the fetter

[Citta, a lay follower of Buddha, said,] “Suppose there was a black ox and a white ox yoked by a single harness or yoke. Would it be right to say that the black ox is the yoke of the white ox, or the white ox is the yoke of the black ox?”

[Several senior monks said,] “No, householder. The black ox is not the yoke of the white ox, nor is the white ox the yoke of the black ox. The yoke there is the single harness or yoke that they’re yoked by.”

[Citta replied,] “In the same way, the eye is not the fetter of sights, nor are sights the fetter of the eye. The fetter there is the desire and greed that arises from the pair of them.

“The ear … nose … tongue … body … mind is not the fetter of ideas, nor are ideas the fetter of the mind. The fetter there is the desire and greed that arises from the pair of them.”

“You’re fortunate, householder, so very fortunate, to traverse the Buddha’s deep teachings with the eye of wisdom.”

Samyuttanikaya, 41.1

Citta is a rich man, the treasurer of a town and the owner of estates. As a “householder,” he probably has a wife and family. He chooses not to renounce property, power, or intimate love. In several discourses, he receives instruction from monks, people who have renounced all these things. Here–meeting them in a wild mango grove that he has donated to their order–Citta instructs the monks.

Given Citta’s worldly way of life, his main risk is to treat the things of this world as ends and to strive to obtain or retain them. That is no path to happiness, because there is always more to want, and everything is fragile. It is certainly no way to help others.

But the monks face dangers, too, and one of them is to disparage the things that give meaning to human life and to derive pleasure from shunning those things. That is no better path to happiness, for oneself or others. As the story suggests, the monks have as much to learn from a wise layperson as he can learn from them.

Here is a 21st century gloss or response to this very ancient text. …

Evolution has equipped human beings with highly sensitive nervous systems that generate a vast range of feelings that matter to us–not just doses of pleasure and pain, but complex assemblages composed of such feelings as curiosity, concentration, attraction, aversion, fascination, awe, anxiety, distraction, horror, and almost infinitely more. We cannot talk about things mattering except by invoking these affective words.

Feelings differ according to the person and the objective situation, but they are also relative to the design of our species. A dog relishes urine smells that we are simply not designed to appreciate. It is not that sunsets are really beautiful and fire hydrants are actually stinky but that humans have positive reactions to some things, just as other creatures gain satisfaction from other things.

Therefore, beauty is not in the world or in us, but in the interaction. One ox is the world, the other is the mind, and what matters is the fetter.

Natural selection promotes survival, not happiness. Although the variations in people’s dispositions and life circumstances yield a range of results, from happiness to despair, suffering is an inevitable consequence of being designed for sensitivity. Bacteria survive by reproducing rapidly, but that is not why we have proliferated.

Trying to shun the things of the world is no use–the other ox must still be there. What deserves our attention is the way we relate to it.

I would add a point that I don’t think is likely to be found in the Pali Canon. We are not just natural creatures with nervous systems designed in certain ways. We are also profoundly historical creatures. We think in languages that previous human beings have developed over millennia. We assess natural objects using words and concepts that other people have made. And we live surrounded by things that people have fashioned on purpose. There are sunsets to watch but also paintings of sunsets. It’s impossible to watch the sun move behind the rotating earth without having learned how human beings have named and represented and explained and enjoyed “sunsets.”

That means that the yoke is not the relationship between my mind and the world. It is the accumulated history of all the minds and the world, where the world includes the products of all the other minds.

Much suffering and alienation is built into the fetters that we inherit. Improving them cannot be a task for individuals alone but must be accomplished together.

The advice of the Pali Canon would be to form affective communities that conduct rituals together, like the monks in the mango grove that Citta gave them. It’s an important question whether politics can also help–for example, whether making the earth literally more peaceful can create a better environment for our minds. (Citta devotes some of his time to political leadership.) I would also argue that the arts and humanities contribute by giving us new links between mind and world in the form of representations, interpretations, and objects that we can behold and use.

See also the sublime and other people;  the I and the we: the sublime is social; a Hegelian meditation; “Verdant mountains usually walk“; thinking both sides of the limits of human cognition; Montaigne the bodhisattva?; Wallace Stevens’ idea of order; and nature includes our inner lives

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an abundance agenda

Not for the clashing of sabres,
For carnage nor for strife;
But songs to thrill the hearts of men
With more abundant life.

