epistemic network analysis and morality: applying David Williamson Shaffer’s methods to ethics

David Williamson Shaffer and his colleagues are developing an influential approach to education and assessment that relies on the notion of “Epistemic Network Analysis.” They posit that a “profession or other socially valued practice” (e.g., engineering) has an “epistemic frame” that is composed of many facts, skills, values, identities, and other concepts that advanced practitioners link together in various ways. Thus you can diagram a professional’s epistemic frame as a network and measure it using tools that have been developed for measuring social networks. What nodes are most central? How dense is the whole network? How many clusters does it have?

One way to collect the data necessary for this kind of analysis is to ask a practitioner to write or talk about her work. Many of her sentences will invoke concepts and link them together. (“I did A because I knew that B.” “I recommend C because I believe in ethical norm D.”) By coding the text, one can produce a dataset that can be displayed and analyzed in network terms. As Shaffer and colleagues note, the graph is not the actual epistemic network; it is a representation of how the engineer’s mentality works under specific practical circumstances (Shaffer et al, 2009, p. 14).

If a profession is worthy, then learning its epistemic frame is desirable. As students experience a course, a project, or an internship, their epistemic frames can be diagrammed and quantified at regular intervals. The learners’ networks should grow more similar to those of advanced professionals. Measures of network structure can be used for “formative assessment” (giving feedback on what the student should study) and “summative assessment” (awarding a grade or credential).

I have posited that moral thinking is also an epistemic frame (to use Shaffer’s terminology). We hold many morally relevant ideas that we connect by various kinds of links, not just logical inferences but also causal theories, generalizations, analogies, etc. We can graph our own moral mentality as a network of ideas and connections. Moral learning means building a moral network map that resembles that of a good moral thinker. (I leave aside for now the question of whether good moral reasoning is related to good moral behavior.)

One can easily see that the moral network map of an average adult is more complex than that of a 2-year-old. It is uncontroversial that a toddler needs to learn to reason more maturely, in which case his network map will look more like yours and mine. But that leaves a lot of room for debate about what an ideal map looks like. Defining good moral thought is a normative, not an empirical, question.

To some extent, that is also true of engineering. It is not self-evident what makes a “good” engineer. However, as long as we assume that the profession is working reasonably well and fulfilling its social purposes adequately, then a “good” engineer is presumably a respected and successful one. We can identify such people empirically: they have high grades, awards, and responsible positions. Then we can diagram their epistemic frames and compare novices to exemplary professionals to assess their learning.

The situation is much harder with morality. We debate what specific moral concepts and relationships should be found on a person’s epistemic frame. For instance, should everyone’s graph show the existence of God, linked to a set of commandments? We also debate what formal properties any moral network should display. Should it be highly centralized around one fundamental truth? Classical utilitarians and some religious fundamentalists would say so. Or should it be very flat and complex, as certain liberals have held?

Here I would introduce a controversial–but not original–premise that makes the identification of good moral networks somewhat more empirical. No human being can have a fully adequate moral theory in place before she faces the various situations of life. The moral world is far too complex for that. It involves countless differently situated people interacting in countless situations in relation to institutions (like education, romance, politics, and punishment, to name a few) that have evolved to have manifold purposes and meanings. So to think well morally is not to apply a theory to each new case, but rather to learn constantly. Learning results from interactions with other people (whether face-to-face or vicariously). By “interaction,” I do not mean only communication, or the exchange of ideas. Groups of people can agree on thoroughly foolish ideas unless they try to put them into practice. So “interaction” means a combination of exchanging ideas, trying to work together, and reflecting on the results–what Dewey often called “conjoint activity.”

Who is good at that? This is not strictly an empirical question, because we might disagree about how to assess various styles of interaction. Should we admire the persuasive ideologue? The follower of fads? But although value-judgments are inescapable, I think it is partly an empirical question who participates constructively in conjoint activity. Good participants do not impose preexisting ideas and do not merely adopt the majority’s view, but shape the group’s beliefs while adjusting their own.

