individuals in cultures: the concept of an idiodictuon

Posted on January 7, 2022 by Peter

In linguistics, a language is a whole system of communication used by a group, encompassing its semantics, grammar, and pragmatics. A dialect is a particular form of a language typical of a specific region. A sociolect is like a dialect, except that it is used by a dispersed social group, such as a profession or a class. A register is a form of a language used in a particular situation or context, such as by lawyers in court. And an idiolect is the distinctive way that an individual speaks: that person’s active vocabulary, grammar, accent, and preferred forms and style of speech.

Previous authors have used these distinctions from linguistics to inform models of culture. Language offers a useful model or example for understanding culture because we are familiar with explicit efforts to learn second languages, to list components of a given language in a dictionary, and to invent a writing system to represent a language (Goodenough 1981, p. 3; Goodenough 2003). I am especially interested in the aspects of culture that involve value-judgments: ethics, politics, aesthetics and religion.

I believe the following ten points from linguistics are relevant to thinking about culture (in general) and specifically about values:

Registers, dialects, sociolects, and languages all encompass variation. Each person talks and understands differently from others and evolves as a speaker over time. Therefore, the same body of communication by real human beings can be carved up in many ways. For instance, we can draw a dialect map of the USA that shows more or fewer regions, and we can declare the same material to be a language or a dialect depending on whether we prefer to accentuate differences or similarities.
Idiolects do not nest neatly inside dialects and sociolects, which do not not nest neatly inside languages. They are more like complex Venn diagrams. An individual may draw on several dialects or languages. In cases of code-switching, the individual sometimes uses one register or sociolect and sometimes switches to a different one. Or people may consistently use a mix of influences from multiple sources. For instance, Spanglish is characterized by Spanish influences on English–and there are several different regional Spanglish dialects within the United States today. On the other hand, imagine an elderly American whose speech reflects some influence of Yiddish from the old country. Her idiolect is then not part of any dialect but is a unique mix of two languages with which she may successfully communicate even though no one else nearby sounds like her.
Nobody knows all of any given language, dialect, or sociolect. An effort to catalogue an entire language describes a body of material that none of the users know in full. For instance, nobody knows all the meanings of all the words in an impressive dictionary (which is, itself, an incomplete catalogue of the entire language). Instead, people share sufficient, overlapping portions of the whole that they can communicate, to varying degrees.
Each of us knows our own entire idiolect. (That is what the word means.) However, we could not fully describe it. For instance, I would not be able to sit down and list all the words I know and all the definitions I employ of those words, let alone the grammatical rules I employ. If I were presented with a dictionary and asked which words I already know, I would check too many of them. The dictionary would prompt me to recall words and meanings that are normally buried too deep in my memory for me to use them. That brings up the next point:
Language is dynamic, constantly changing as a result of interaction. A language constantly borrows from other languages. A person’s idiolect is subject to change depending on whom the person talks to. The best way to characterize an idiolect or a language (or anything in between) is to collect a corpus of material and investigate its vocabulary and grammar. That is a worthwhile empirical exercise, but it requires a caveat. The corpus is a sample taken within a specific timeframe. The idiolect or the language will change.
It is possible to make a language (or a smaller unit, like a sociolect) relatively consistent among individuals and sharply distinguish it from other languages. For instance, a government can set rules for one national language and encourage or even compel compliance through schooling, media, religious observance, and even criminal penalties. Law schools teach students to talk like lawyers in court. However, there are also language continua, in which local people speak alike, people a little further away speak a little differently, and so on until they become mutually unintelligible. Before the rise of the nation-state and modern mass media, language continua were much more common than sharply distinguishable languages. Linguistic boundaries require exercises of power that are costly and never fully successful. Meanwhile, at the level of an idiolect, individuals may strive to make their own speech consistent and distinctive or else let it change dynamically in relation with others. People vary in this respect.
Language is–in some way or degree–holistic. That is to say, the components of a language depend on other components. For instance, a definition of a word uses other words that need definitions. I leave aside interesting and complicated debates about holism in the philosophy of language and presume that some degree of holism is inescapable.
Therefore, it can be helpful to diagram an idiolect, a dialect, or a language as a network of connected components rather than a mere list. I am not saying that language is a network; language is language. However, semantic network diagrams are useful models of idiolects, dialects, and languages because they identify important components (e.g., words) and connections among them. A semantic network diagram for a group of people will capture only a small proportion of each individual’s language but may illuminate what they share, showing how they communicate effectively.
While words and other components of language are linked in ways that can be modeled as networks, people also belong to social networks, linked together by relationships of influence. A celebrity influences many others because many people receive her communications. The celebrity is the hub of a large social network. At the opposite extreme, a hermit would not influence, or be influenced by, anyone (except perhaps by way of memories).
Whole populations change their languages surprisingly quickly, and sometimes without mass physical migration. The same population that spoke a Celtic language (Common Brittonic), transitioned partly to Latin, then fully to Germanic Anglo-Saxon, and then to a mixture of Anglo-Saxon and French without very many people ever moving across the sea to England. Today about 33 million people in South Asia also speak dialects of it. A few people can strongly influence a whole population due to their network position–which, in turn, often reflects power.

