rewards;
There are tears of things, and mortal matters impress the mind.
Let fear go; this fame will also bring you some benefit." 

Aeneas sees his own story as depicted by human artists, provoking thoughts of loss and sorrow but also pride. He utters a concise but mystifying phrase that pairs the words for “tears” and “things.” I imagine a companion following up with questions:

Do you mean that things are intrinsically or fundamentally sad?

– Yes, that is what I feel right now.

Or that these paintings are objects that make people cry?

– That too.

Are you somehow happy to see these sad events depicted?

– I suppose so.

Yet they make you sad?

– That is what I am happy about.

Do you want people who hear about your suffering to be sad?

– Yes, but I want them to relish that sadness.

In the end, I don’t think the original poem really provides a basis for interpreting the phrase as a statement of existential wisdom, comparable to mono no aware or to modern environmentalism. I suspect Aeneas is mostly interested in being depicted heroically in art. “This fame will bring you benefit” is his main point. However, the words “sunt lacrimae rerum” jump out of their context and can translate ideas from remote traditions.

Sources: Pope Francis, Fratelli Tutti: Encyclical Letter on Fraternity and Social Friendship, English version (Libreria Editrice Vaticana, 2020); Dennis Washburn, introduction to Murasaki Shikibu, The Tale of Genji (W. W. Norton & Company, 2016); Saito, Yuriko. “The Japanese Aesthetics of Imperfection and Insufficiency.” The Journal of Aesthetics and Art Criticism, vol. 55, no. 4, 1997, pp. 377–85; Douglas J. Stewart, “Sunt Lacrimae Rerum.” The Classical Journal, vol. 67, no. 2, 1971, pp. 116–22; Gawin Douglas, The Aeneid translated into Scottish Verse. See also David Wharton, “Sunt lacrimae rerum: an exploration in meaning.” Classical Journal 103.3 (2008): 259-279. And see: Nostalgia for Now; Arachne; The Wedding of Peleus and Thetis; The Laughter of the Gods; and compassion, not sympathy (on Seneca).

Montaigne the bodhisattva?

Several influential philosophical traditions assert that everyone is equally important. Since other people outnumber each of us–by billions–we should count ourselves and our interests for almost nothing.

That is a direct implication of classical utilitarianism. Sam Bankman-Fried endorsed it in an interview with Adam Fisher, conducted while he was actually stealing money for himself. (But hypocrisy does not invalidate a moral principle.) Another crisp statement comes in Shantideva’s classical summary of Buddhist ethics, probably written in the 700s CE. Shantideva recommends that we

meditate intently on the equality of oneself and others as follows: ‘All equally experience suffering and happiness. I should look after them as I do myself. … When happiness is liked by me and others equally, what is so special about me that I strive after happiness only for myself … Without exception, no sufferings belong to anyone. They must be warded off simply because they are suffering. Why is any limitation placed on this? If one asks why suffering should be prevented, no one disputes that! If it must be prevented, then all of it must be. If not, this goes for oneself as for anyone … This is why Supushpacandra, although undergoing torture at the hands of the king, did nothing to prevent his own suffering out of sacrifice for many sufferers. … Those who have developed the continuum of their mind in this way, to whom the suffering of others is as important as the things they themselves hold dear, plunge down into the Avici hell as geese into a cluster of lotus blossoms [to save the souls condemned there.]

Shantideva, 8.90, 8.95, 8.102-3, 8.106-7.

Michel de Montaigne acknowledges that “most of the world’s rules and precepts do adopt such an attitude, driving us outside ourselves and hounding us into the forum in the interests of the public weal.” These philosophies advise “that one should forget oneself on behalf of one’s neighbour and that, compared to the general, the individual is of no importance” (Montaigne, “On Restraining Your Will,” 1580, III, 10, p. 1137). Montaigne even says that his father held this view, and it motivated the elder Montaigne to be a devoted public servant.

Nevertheless, Montaigne dissents. He acknowledges one good thing about trying to treat every other person as just as important as ourselves. It teaches us not to be overly attached to our private interests, just as a “bowman, … to hit his target, raises his sights way above it”–or just as “to straighten a piece of bent wood we bend it right over backwards” (p. 1138).