As I have written before, my own unsystematic observation suggests that people who are better at moral interaction have epistemic networks with these features:

  1. Lots of nodes and links, because each idea is an entry point for dialogue, and each reflects some prior learning.
  2. A degree of centrality, because some moral ideas are genuinely more important than others; and also because one should develop a set of prized values that constitute your character. Yet:
  3. No outright dependence on a small set of nodes to hold the whole network together, because then disagreement about those nodes must end a conversation, and doubt about them will plunge you into nihilism. You may believe in fundamental principles, but you should be able to reason around them. The network should be robust in that sense.

We might try to identify the actual epistemic frames of people who are good at collaboration and deliberation and see if they manifest the three features I listed above. We could then map the networks of children and other moral learners to see if they are developing to resemble the exemplary cases. Again, this would not be a value-neutral research program, but it would have a strong empirical component.

We can, in fact, pursue three levels of analysis.

  1. Each individual has an evolving and not-fully-conscious epistemic frame composed of many ideas and connections.
  2. The individual belongs to a community of other people who all have networks of their own. Their networks overlap and influence each other because moral learning is social. (Even a recluse got his ideas from someone else). Within a community, individuals’ maps intersect in a second way as well. If one person has a moral commitment to a specific other person, that other will appear on her map.
  3. Finally, the world is composed of many moral communities. But these are never fully separate and distinct. They are always complex, overlapping, and vaguely-bordered networks. Given two entities that we call “cultures,” no matter how remote, we will likely find common nodes and connections in their respective moral networks. I leave aside the possibility that all human beings share a set of ideas as our biological inheritance. That may be the case, but I do not rely on it. Rather, all communities interact (even the so-called “uncontacted peoples” who live deep in rain forests), and so the members of community A always share some nodes with members of community B nearby as a result of their “conjoint activity.”

At the individual, community, and global level, the process of moral reasoning is fundamentally the same. It is always a matter of developing a more satisfactory network of ideas and connections. This is not easy, conflict-free, or pretty. Individuals face deep internal conflicts among incompatible ideas, and people and communities often actually kill each other on account of such disagreements. Nevertheless, we can point to individuals and groups that are better at constructive engagement, and moral learning means becoming more like them.

Reference: David Williamson Shaffer, David Hatfield, Gina Navoa Svarovsky, Padraig Nash, Aran Nulty, Elizabeth Bagley, Ken Frank, Andre A. Rupp, and Robert Mislevy, “Epistemic Network Analysis: A Prototype for 21st Century Assessment of Learning,” International Journal of Learning and Media, vol. 1, no. 2 (2009), pp. 1-22.

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six types of freedom

(Ft. Lauderdale, FL, en route to Austin, TX) Here are six types of freedom. Isaiah Berlin cited the first two as part of his argument for pluralism. He believed that genuine goods were distinct and incommensurable. For instance, a reasonable person could value two types of freedom, but no social order could maximize both simultaneously. We would have to choose, not only between the two types of freedom that he described, but also among freedom, happiness, equality, and other worthy goods.

Much in the spirit of his work, I extend the list of freedoms to six:

1. Negative liberty: freedom from constraint in the form of tangible action against the person or her property or (much more commonly) the threat or fear of such. Because fellow human beings can threaten violence, anarchy poses dangers to negative liberty. (Think of failed states flooded with AK-47s.) Although parents must constrain the negative liberty of their children, they can abuse that power. To combat anarchy, intra-family abuse, and other forms of violence among citizens, states are probably necessary. Yet in most of the world, it is the state that can threaten violence most effectively and pervasively. It must be curtailed in the interest of negative liberty.