-- from Songs for the People by Frances Ellen Watkins Harper

To become a more just and sustainable society, we must produce a lot. For instance, to improve affordability and address homelessness, we need much more housing. One estimate claims that we need 7.3 million additional lower-cost rental units. But the graph above this post shows a long-term decline in new housing starts per capita.

We also need windmills and solar panels, more and better transmission lines, batteries, electric vehicles, commuter railway lines and intermodal transit points, heat pumps, and urban trees.

All this production will weigh on the environment, but I don’t see any path to a sustainable economy that doesn’t involve first making a lot of new things that replace the machines we depend on now.

The graph below shows rising production of renewables along with steady production of oil and coal. We need the former to accelerate, which should also push the latter down:

Trends in oil and gas production and renewable energy production, from St Louis Fed.

Regulation is important for health, safety, and other values, but it doesn’t produce stuff. Regulation can be a barrier to production, although the severity of that problem is open to debate. Certainly, regulations must be smart, efficient, and mutually consistent.

Redistribution is necessary to address inequities, but it is not the way to create abundance. To be sure, when disadvantaged people receive support, they are able to buy things, but that may not boost the total supply of the things we need. Besides, once we produce more, we can choose to distribute more.

Governments can boost supply by buying things. The massive Biden investments in green technologies and microchip manufacturing are at least well intentioned and may turn out to be crucial. However, the private sector is going to produce most of what we need, even if governments are important customers or investors. The question is how to expand the private production of good things, such as affordable housing and renewable power.

Steve Teles and Ron Saldin discuss an abundance agenda in political terms, presenting it as a response to certain tendencies on both right and left. They argue that abundance may create a new alignment and counter partisan polarization, which is rooted in zero-sum competition. They compare an abundance agenda to the Progressive Movement, which formed strong factions within both major parties. In the 1912 general election, three presidential candidates competed to be the best progressive, offering different but comparable interpretations of what progressivism meant.

Progressivism wasn’t about abundance, but their analogy is political. An abundance agenda could scramble the political spectrum today, as progressivism did from 1900-1924. Teles and Saldin argue that only the Democratic Party is really hospitable to abundance right now, for Trump has a “hold on the GOP.” But they envision a somewhat longer timeframe.

I find their political analysis interesting, and I am open to the argument that abundance could counter hyper-partisanship. However, I would separate political arguments from substantive policy issues. For the good of people and the planet, we must produce a lot more good things very soon, and that goal should determine our political strategies. In other words, we shouldn’t produce more to reduce polarization, but scrambling the political spectrum might help us to produce more of what we need.

See also: tracking the Biden climate investments; the major shift in climate strategy; class inversion as an alternative to the polarization thesis; The New Progressive Era.

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setbacks for authoritarianism?

It’s easy to imagine authoritarianism as a ratchet: a device that can be tightened but not loosened again.

An authoritarian leader and/or party wins an election, perhaps with a substantial base of authentic supporters. Instead of blatantly overturning the constitution in a “self-coup,” the government uses a whole range of available tools to discourage opposition and secure continued power. These tools include changing the electoral system (perhaps subtly), taking over the state media, raising the cost of private media, altering curricula and removing hostile educators, selectively investigating and prosecuting opponents, heavily surveilling private communications, channeling economic benefits to supporters and potential supporters, forming close partnerships with local oligarchs, shifting power from the legislature to the executive, governing by decree and executive action, packing the civil service and judiciary with friendly appointees, encouraging opponents to emigrate while selectively refusing entry visas to journalists and activists, banning overseas NGOs and funders, encouraging the police and security forces to use visible violence, and using rhetoric that links authoritarian means to popular ends, such as prosperity or religious or ethnic domination.

Authoritarians have so many tools and opportunities that it’s easy to predict a one-way path.

Nevertheless, the following parties and/or leaders who meet at least some of the previous description have suffered setbacks or outright losses: Trump in the USA (2020), Brazil’s Jair Bolsonaro (2022), the Law and Justice Party in Poland (2023), Turkey’s Tayyip Erdogan and the AKP (2024), and India’s Narendra Modi and the BJP (2024). I would add South Africa’s ANC (2024), although I would anticipate disagreement about that case.