In other words, striving to count ourselves for almost nothing counters the fault of caring for ourselves alone. But our real target should lie between the extremes of self-negation and self-love. For …

the true degree of love which each man owes to himself is … not false love which makes us embrace glory, knowledge, riches and such-like with an immoderate primary passion, as though they were members of our being, nor a love which is easy-going and random, acting like ivy which cracks and destroys the wall which it clings to, but a healthy, measured love, as useful as it is pleasant. Whoever knows its duties and practises them is truly in the treasure-house of the Muses: he has reached the pinnacle of human happiness and of man’s joy. Such a man, knowing precisely what is due to himself, finds that his role includes frequenting men and the world; to do this he must contribute to society the offices and duties which concern him. [C] He who does not live a little for others hardly lives at all for himself: ‘Qui sibi amicus est, scito hunc amicum omnibus esse.’ [Know that a man who feels loving-friendship for himself does so for all men – Seneca] The chief charge laid upon each one of us is his own conduct: that is why we are here. For example, any man who forgot to live a good and holy life himself, but who thought that he had fulfilled his duties by guiding and training others to do so, would be stupid: in exactly the same way, any man who gives up a sane and happy life in order to provide one for others makes (in my opinion) a bad and unnatural decision.

Montaigne 1580, p. 1138.

Montaigne’s position requires a defense. After all, every person is equally valuable, in an objective sense, so why shouldn’t we act accordingly?

First, Montaigne argues that to promote everyone else’s welfare requires ambition. It means climbing the ladder of authority in order to influence the social order. Montaigne is highly skeptical of ambition, seeing it as a snare. Most people who attain high office are actually unable to accomplish much, yet they are quick to take themselves far too seriously:

Most of our occupations are farcical: ‘Mundus universus exercet histrionem.’ [Everybody in the entire world is acting a part — Petronius]. We should play our role properly, but as the role of a character which we have adopted. … I know some who transubstantiate and metamorphose themselves into as many new beings and forms as the dignities which they assume: they are prelates down to their guts and livers and uphold their offices on their lavatory-seat.

Montaigne, 1580, pp. 1143-4.

Those who enter the fray to improve the world also become partisans for particular positions. They take views about how things should be and are prone to disparage their opponents. Montaigne, on the other hand, strives for intellectual humility and uncertainty, and he looks for value in all views. “I am firmly attached to the sanest of the parties but I do not desire to be particularly known as an enemy of the others beyond what is generally reasonable” (p. 1145). After all, “A good book does not lose its beauty because it argues against my cause” (p. 1144).

But why do we need authority or ideology to improve the world? Why not humbly give away most of what we possess? Perhaps Montaigne should have done that–and perhaps I should now. Although he doesn’t directly address this issue, he does argue that wealth is unrelated to happiness. “Metrodorus lived on twelve ounces a day, Epicurus on less; Metrocles slept among his sheep in the winter and, in summer, in the temple porticos; ‘Sufficit ad id natura, quod poscit.’ [What nature demands, she supplies –Seneca.] (p. 1141).

Montaigne acknowledges that people want more than the bare minimum of worldly goods, but that is because we have become habituated to surplus and are averse to losing it to other people. “If I lack anything which I have become used to, I [foolishly] hold that I truly lack it” (p. 1142). Better not to obtain it in the first place. That implies that sharing one’s surplus with others would do them little good.

But Montaigne’s main point–throughout his work–is that happiness is hard to accomplish. Fear of death and other human frailties beset us, regardless of our social circumstances. “We are never ‘at home’: we are always outside ourselves. Fear, desire, hope, impel us towards the future; they rob us of feelings and concern for what now is, in order to spend time over what will be – even when we ourselves shall be no more” (Montaigne, I:3, p, 11). We can address such faults, but to do so requires introspection and self-care. If everyone devoted themselves to helping everyone else, no one would accomplish happiness.