2. Positive liberty: the freedom to do something. You are not free to travel, for example, unless you can afford a fare. Positive liberty is a matter of degree, since human beings are simply not able to do everything we want. But there may be a list of fundamental capabilities that everyone should be able to exhibit, and they require external support. You can’t learn to read unless someone teaches you. If one has a meaningful right to a positive liberty (e.g., the right to read), then some other person or community has a duty to provide it; and the state may be the best means to enforce that duty. But if I must pay taxes for your kid’s education or face imprisonment, then my negative liberty has been curbed in the interest of her positive liberty.

3. Individuality: the freedom to develop and express a unique personality and life-story in both the public and private spheres. Individuality may require a degree of negative and positive liberty, but it also faces threats not yet mentioned. The social norms that are strongest in tight, traditional communities and the mass culture that dominates today’s global society both inhibit individuality. Mass culture already worried de Tocqueville, but it has been hypercharged by advertising and technology. The global mass exercises its power less through majority rule at the ballot box than through search algorithms, trendy catchphrases, and addictive tunes.

4. Freedom from manipulation: I am treated as a means to someone else’s ends when the other person sways, threatens, or pays me to do what he wants. I am treated as an end when the other person tries to decide with me what we should do. States and markets arrange people as means to each others’ ends, perhaps unavoidably. Freedom (in this fourth sense) exists in ethical communities whose members treat each other as ends in themselves. Neither positive nor negative liberty guarantees such communities.

5. Freedom to make the world (or to live in a world that we make). Society is an artifact. We are born into the society of our ancestors, with all its flaws. But we are not compelled to replicate it. We become freer in this fifth sense the more that we design and fashion the world that we inhabit. That is a collaborative task, so it requires some limitations on negative liberty. But it is also not the positive liberty of being given an education or an airplane ticket. It is a matter of active co-creation.

6. Equanimity: freedom from the dread, doubt, disquiet, and sorrow that are consequences of being vulnerable and mortal creatures who care about other fragile living things. Although it is harder to achieve equanimity under conditions of extreme duress (e.g., given a complete lack of negative or positive liberty), and although mass culture threatens equanimity, inner peace seems to have different conditions. Indeed, when positive liberty means incessantly choosing consumer goods, it is incompatible with equanimity, as is individuality when it turns into narcissism, or co-creation when it becomes a vain yearning to build wholly new and permanent things.

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Emerson’s mistake

Emerson’s Self-Reliance makes a provocative case for cultivating the self and shunning morality in the form of obligations to others. One famous paragraph begins, “Whoso would be a man must be a nonconformist. … Nothing is at last sacred but the integrity of your own mind.” The same paragraph ends with an argument against charity as an entanglement that damages integrity: “do not tell me, as a good man did to-day, of my obligation to put all poor men in good situations. Are they my poor? I tell thee, thou foolish philanthropist, that I grudge the dollar, the dime, the cent, I give to such men as do not belong to me and to whom I do not belong.”

Emerson strongly favors interacting with other minds, especially the geniuses who figure in the books that he devours in his private hours. Moses, Pythagoras, Plato, Socrates, Jesus, Luther, Milton, Copernicus, and Newton are just some of the names he invokes in Self-Reliance. He thinks these people (all men) had distinct and invariant characters. “For I suppose no man can violate his nature. All the sallies of his will are rounded in by the law of his being.” Thus, to understand an author is to grasp something unitary and unique about him that inspires you to enrich your own equally coherent character, not by sharing his truth but by creating your own. In Experience, Emerson writes:

Two human beings are like globes, which can touch only in a point, and, whilst they remain in contact, all other points of each of the spheres are inert; their turn must also come, and the longer a particular union lasts, the more energy of appetency the parts not in union acquire. Life will be imaged, but cannot be divided nor doubled. Any invasion of its unity would be chaos.