It appears that “backsliding” is not a rigid and predictable process, any more than “transition to democracy” was (Cianetti & Hanley 2021). Looking at data from many countries, Brownlee & Miao find that a one-way journey toward fascism really was a pattern in the 1920s and 1930s, but at other times, there has a lot of movement in both directions, with a slight predominance of shifts away from authoritarianism (Brownlee & Miao 2022). Regimes that combine some elements of democracy, such as genuine elections, with authoritarian practices appear to be unstable, almost always teetering to one side or the other in time (Carothers 2018)

I think that civil societies are more resistant than we might fear. To put it more forcefully, it’s not so easy to boss people around.

An authoritarian party always takes over at the expense of rival political movements and would-be leaders, who have strong incentives to push back at an opportune time.

Authoritarian governments and their opponents continually innovate. Every tool of control sooner or later produces a technique for subversion. (Unfortunately, the opposite is also true: each form of resistance meets a new form of control.) One reason for waves of authoritarianism or democratization is that one side may temporarily lead in this competition, but then the other side catches up.

It is also difficult for any administration to remain popular for long. Unanticipated events–such as the current global bout of inflation–will turn people against a leader even if he doesn’t deserve the blame. Once a leader is unpopular, there are rewards to opposing him. It is risky to permit elections, even if they are subtly manipulated, but it is also hard to avoid them.

By the same token, defeating a would-be authoritarian doesn’t end the struggle, as illustrated by the USA today.

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looking for deliberative moments

It’s not so unusual to enter a discussion without having a firm view of what should be done (perhaps without even having focused on the agenda), to listen and speak for a while, and finally to reach a collective decision that wasn’t predictable in advance. Before the discussion begins, some of the participants may know what they want, but others are unsure or flexible, and the conversation forms or shifts the consensus.

However, it is not easy to find recordings or transcriptions of such processes. I spent part of the last long weekend reading the minutes of US school boards and city councils, scanning the translated transcripts of 50 village assemblies in southern India, dipping into legislative records from several countries, and even searching for archives of email exchanges within organizations that have come to light due to leaks or lawsuits. I found brief moments in which a few people seemed to be listening to make up their minds, but no sustained examples of that phenomenon.

My belief in the existence of deliberation might seem naive, except that I have experienced it many times–even in the past few months–and nobody seems surprised when it happens. I think we are used to it, but recorded examples are scarce.

Two reasons occur to me, and they may have some significance for political theory.

One is a kind of Heisenberg Uncertainty Principle for deliberation. Once you record a conversation and make it publicly available for public review, the tenor shifts. Participants know that they are speaking to an audience composed of people who are not part of the conversation, not accountable for the decisions, and not able to reply in time to affect the outcome. Participants begin articulating positions and reasons that strangers can assess later, instead of trying to decide what to do. Thus the presence of an observer shifts the phenomenon, especially if the observer is an anonymous audience in the future.

The other reason involves the typical function of official meetings. As I scan town council minutes, legislative records, and transcripts of Indian village assemblies, I see people talking under tight time pressure in order to convey specific positions. For instance:

[Member of the] Public: You have read that street lights are going to be fixed. When are you going to install?

Male (Officer): We have passed resolution, made a budget and allotted the work. Very soon we will do it.

Public: We need ration shop at Pappanaickenpatti. There are more than 300 cards in our town. Every time we have to come all the way from our village. By the time we reach the shop, all the items will be sold out. We request you to consider our petition. We are very badly in need of separate ration shop at our village. We are ready to construct a building for this purpose.

Male (Officer): We will discuss with the civil supplies officer and let you know. (source)

Or:

[Board of Trustees] President Raymond remarked she was impressed by the commitment to distance and blended learning by the District through the creation of the Department because it illustrated the learning models were ones the District was interested in fully developing and not just using during the current school year.

Trustee Taylor wondered if the vision was to have a single platform for all distance learning in the District.

Ms. Anderson cautioned it was important the District not make any major shifts at the present time related to the changing of learning platforms since the current model was very fragile. She would like to focus more on developing best practices for the platforms currently being used, due to the current strain teachers and students were under, and then look at creating more of a sustainable model in the future.

(source)

I think these people are doing valid public work. They are putting concerns, questions, directives, and commitments on the record. Before and after these recorded moments, the same individuals may have had many conversations in which they tried to learn about the situation and about other people’s views. The public event may also spur later discussions in their community.

These transcripts do not make me cynical about deliberative democracy. I imagine that the same people listen and learn. But deliberation is very rare during the moments that are captured on the public record.