Since I began this post with Shantideva, I should present his probable rejoinder. He would agree with Montaigne that suffering is universal, and the only solution is inward. “Since I cannot control external events, I will control my own mind” (5.14). However, this Buddhist monk would recommend a different path from Montaigne’s. The more we fully grasp the suffering of the vast number of other sentient beings, the less space we have left to care about our own private interests. Caring about our interests–experiencing desire or craving–is the source of all unhappiness. Therefore, setting one’s aim, like an archer, at the good of all sentient beings is actually the best way to liberate oneself from suffering. “Whosoever longs to rescue quickly both himself and others should practice the supreme mystery: exchange of self and other” (8:120)

This doesn’t sound exactly like Montaigne. As I have noted, he rejects the advice to “forget oneself on behalf of one’s neighbour.” He famously retreated from the world’s struggle to read and write in his private tower, making himself his only topic. “My business, my art, is to live my life” (p. 425, from “On Practice”). Also, Montaigne claims modestly that he has not achieved “noble Stoic impassibility” (p. 1153), because he hasn’t accomplished his inner peace by exercising any kind of discipline. Instead, he just happens to be easy-going by temperament.

Still, Montaigne’s writing radiates curiosity and empathy for the vast variety of human beings whom he has encountered in books and life. He abhors cruelty. He offers gentle advice aimed at liberating us from attachment. For instance: “There are so many awkward passages that the surest way is to glide rather lightly over the surface of this world. We should slide over it, not get bogged down in it. Pleasure itself is painful in its deeper reaches” (p. 1136).

And perhaps his essays are a gift. “Here you have not my teaching but my study: the lesson is not for others; it is for me. Yet, for all of that, you should not be ungrateful to me for publishing it. What helps me can perhaps help somebody else” (p. 423, from “On Practice”). This is Montaigne’s way of plunging into hell as a cluster of lotus blossoms.

Sources: Michel Montaigne, The Complete Essays (1580), translated by M.A. Screech (Penguin Books Ltd. Kindle Edition); Shantideva, The Bodhiicaryacatara, trans. by Kate Crosby and Andrew Skilton (Oxford University Press, 1995). See also: compassion, not sympathy; two criticisms of Effective Altruism; “you should be the pupil of everyone all the time”; was Montaigne a relativist?; John Stuart Mill, Stoic; introspect to reenchant the inner life; Emerson’s mistake; the sublime is social; Buddhism as philosophy; etc.

The Kural

The Tirukkural (or Kural, for short) by Thiruvalluvar is one of the acknowledged highlights of the Tamil literary tradition, which spans 25 centuries. The new English translation by Thomas Hitoshi Pruiksma has been highly praised, and I recommend it.

I usually find “wisdom literature” (didactic, aphoristic poetry) hard going, regardless of its background or main teachings. But The Kural is widely reported to be subtle, paradoxical, allusive, and lovely in Tamil, and Pruiksma’s English has those virtues. For instance, here is a paradoxical verse about renunciation:

Hold to the hold of one who holds nothing—to hold nothing
Hold to that hold [350]

And here is an example of a memorable metaphor:

Riches attained by those without kindness—like milk
Soured by its jug [1000]

I don’t know another unified poem that encompasses ethical directives (part 1), advice for monarchs (part 2), and erotic verse (part 3). The whole poem concludes with a section on “Sulking and Bliss,” which recommends playing hard-to-get. The narrator is never identified, but part 3 seems to weave together the voices of two lovers, their friends, and other characters, almost like a drama:

Though he’s done no wrong pulling back 
Brings him closer [1321]
...
Even free of wrong there is something in keeping 
From my love’s soft arms [1325]

Sweeter than eating—having eaten—sweeter than loving—
Sulking in love [1326]
...
Sulk my bright jewel—and may our night
Of pleading be long [1330]

The text was probably complete by 600 CE. There’s a long tradition of identifying Thiruvalluvar as a Jain, although many other religious traditions (including, implausibly, Christianity) have claimed him. David Shulman reminds us that we know nothing about the author, even whether a single person wrote The Kural. (Almost certainly, the text incorporates numerous quotations.) Shulman writes, however, that the milieu is the “mobile world of the [South Indian] city, with its face turned toward international seaborne trade and also toward heterodox religions, like Buddhism and Jainism, carried throughout South Asia and beyond by wandering monks and holy men.” Furthermore, the text largely avoids the kinds of claims that typically divide religious traditions, such as the identities and roles of deities or the origins and end of the world. A Buddhist, a Shaivite, or a Stoic could embrace The Kural, and that may be intentional. After all:

Delivering the complex simply and discerning
What others say—that is knowledge [424]
...
Those who can’t speak a few faultless words
Love to speak many words [649]

In the sections on personal ethics and the good life for regular people, The Kural advocates what Owen Flanagan has called (writing about Buddhism) “equanimity-in-community.” We should cultivate inner peace by restraining desire and craving. But we should use everyday ethical interactions to fill the space that might otherwise be occupied by those vices. The Kural emphasizes hospitality, generosity, friendship, forgiveness, nonviolence (ahimsa), “husbandry” (in the sense of cultivating one’s land and animals), and family. I didn’t pick up anything about yoga, meditation, or ceremony and ritual. Instead, passages like this evoke sociable, generous members of communities who are not overly concerned about their individual desires:

A well of abundant water—the wealth of the wise
Who love the world 

A tree bearing fruit at the heart of town—wealth
In the hands of good people [215-6]

The implied reader is generally male, and the division of roles is patriarchal, but we can modify the advice to be more egalitarian. The text charts a middle way between pleasure and renunciation. An adherent to a Hellenistic philosophical school, such as Stoicism or Skepticism, could endorse much of The Kural, except that nonviolence is more explicit and prominent here than in late Greek philosophy.

The long middle portion of the book–on leaders, politics, and governments–belongs to the “mirror of kings” tradition: encouraging rulers to be responsible and moderate. Although The Kural strongly urges nonviolence and vegetarianism as components of personal ethics, it depicts good leaders as honorable and effective warriors. Some of the advice here is about how to win wars and retain power.

The third part comes as a surprise, because it is suddenly about ardent sexual desire, which had been criticized earlier. The style is more lyrical now, and the speaker is sometimes female.

Apparently, in classical Tamil love poetry, the lovers wake up under separate roofs, spend the day together (perhaps illicitly), and part unwillingly at twilight, which is a confusing time of shadows and dimness. In this verse, the “it” is passionate desire:

At dawn it buds—all day it swells—and at dusk
It blossoms—this disease [1227]

And here the (presumably female) lover resents the evening but tries to summon some empathy for it:

Is your husband hard-hearted like mine—bless you
You wretched bewildering evening [1222]

Although love is a “disease” that causes much sighing and suffering, surely the conclusion of The Kural celebrates it.

See also all that matters is equanimity, community, and truth; Buddhism as philosophy; on philosophy as a way of life; Odin on the tree.

two criticisms of Effective Altruism

In the week after Sam Bankman-Fried (known as “SBF”) lost his whole $16 billion fortune, I’m sure that everyone who was already skeptical about crypto, Silicon Valley, boy geniuses, billionaires of all ages, political donors, and Effective Altruists is now piling on. Schadenfreude flows palpably through the world’s social networks–flawed as they may be.

I don’t know whether personal attacks are merited. SBF had explicitly committed to making high-risk bets with relatively low odds of success, because he thought that was his moral duty. Even if he deserves to be denounced, I’m not interested in celebrating anyone’s failure or reinforcing my prior assumptions.

But Adam Fisher’s beautifully written pre-collapse profile of SBF supplies quotations that illustrate why I have always resisted Effective Altruism, as a matter of principle.

I believe:

  1. The world gets better when people have the capacity to define, analyze, and address their own problems.
  2. Being happy, in a worthy sense of that word (“eudaimonic,” if you prefer), is hard and rare. Most of us live lives of quiet desperation. Material conditions help but are insufficient. We must accomplish worthwhile happiness ourselves. To the extent that we can help others to flourish, it’s by sharing insights and developing relationships.

These two points are distinct, but they intersect because working with others to shape our world is a path to inner happiness. It is not the only path, and it’s often a fraught one, but it must be kept open. By exchanging proposals and then acting together with people whom we view as equals, we can broaden our thinking and enrich our inner lives.

In contrast, utilitarianism “in its purest—Benthamite—form” (Fisher’s description of SBF’s philosophy) presumes that we can and must make other people happy by acting on or for them at a distance. We can calculate the best decision privately and then just do it.

SBF asks Fisher to imagine a world in which many people resemble his description of himself. They take risks to make money that they then give away to assist the world’s poorest. Some succeed and some fail, but whether you are one of the successful shouldn’t matter much to you, because you are just one person among billions. “The starving child doesn’t give a shit about which person it is who does that good. So why are you concerned about this little term in the equation?”