But this is false. To experience another person’s mind (whether through a brilliant book or an everyday interaction) is not just to pick out one idea that you think defines the other. It is to begin exploring his or her web of thinking while sharing your own. You both have unique webs, but each element of your thought is shared with many other people. You gain the most by exploring many of the other person’s moral nodes and their connections. This does not threaten your “unity” or risk chaos, because your own character was already a heterogeneous, evolving, and loosely connected web that you largely adopted from other people. Touching at just one point is a failure of communication and interpretation.

To be sure, you can strive to disentangle from everyday life and politics and prefer books to “dining out occasionally” (which, Thoreau found, interfered with his “domestic arrangements”), but you should not persuade yourself that you have thereby disconnected your network map from everyone else’s. Your self is still a social creation, and you are still mentally involved with others, even if you detach politically and economically.

References: Emerson, “Self-Reliance,” in The Essential Writings of Ralph Waldo Emerson, (New York: Random House, 2009) pp. 134-5, 138. Emerson, “Experience,” in ibid, p. 322. Thoreau, Walden: Or, Life in the Woods (New York: T.Y Crowell & Co., 1899)p. 62

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Me on Al-Jazeera on Who Can Think

Monument to Amilcar Cabral, Praia, Cape Verde by Xandu (Own work) [Public domain], via Wikimedia Commons

Monument to Amilcar Cabral, Praia, Cape Verde by Xandu (Own work) [Public domain], via Wikimedia Commons

For context: I really like Al-Jazeera. They have better reporting on Africa than most other big news outlets (for general Africa news in English that won’t cost you over $1000/year, it’s pretty much them and the Christian Science Monitor – for specific countries, there’re other good sources).  I also love that they have columnists who talk seriously about philosophy, even if I don’t always (or, it seems often) agree.

But I wanted to say a couple quick things about a column that I read this morning there (published yesterday) that struck me as simply bizarre in a few respects.

The piece is called “Can Non-Europeans Think?”  It’s a response to an earlier column on Slavoj Zizek and takes that article – rightly, I think, this is where I agree – to task for this passage:

There are many important and active philosophers today: Judith Butler in the United States, Simon Critchley in England, Victoria Camps in Spain, Jean-Luc Nancy in France, Chantal Mouffe in Belgium, Gianni Vattimo in Italy, Peter Sloterdijk in Germany and in Slovenia, Slavoj Zizek, not to mention others working in Brazil, Australia and China.

Dabashi’s response is odd in two ways, I think, and contains a more serious error in a third.

First, the original column contains an implicit snub of basically all Anglo-American philosophy, that Dabashi does not correct. I suspect – though I don’t know the guy, so who knows – that he agrees that Anglo-American philosophy should be snubbed.

As Dabashi points out, the only American philosopher on the list is Butler, and she is very heavily influenced by 20th Century French philosophical thought. What’s bizarre about this for a philosopher working in the US is that, while I make extensive use of Butler in my book (and did in my dissertation), among many Anglo-American, “analytic” philosophers, this is considered at least slightly disreputable (not obviously among the colleagues I hold near and dear, but certainly among many in the profession). So the list is a sort of bizarro-world list of important philosophers, from the perspective of English-language academia – even if we’re limiting ourselves to living, reasonably-well-respected-among-philosophers thinkers who could plausibly be called “public intellectuals” (so no one like, say, Pettit, who is very influential within philosophy but mostly unknown outside academia), the list would probably include at least some of Martha Nussbaum, Richard Posner, Michael Ignatieff, Catherine MacKinnon, Michael Walzer, or Leon Kass (and that’s just off the top of my head, I’m sure there are other good candidates).

That’s annoying inside baseball for the philosophy profession, and doesn’t really undermine the main point of the reply, which is that the list is entirely European (with the exception of some unnamed philosophers in Brazil and China).

What’s more relevant to the point is that it leaves out important philosophers outside Europe. For instance, on Africa:

We can turn around and look at Africa. What about thinkers like Henry Odera Oruka, Ngugi wa Thiong’o, Wole Soyinka, Chinua Achebe, Okot p’Bitek, Taban Lo Liyong, Achille Mbembe, Emmanuel Chukwudi Eze, Souleymane Bachir Diagne, V.Y. Mudimbe: Would they qualify for the term “philosopher” or “public intellectuals” perhaps, or is that also “ethnophilosophy”?