This is a challenge for me because I am helping to develop methods for modeling deliberative conversations, and I am not finding a lot of material to analyze. I am especially interested in the regular decision-making processes of governments and other organizations. Yes, I also like citizens’ forums or “minipublics”–venues where representative people are convened to discuss public questions. I even co-edited a Handbook about them! But I think they are atypical, which means that evidence derived from them would not generalize well. (Besides, Indian village councils are minipublics, and they sound a lot like US public meetings.)

If you have suggestions for transcripts or videos that I could model, I would be grateful. In any case, I think our theories of democracy should take account of this pattern. Although we imagine that deliberation should occur in legislatures and town meetings, this is unlikely. A public meeting is a moment in a larger stream of discourse. Its function is to memorialize a set of positions and reasons, while the learning and the change take place elsewhere.

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Amy Replies

Written upon learning that Tennyson’s Locksley Hall (or its successor, Loxley), is now “occupied by a Staffordshire County Council special school for boys with learning difficulties.”

As you cease to babble, man, about my forehead and my cheek,
Once my ear finds surcease from the wordy cataract you speak,

Then I turn my thought to the future; I peer far as an eye can see,
And I trace successive branches of our august family tree.

With each generation, daughters appear less bound to duty,
Wriggling free of what you'd call their debt to men--their beauty.

I watch the public purse fill with funds for a war on poverty.
The revenue, from taxes on this very kind of property.

Loxley Hall, a council school for teenagers with special needs.
That is the vision, cousin, I descry once your voice recedes.

Locksley! our fruitful land, our ivied walls, our portion of the shore,
Where curlews cry and moorlands meet the hollowed ocean's roar.

My vision conjures the final squire, possessions in his boot.
A receipt for his old feudal seat has made his tax bill moot.

An administrator takes his place, perhaps a she or a them,
Born in the eastern lands, I imagine, whence you say you come.

Not in vain does the future beckon us; onward must we move.
The great world spins forever and it's our burden to improve.

Answering “Locksley Hall,” although Tennyson may also disparage his narrator. See also: three endings for Christabel; “For Gerard Manley Hopkins

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analytic and holistic reasoning about social questions

“President Biden’s student loan cancellations will bring relief.” “Retrospectively forgiving loans creates a moral hazard.” “At this college, students study the liberal arts.” “An unexamined life is not worth living for humans.”

These claims are, respectively, about a specific act (a policy announced yesterday), a pattern that applies across many cases, an assessment of an institution, and a universal principle.

These statements may be related. An ambitious defense of Biden’s decision to forgive student loans might connect that act to liberal education and thence to a good life, whereas a critique might tie the loan cancelation to cost increases. A good model of a social issue or question often combines several such components.

In this post, I will contrast two ways of thinking about models and their components.

  1. Analytic reasoning

Analytic reasoning seeks characteristics that apply across cases. We can define government aid, moral hazard, and education, defend these definitions against alternatives, and then expect them generally to have the same significance wherever they apply. For example, becoming more self-aware is desirable, all else being equal or as far as that goes (ceteris paribus or pro tanto). We need a definition of self-awareness that allows us to understand what tends to produce it and what good it does. The same goes for loans, loan-forgiveness, and so on.

Methods like controlled field experiments and regression models require analysis, and they demonstrate that it has value. Ethical arguments that depend on sharply defined universals are quintessentially analytic. Qualitative research is often quite analytic, too, particularly when either the researcher or the research subjects employ general concepts.

Analytic reasoning offers the promise of generalizable solutions to social problems. For instance, let’s say you believe that we should spend more money on schools in poor communities. In that case, you are thinking analytically: you view money as an identifiable factor with predictable impact. Note that you might advocate increasing the national education budget while also being sensitive to local differences about things other than money.

  1. Holistic reasoning

Holistic reasoning need not been any less rigorous, precise, or tough-minded than analytic reasoning, but it works with different objects: whole things. For example, we can describe a college as an entity. To do that requires saying many specific things about the institution, but each claim is not meant to generalize to other places.

At a given (imaginary) institution, the interplay between a rural setting, an affluent student body, an applied-science curriculum, a modest endowment, and a recent crisis of leadership could produce unexpected results, and those are only some of the factors that would explain the particular ethos that emerges at that college.

Holistic reasoning is wise if each factor is closely related to others in its specific context. For instance, often a statistic about a place is the result of decisions about what and how to measure, which (in turn) depend on who’s in charge and what incentives they face, which depends on prior political decisions, and so on–indefinitely. From a holistic perspective, a statistic lacks meaning except in conjunction with many other facts.