“This little term” is a way of expressing altruism: each of us counts for almost nothing. But note that SBF’s mind goes to a child who is starving. Children only gradually develop agency. Babies cannot analyze or affect the larger social world. They cannot do better than receiving benevolence, although they need loving relationships as well as nutrients.

To treat adults like needy infants is paternalism, in the root sense of that word. If you recognize adults as fellow human beings, then you must not affect them without asking them what they think, making yourself accountable to them, and allowing them to affect you back.

Unless they are at death’s door, adults typically do care about who is claiming to help them, and why. That is because we want to choose and shape our relationships. We do not want someone else to have a purely discretionary choice about whether and how to affect us, even if that person happens to be benign. Discretionary power is domination, and domination is a basic evil.

Frank Lovett summarizes the classical republican argument (which is as old as Cicero): “to have a master with an exceptionally benevolent disposition is to be reasonably secure in one’s expectation that one will not often be adversely interfered with—but it is to have a master nonetheless. The republican idea of freedom specifically instructs us not to make our master a better person (the goal of the old ‘mirror for princes’ literature), but to render him less of a master.”

Can a financial donor dominate people? I would say absolutely, if the money affects people and the choice of whether and how to give is the donor’s alone. Effective Altruism seeks to make rich people better, much like renaissance books with titles like A Mirror for Princes that aimed to improve monarchs. The point, however, should be to do without masters.

My second concern involves the difficulty of achieving happiness. SBF devotes no evident attention to his inner life. Fisher reports, “SBF spends nothing, it would seem, pursuing his own pleasure. It’s not just that great books aren’t worthwhile. The great movies aren’t worth watching. Food gets the same treatment. … SBF’s rejection of pleasure is so profound it got me wondering if that absence of pleasure—as opposed to his philosophy—was the key to understanding him. Is he so deep in his head that he’s incapable of feeling pleasure?”

SBF says, “I would never read a book. … I’m very skeptical of books.” Although he is entitled to his preference in media, there’s one book that he should definitely read now that he has some time on his hands: The Autobiography of John Stewart Mill.

SBF would recognize the author’s situation. Mill was a famous young prodigy raised by utilitarians. His father arranged a powerful position for him as an administrator of British India. Thus Mill had “what might truly be called an object in life; to be a reformer of the world. My conception of my own happiness was entirely identified with this object.” Likewise, SBF was raised by utilitarian law professors and accumulated billions with which to affect countries like India.

I don’t know SBF’s current mental state, but in the India Office, Mill fell into a deep depression. He asked himself :

“Suppose that all your objects in life were realized; that all the changes in institutions and opinions which you are looking forward to, could be completely effected at this very instant: would this be a great joy and happiness to you?” And an irrepressible self-consciousness distinctly answered, “No!” At this my heart sank within me: the whole foundation on which my life was constructed fell down. All my happiness was to have been found in the continual pursuit of this end. The end had ceased to charm, and how could there ever again be any interest in the means? I seemed to have nothing left to live for.

SBF presents himself, like the young Mill, as someone who ignored his personal well-being to enhance others’. That verdict may be complicated by SBF’s 1,500 square-foot condo in the Bahamas, “with six bedrooms and spectacular views out every window,” and the possibility that he diverted his investors’ money. But even if SBF was sincere, he was making a fundamental mistake if happiness depends on wisdom, because then we must each learn to be wise. Mill wrote:

the important change which my opinions at this time underwent, was that I, for the first time, gave its proper place, among the prime necessities of human well-being, to the internal culture of the individual. I ceased to attach almost exclusive importance to the ordering of outward circumstances. …

Mill became a great proponent of the arts, of liberty as a personal accomplishment as well as a lack of censorship, and of representative government. He continued to make utilitarian arguments, but now refracted through an understanding that people must have power over their own lives, individually and collectively.

See also Mill’s question: If you achieved justice, would you be happy?; qualms about Effective Altruism; how we use Kant today; wicked problems, and excuses; how to think about other people’s interests: Rawls, Buddhism, and empathy; introducing republicanism; citizens against domination; etc.

who are today’s republicans (in the classic sense of the word)?