I love wa Thiong’o's The Wizard of the Crow. I am ashamed not to have read more Achebe. And he certainly counts as a fierce public intellectual. But they’re novelists, first and foremost. Soyinka is someone to greatly respect, but primarily a playwright/poet/activist. p’Bitek was a poet (and also died in 1982, which would seem to disqualify him from this particular conversation). Liyong was primarily a poet and literature critic.  Only half the list are thinkers who are recognizable as philosophers in a disciplinary sense. And of those, Oruka and Eze are dead, Diagne and Mudimbe aren’t based in straight-up philosophy programs (not fatal to their intellectual stature, by any means! It just reflects on the odd nature of the list) and only Mbembe teaches at a university in Africa, and he is at a major university in South Africa, which is uncommonly well-connected to the global profession for Africa.  Meanwhile, a number of living, prominent African philosophers could have been added, notably Appiah, who was president of the American Philosophical Association.  I might also suggest Gyeke, a prominent living Ghanaian philosopher.

[This whole next paragraph needs a big disclaimer: I AM NOT AN EXPERT ON AFRICAN PHILOSOPHY. I would welcome argument on this take! I am probably wrong, per the blog title!]

Though perhaps even more than Appiah, an odd lacuna from Dabashi’s list is Hountondji, for three reasons. First, his most famous book, African Philosophy: Myth & Reality specifically takes aim at the idea that Dabashi seems to be criticizing, that Africans cannot do “philosophy” but only “African philosophy.”  Hountondji’s whole schtick is that African philosophy is nothing other than philosophy done by people who live in Africa or are of African descent, and should engage with and can live up to the standards of philosophy of other origins. In fact, he makes a pretty persuasive argument that the “sage philosophy” movement exemplified by Oruka reinforces the relegation of African philosophy to “ethnophilosophy” by insisting that there is a different African tradition and way of thinking that should not be judged by the standards of Western philosophy. I think Dabashi’s article has a similar effect, though surely unintended – “I couldn’t find enough philosophers in Africa, but here are some poets and such who address some philosophical themes, that’s probably good enough, you know, for Africans.”

Second, less importantly, Hountondji certainly has the European pedigree that Dabashi values – he studied with Althusser and Derrida. Third, he certainly has public intellectual cred: he was a minister in the Beninois government and a high muckety-muck at CODESRIA.

I don’t have as much expertise [so, instead of minimal, zero] on philosophers from other non-European regions, but I would also just note: Sen isn’t on the list of Indian philosophers? WTF?

But in closing, I want to return to a different point that I think Dabashi gets wrong, and this one is important aside from who would be on our philosophical dream teams.

Dabashi uses his concerns about non-European philosophers not making lists as a springboard to talk about imperialism. He cites approvingly Gramsci’s misquote of Kant’s categorical imperative. Kant said that you should act only in such a way that you could will that everyone else act according to the same principle; Gramsci’s gloss adds everyone “in a similar situation.”

Dabashi uses this to go on a discussion of how the universalist aspirations of philosophy make it inherently imperialist, a shadow of Europe’s former(?) imperial reach.

This strikes me as a problematic take in two ways.

First, I think it represents a particularly destructive and unhelpful kind of critique. So Kant potentially substitutes his own views for those of everyone, in an “imperialist” way – this is probably true of him, as well as Rawls and Frances Kamm (zing!). So what? The question is what we are doing with him, and Kant has been used to good effect in very cosmopolitan and de-centered kinds of philosophy. For instance, I have in mind Korsgaard, who develops a theory based around mutual accommodation and reciprocity, but who is building on Kant and could probably not have written her book without doing it.  Maybe Dabashi does this when he’s not writing pieces for al-Jazeera, I don’t know, but the piece here strikes me as critique in its least helpful mode, finding an echo of something problematic in philosophical work and using it almost purely to dismiss.