There is a link here to holistic theories of meaning and/or language, e.g., Robert Brandom: “one cannot have any concepts unless one has many concepts. For the content of each concept is articulated by its inferential relations to other concepts. Concepts, then, must come in packages” (Brandom 2000).

Holistic reasoning is also wise if values change their significance depending on the context, a view labeled as “holism” in metaethics. We are familiar with the idea that lying is bad–except in circumstances when it is good, or even courageous and necessary. An ethical holist believes that there are good and bad value-judgments, but they are not about abstract categories (such as lying). They are about wholes.

Finally, holistic reasoning is wise if we can gain insights about meaning that would be lost in analysis. In Clifford Geertz’ classic interpretation of a Balinese cockfight (Geertz 1972), he successively describes that phenomenon as “a chicken hacking another mindless to bits” (p. 84); “deep play” (p. 71), or an activity that has intrinsic interest for those involved; “fundamentally a dramatization of status concerns” (p. 74); an “encompassing structure” that presents a coherent vision of “death, masculinity, rage, pride, loss, beneficence, chance” (p. 79); and “a kind of sentimental education” from which a Balinese man “learns what his culture’s ethos and his private sensibility (or, anyway, certain aspects of them) look like when spelled out externally in a collective text” (p. 83).

Geertz offers lots of specific empirical data and uses concepts that would apply across cases, including terms like “chickens” and “betting” that arise globally. However, he is not primarily interested in what causes cockfights in Bali or what they cause. His main question is: What is this thing? Since Balinese cockfighting is a human activity, what it is is what it means. And it has meaning as a whole thing, not as a collection of parts.

Conclusion

This discussion may suggest that holistic reasoning is more sensitive and thoughtful than analytic reasoning. But recall that ambitious social reform proposals depend on analytic claims. If everything is contextual, then there is no basis for changing policies or priorities that apply across cases. Holistic reasoning may be conservative, in a Burkean sense–for better or for worse.

Then again, a “whole” need not be something small and local, like a cockfight in Bali or a college in the USA. A nation-state can also be analyzed and interpreted holistically and changed as a result.

It is trite to say that we need both analytic and holistic reasoning about policy, but we do. Instead of jumping to that conclusion, I’ve tried to draw a contrast that suggests some real disadvantages of each.

References: Brandom, Robert B. Articulating reasons: An introduction to inferentialism. Harvard University Press, 2001; Geertz, Clifford. “Deep play: Notes on the Balinese cockfight.” Daedalus 134.4 (2005): 56-86. See also: against methodological individualism; applied ethics need not mean applying ethical systems; what must we believe?, modeling social reality; choosing models that illuminate issues–on the logic of abduction in the social sciences and policy; choosing models that illuminate issues–on the logic of abduction in the social sciences and policy; different kinds of social models etc.

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People are not Points in Space

Newly published: Levine, P. (2024). People are not Points in Space: Network Models of Beliefs and Discussions. Critical Review, 1–27 (2024). https://doi.org/10.1080/08913811.2024.2344994 (Or a free pre-print version)

Abstract:

Metaphors of positions, spectrums, perspectives, viewpoints, and polarization reflect the same model, which treats beliefs—and the people who hold them—as points in space. This model is deeply rooted in quantitative research methods and influential traditions of Continental philosophy, and it is evident in some qualitative research. It can suggest that deliberation is difficult and rare because many people are located far apart ideologically, and their respective positions can be explained as dependent variables of factors like personality, partisanship, and demographics. An alternative model treats a given person’s beliefs as connected by reasons to form networks. People disclose the connections among their respective beliefs when they discuss issues. This model offers insights about specific cases, such as discussions conducted on two US college campuses, which are represented here as belief-networks. The model also supports a more optimistic view of the public’s capacity to deliberate.

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Civic Studies as a response to crises in American higher education

This is a panel at the American Enterprise Institute yesterday, part of a daylong conference on “The Future of the American University: Civic Education, Past and Present.” I am on the panel with Justin Dyer, the dean of the new School of Civic Leadership at the University of Texas at Austin, and our moderator, AEI’s Yuval Levin. I made a case for Civic Studies as a new field and then enjoyed the discussion with my two colleagues and the interesting questions from the audience.

The rest of the day was interesting and valuable and can be explored here.