In our Introduction to Civic Studies course, we are briefly discussing both the classical tradition of republican thought (from Cicero to John Adams) and the contributions of Black American republican thinkers of the 19th century, as described by Melvin Rogers (2020). In this brief introductory video, I identify the following components of traditional republicanism:

  • Opposition to domination (which republicanism defines as the basic problem)
  • Rule of law
  • Separation of powers
  • Deliberation
  • The common good
  • Popular participation (going beyond voting, which by itself can allow domination by the majority)
  • Anti-elitism
  • Civic virtues and an expectation of sacrifice for the common good

One of our US political parties happens to be called “Republican,” and I think that is not merely coincidental. The GOP has roots in antebellum abolitionist movements that, in turn, explicitly invoked republican ideas.

But that doesn’t mean that either of our major parties today is necessarily more republican (in the classical sense) than the other. The recent Civic Language Perceptions Project from Philanthropy for Active Civic Engagement (PACE) offers a chance to see how partisanship–as well as demographics–relate to classical republican ideals. Not all of the components of republicanism are tested, but some are. The data come from a nationally representative random sample of 5,000 registered voters conducted in 2021.

One component of traditional republicanism was an orientation to the common good. That phrase might seem like empty rhetoric, but classical republican authors placed the common good ahead of individual negative freedom, material prosperity, and pluralism, which they often decried as “factionalism.”

PACE asked respondents to react to the phrase “common good,” and it performed best among people who identified as “very liberal.” (See the graph above.)

Patriotism is not on my list of components of republicanism, but often the civic virtues have been defined in patriotic terms. Although some today may see patriotic rhetoric as conservative, it was fundamental to left-wing revolutionary republican movements, from France in 1789 to Mexico in 1910 to Russia in 1917. According to the PACE data, patriotism polls far better among Republicans than among Democrats: a 36-point gap. (See below.)

“Liberty” was the great principle for classical republicanism, and it polls better among Republicans than Democrats. However, some Americans may think of liberty as non-interference (simply being left alone), whereas for classical republicans, it meant non-domination (freedom from arbitrary will). This semantic ambiguity makes the result hard to interpret.

Both parties like “unity,” which was a classical republican value, but Democrats like “diversity” much more than Republicans do. Classical republicans tended to be skeptical of diversity. Therefore, either Democrats dissent from classical republicanism on this issue, or else the word “diversity” is being used in a new way–basically to mean racial equity, which Democrats like much more than Republican do: a 22-point gap. Classical republicans should have embraced racial equity, even though few actually did.

Republics require participation, also known as civic engagement, and that phrase is more popular among Democrats than Republicans.

Democracy is compatible with republicanism, although proponents of democracy tend to emphasize majority rule and responsiveness to mass opinion, whereas republicans want voting to play the limited role of checking elite domination. Madison writes, “If a faction consists of less than a majority, relief is supplied by the republican principle, which enables the majority to defeat its sinister views, by regular vote” (Federalist 10). In this passage and many others, he’s defining “republican” as majoritarian, but his own overall view is more complex. Democrats are more favorable to the word “democracy” than Republicans are, according to the PACE data, although a majority of Republicans do support it.

On balance, one might conclude that today’s Democrats are more republican than Republicans are; but perhaps it’s more accurate to regard the classical republican tradition as marginal all across our spectrum.

PACE infographic

Source: Melvin Rogers, “Race, Domination, and Republicanism,” in Difference without Domination: Pursuing Justice in Diverse Democracies, edited by Danielle Allen and Rohini Somanathan (University of Chicago Press 2020). See also introducing republicanism; James Madison in favor of majority rule; every Republican president [until Trump] insisted that the US is a democracy; a Democratic Republican Federalist; what defines conservatism?; liberals, conservatives, and love of the Constitution etc.

introducing republicanism

This is a 12.5-minute video in which I introduce the republican tradition (or just “republicanism”) as it is typically discussed in political theory these days. I’m drawing on authors like G.J.A. Pocock, Quentin Skinner, Philip Pettit, and Ian Shapiro. I also refer to Melvin Rogers’ important recent work on Black American republican thought and some ideas of Brooke Ackerly about how domination (which is the main concern of republican theorists) may relate to oppression. In our Introduction to Civic Studies course, we will be reading and discussing Rogers, so an immediate purpose of my video is to give our students some definitions that they can use to understand his work. But I hope that the video may be useful for others as well.