Department of Philosophy and Classics at the University of Ghana, 2009

Department of Philosophy and Classics at the University of Ghana, 2009

Second, I think it risks missing the real imperialism and anglo-americo-eurocentrism for a focus on the intellectual problem. I spent the Fall of 2011 on a Fulbright to the Department of Philosophy and Classics at the University of Ghana. Aside from missing my family, it was a very interesting and stimulating experience – of course, I had my gripes about things, and became that white guy complaining about the water, but overall I had some great philosophical conversations with folks there, both at the department and in my research with the military.

But philosophers there are working at a serious disadvantage, in a way that reinforces a perception of African philosophy as “ethnophilosophy.” First, I think people don’t often appreciate the logistical challenges that African philosophers sometimes face. I was lucky, in that I retained many of my global connections. But my colleagues had to scrape to get access to many professional journals, and their access was often supported at the whim of external donors – access to things like journal archives is expensive!  That’s why I’m planning to try to publish as much as I can in open-access formats (I would release my book as Creative Commons if it wouldn’t make my tenure committee have a good laugh at my expense).  But if you can’t engage with the most current research, it’s going to hurt you when you go to try to get your own stuff published and become respected as a philosopher. Even books can be a problem – you might think that eBooks would be a great boon to folks working in a place where getting physical books shipped (no Amazon warehouse in Ghana!) can be slow and expensive, but I quickly learned when I suggested this that the problem is: good luck getting Amazon to take payment for that eBook in Ghana cedis. Plus, while I don’t get to conferences enough, that’s my own fault – my Ghanaian colleagues made pretty decent salaries for Ghana, but it made going abroad to conferences, relatively speaking, much more expensive for them – again, making it harder to gain recognition, other things equal.

Second, there’s a weird angle on this from the “metropole.” Take my own tenure case. Having the Fulbright to my name certainly will help me, but the opinion of my African colleagues while I was on it won’t. I have been told that, when I suggest references for my tenure case, I need to have almost all of them be from as-prominent-as-I-can-snag American and UK universities, because they are the ones that the promotion and tenure committee will know. On the one hand, this is largely reasonable – if the APT committee has no idea whether Emmanuel Ani is a smart dude (he is), they have no way of knowing whether his thinking I’m a smart dude matters. But on the other hand, this uncomfortably makes Western people’s assessment of whether I’m likely to be a good colleague to Africans more important than Africans’ assessment of whether I was. It gives me strong incentives not to spend my time engaging with African philosophers. And again, makes it harder than it should be for Africans – who will have an easier time, for the reasons above, interacting with other African scholars – to get recognition outside the African scholarly sphere. That reinforces the relegation of African philosophy to “ethnophilosophy” in the way that Dabashi rightly complains about. Even for me, it would be different probably if I was working on some area of philosophy where the African-ness of my interlocutors was important, not just their philosophical acumen, but that would basically mean I was working on…. drum roll… ethnophilosophy.

So in the end, I agree with Dabashi that relegating African (and other non-European) thinkers to “ethnophilosophy” is problematic – I want to be able to read, write about, and assign Cabral for reasons that have nothing to do with his happening to be from Cape Verde (I do not, no, use him enough in my work – I am part of the problem!). But I think focusing on the theoretical imperialism of the philosophical enterprise doesn’t help much, and in fact may blind us to the ways in which the marginalization of non-European philosophy has more to do with mundane, material barriers. U Ghana has some really smart Plato scholars and Eze and Wiredu had some great fights about deliberative democracy. I trust African philosophers to take a critical eye to Kant and Rawls and Quine and whoever – if, you know, we pay attention to the practical barriers we’ve put up to them engaging in that conversation with us Europeans.

OK, I’ve spent way too long on that.