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Florida Council for the Social Studies Annual Conference

Good afternoon, friends! This is a public service announcement of sorts to encourage you to submit a proposal for the Florida Council for the Social Studies Annual Conference, held at the Florida Hotel and Conference Center in Orlandon this October!

We are expecting a great many excellent sessions, and of course the Lou Frey Institute/Florida Joint Center for Citizenship will be exhibiting there as well. So be sure to submit your proposal in any area of the social studies, and be sure to register to attend!

Verdant mountains usually walk

In a museum not far from our house, there is a painting entitled “Zen Saying” by the great teacher Hakuin Ekaku (1685-1768). Author of the koan “What is the sound of one hand clapping?”, Hakuin “was the most influential Rinzai Master in Japanese history” (Kasulis 1981, p. 105), and Rinzai is one of the three traditions of Japanese Zen.

The label translates the calligraphed words as: “Verdant mountains usually walk, barren women give birth at night.” The label also explains that the character for “usual” or “normal” (tsune) is here elongated in an unusual way–indeed, to the very “limits of legibility.”*

When I try to think about verdant mountains walking, I can form inferences. For example: if verdant mountains walk, we’d better stay out of their way! I cannot picture them walking without resorting to a cartoonish image. This is a limitation of my imagination, of language, or of the possible.

I can imagine that Hakuin–after decades of practice–had a different experience from mine when he thought of walking mountains and barren women giving birth. I can picture him having that experience without sharing it.

(By the way, he might equally have seen statements such as “The self exists” and “There is no self” as senseless paradoxes.)

I cannot read Hakuin’s brushstrokes. I could, however, learn to read Japanese calligraphy, and I already know (roughly) what this text means. The characters are across a border of understanding from me, yet I can know what lies over there and can even shift the border by learning more from scholars and intermediaries.

I cannot feel what it was like to be the artist who painted this image, but I can learn many facts about his life, his genre, the koan he represents here, the tradition of koans, and his context. Again, Hakuin stands across a border, but I can indefinitely continue learning about what is on his side.

Right now, I am looking at a photograph of the painting, having recently seen the original. My mental state is reasonably calm but perhaps a bit distracted, since I am also typing. I know that I could see the same image while anxious or bored, and the whole experience would be different. I could even deliberately induce a state of anxiety. Then I would know that I had experienced the image while I was calm, but I would no longer be able to feel it the same way.

In short, there is a border around my current state of mind. I know what lies beyond it and can say (roughly) how it feels over there, but I cannot feel it now. I do know that the world for me always has a certain mood, which can change. In that sense, I know that my condition is temporal.

Expanding the scale of time, I can recall (sometimes vividly) what it felt like to be a child or a young parent with a child in arms. But those are memories rather than experiences. There is a border around my identity as a middle-aged person. I can see over it but cannot cross it.

I can imagine the permanent end of my own consciousness. But experiences turn instantly into memories, and not so with death. There is a border around the whole of a life. We can know what the world will be like without ourselves in it but cannot feel that absence. Hakuin experienced the end of his consciousness and left something for us that he can no longer know.

I am sitting and typing next to my dog. We each know and care a lot about the other. But Luca has no idea about Japanese Buddhist calligraphy, not even enough to form questions that are beyond his ken. He doesn’t know that he doesn’t know. I understand barely enough about Zen that I do know some of what I don’t know, but my dog’s example shows that there can easily be things entirely beyond any being’s capacity to grasp.

The Japanese word kyogai is important in Zen practice. It is often translated as “consciousness.” It turns out that it literally means “boundary” or “bounded place,” and it derives originally from the Sanskrit word visayah, in the sense of a pasture that has a boundary.

Think of an animal grazing in a space surrounded by hedges. Or think of Hakuin, with his specific language and mood, writing about verdant mountains that walk. The mountains are outside his pasture, and he is outside mine.

Mumon Yamada (1900-1988) taught:

This thing called kyogai is an individual thing. Only a sparrow can understand the kyogai of a sparrow. Only a hen can understand the kyogai of a hen and only another fish can understand the kyogai of a fish. In this cold weather, perhaps you are feeling sorry for the fish, poor thing, for it has to live in the freezing water. But don’t make the mistake of thinking it would be better off if you put it in warm water; that would kill it. You are a human and there is no way you can understand the kyogai of a fish (in Hori 2000)

This is not precisely true. We can understand a vast amount about the fish, including its ideal water temperature and details about its sensory organs and neurology. There is a sense in which we can understand the kyogai of the fish and the fish cannot. It presumably has no grasp of the category of kyogai (or to draw from a different tradition, Umwelt). However, it is correct that we can never know how it feels to be a fish. We can’t even feel as we ourselves do in a different mood. And who knows what kyogai we cannot even imagine?