See also citizens against domination; what republic means, revisited; civility as equality; what to do about the guy behind the desk; civic republicanism in medieval Italy: the Lucignano council frescoes (etc.)

artificial intelligence and problems of collective action

Although I have not studied the serious scholarship on AI, I often see grandiose claims made about its impact in the near future. Intelligent machines will solve our deepest problems, such as poverty and climate change, or they will put us all out of work and become our robot overlords. I wonder whether these predictions ignore the problems of collective action that already bedevil us as human beings.

After all, there are already about 7.5 billion human brains on earth, about 10 times more than there were in 1800. Arguably, we are better off than we were then–but not clearly and straightforwardly so. If we ask why a tenfold increase in the total cognitive capacity of the species has not improved our condition enormously, the explanations are pretty obvious.

Even when people agree on goals, it is challenging to coordinate their behavior so that they pursue those ends efficiently. And even when some people manage to work together toward a shared goal, they have physical needs and limitations. (Using brains requires food and water; implementing any brain’s ideas by taking physical action requires additional resources.) To make matters worse, human beings often have legitimate but conflicting interests, like the need to gain sustenance from the same land. And some human beings have downright harmful goals, like dominating or spiting others.

One can see how artificial intelligence might mitigate some of these drawbacks. Imagine a single computer with computational power equivalent to one million human beings. It will be much more coordinated than those people. It will be able to aggregate and apply information more efficiently. It can also be programmed to have consistent and, indeed, desirable goals–and it will plug away at its goals for as long as it receives the physical inputs it needs. For instance, it could clean up pollution 24/7 instead of stopping for self-interested purposes, like sleeping.

However, it still has physical needs and limitations. It might use fuel and other inputs more efficiently than a human being does, but that depends on how good the human’s tools are. A person with a bulldozer can move more garbage than a clever little robot that works 24/7–and both of them need a place to put the garbage. (Intelligence cannot negate physical limits.)

Besides, a computer is designed by people–and probably by individuals arrayed as corporations or states. As such, AI is likely to be designed for conflicting and sometimes discreditable goals, including killing other people. At best, it will be hard to coordinate the activities of many different artificially intelligent systems.

Meanwhile, people already coordinate their behavior in quite impressive ways. A city receives roughly the amount of bread it needs every day because thousands of producers and vendors coordinate their behavior through prices. An international scientific discipline makes cumulative progress because thousands of scientists coordinate their behavior through peer-review and citation networks. And the English language develops new vocabulary for describing new phenomena as millions of people communicate. Thus the coordination attained by a machine with a lot of computational power should be compared to the coordination accomplished by human beings in a market, a discipline, or a language–which is impressive.

One claim made about AI is that machines will start to refine and improve their own hardware and software, thus achieving geometric growth in computational power. But human beings already do this. Although we cannot substantially redesign our individual brains, we can individually learn. More than that, we can redesign our systems for coordinating cognition. Many people are busy making markets, disciplines, languages, and other emergent human systems work better. That is already the kind of continuous self-engineering that some people expect AI to accomplish for the first time.

It is of course possible to imagine that an incredibly intelligent machine will identify solutions that simply elude us as human beings. For instance, it will negate the physical limitations of the carbon cycle by discovering whole new processes. But that is an empty supposition, like imagining that regular old science will one day discover solutions that we cannot envision today. That is probably true–it has happened many times before–but it is unhelpful in the present. Besides, both people and AI may create more problems than they solve.

See also: the progress of science; John Searle explains why computers will not become our overlords;

introducing Habermas

This is a 29-minute video lecture* in which I introduce the core ideas of the great German philosopher and sociologist Jurgen Habermas. I made it for our current Introduction to Civic Studies course, but it’s available for anyone to use. It also summarizes the beginning of chapter 4 of my recent book, What Should We Do? A Theory of Civic Life. In the book, I proceed to raise numerous critiques of Habermas, all of which have some validity, although I continue to find his framework useful.

*New version posted on 9/29, with better audio.