Victor Sogen Hori adds:

Kyogai can be said to change and develop, for it is a product of human effort. Thus one can say “His kyogai is still unripe” (Mada kyogai ga mijuku) or “His kyogai is still shallow” (Mada kyogai ga asai), implying that even though the monk has been working at overcoming his indecision, or fear, or pride, he still shows traces of self-consciousness. Finally, kyogai bears the quite personal imprint of the particular individual. One person’s way of acting in a fire drill, cooking in the kitchen, carrying on the tasks of daily life may be energetic and impassioned; another may do the same tasks coolly and methodically. Yet each may in his own fashion be narikitta in the way he acts. Thus one can say of monk Daijo’s way of performing some task, “That is typically Daijo kyogai.” (Hori 2000, p. 293).

If we can change our kyogai, how should we go about that?

We can ignore the boundaries (including the boundary of death) and graze in our respective pastures. This may be wise.

We can explore our own pasture and its boundaries to come to understand it fully. That is what Kant meant by a “critique” of reason–not a criticism of it, but an analysis of its structure and limits.

We can interact with people who have crossed our own boundaries. I am fortunate that a painting from the hand of one of the most famous Zen masters is in my neighborhood. To study that painting is to observe someone from a different time and context–and specifically someone who wrote about things “whereof one cannot speak.” Hakuin wrote koans not for himself but to benefit others, living and not yet born.

And we can try to cross the boundaries. A koan is a tool for doing that. The painting by Hakuin represents a verbal koan in Japanese characters. It is also a physical object that can work as a koan.

Dogen (1200-1253) comments on the koan, “Who can hear insentient beings speak dharma?” He says:

Only the insentient know the dharma they speak of,
just as walls, grass, and trees know the spring.
Ordinary and sacred are not hemmed in by boundaries,
nor are mountains and rivers; sun, moon, or stars.

“Zen Saying” is an insentient object that hangs on the wall of the museum. During a few seconds more than 250 years ago, Hakuin took a stick of hardened soot and glue, ground it with water, dipped a brush into the mix, and spread some of the blackness downward across the paper to make a long, imperfectly straight, sometimes translucent line that is unmistakably a brushstroke. That line is a bit of earth, a thing. It depicts nothing, but it means “usual,” contributing to a sentence about something so unusual that we cannot envision it.*

The line is a trace of the act of a specific man who long ago became insentient soot himself. The other insentient things around this work look different in its presence, as–according to Heidegger–a Greek temple that stands on the earth and presents itself as the home of a god makes a world appear:

The luster and gleam of stone, glowing by grace of the sun, first makes manifest the light of the day, the breadth of the sky, the darkness of the night. The temple’s firm towering makes visible the space of air. The steadfastness of the work contrasts with the weaving of the flowing sea, and in its own repose brings out the latter’s turmoil. Trees and grass, eagle and bull, snake and cricket first enter into their contrasting shape and thus come to appear as that which they are (Heidegger 1964, pp. 669-70).

Standing in the presence of the “Zen Saying,” I sense my contrast with it and feel myself appearing as that which I am.


References: T.P. Kasulis, Zen Action, Zen Person (University Press of Hawaii, 1981); Victor Sogen Hori, “Koan and Kensho in the Rinzai Zen Curriculum,” in The Koan. Texts and Contexts in Zen Buddhism (2000); The Essential Dogen, edited by Kazuaki Tanahashi and Peter Lovitt (2013), p. 170; and Martin Heidegger, “The Origin of the Work of Art,” trans. Albert Hofstadter, in Philosophies of Art and Beauty, ed. Albert Hofstadter and Richard Kuhns (New York: The Modem Library, 1964). See also: thinking both sides of the limits of human cognition; ‘every thing that lives is holy’: Blake’s radical relativism; a Heideggerian meditation; nostalgia for now; Ito Jakuchu at the National Gallery; and on inhabiting earth with inaccessibly beautiful things

*I got that information from the label, but a friend tells me that the character that is so boldly elongated stands for “walk.”

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