The point of this list is to suggest some similarities with other aspects of culture. Like a language, another part of a culture can be modeled as a shared network of components (e.g., beliefs, values, or practices) as they are used by people who are organized in social networks, which reflect power.

Such a model is a radical simplification, because each individual holds a distinctive and evolving set of components and connections (e.g., linked moral values); but simplifications are useful. And we can model culture usefully at multiple levels, from the individual to a vast nation.

There are precedents for this kind of analysis. The anthropologist Ward Hunt Goodenough encountered the concept of idiolects in the 1940s, while studying for a doctorate in anthropology (Goodenough 2003). By 1962, he had postulated the idea of “each individual’s private culture, if we may call it that, [which] includes his conception of several wholly or partially distinct cultures (some well elaborated and others only crudely developed in his mind) which he attributes to others individually and collectively, both within and without his community. A person’s private culture is likely to include knowledge of more than one language, more than one system of etiquette, more than one set of beliefs, more than one hierarchy of choices, and more than one set of principles for getting things done” (Goodenough, 1963, 261)

Later, Goodenough named a private culture a “propriospect” from the Latin words for “private” and “view” (Goodenough 1981, p. 98). Harry Wolcott summarizes: “Propriospects … are networks of sense-making connections created and constantly being reformulated by each of us out of direct experience. As we develop and refine our competencies, simultaneously we ‘construct” (and continually ‘re-model’) our individual propriospects” (Wolcott 1991, p. 267).

Individuals may actually share fundamental characteristics of a group, they may perceive themselves to share those characteristics, and they may be viewed by others as sharing them–but these perceptions do not necessarily align, because every group encompasses diverse propriospects. For instance, you might think that believing in God is essential to a culture; and since you believe in God, you are part of that culture; but someone else may define the culture differently and view you as an outsider.

In a review of Goodenough, Mac Marshall (1982) wrote, “While some may disagree with the finer points of his argument, his position on these matters represents the dominant orientation in American anthropology today.”

A different precedent derives from the Polish tradition of humanistic sociology, founded by Florian Znaniecki in the early 1900s. In the 1980s, a Polish sociologist named Marek Ziolkowski (later a distinguished diplomat) wrote interestingly about “idio-epistemes” (presumably from the Greek words for “private” and “knowledge”) meaning “not only … the cognitive content of an individual’s consciousness at a given moment, but … the whole potential content that can be activated by the individual at any moment, used for definite action, and reproduced introspectively.”

Ziolkowski called on sociologists to “enquire into the social regularities in the formation of idio-epistemes, seek relationships among them, establish basic intragroup similarities an intergroup differences.” He acknowledge that any individual will have a unique mentality, “yet every individual shares an overwhelming majority of opinions and items of information with other definite individuals and/or groups.” Those similarities arise because of shared environments and deliberate mutual influence. Ziolkowski coined the word “socio-episteme” for those aspects of an idio-episteme that are shared with other individuals. As he noted, these distinctions were inspired by concepts from linguistics.

Even earlier, in 1951, the psychologist Saul Rosenzweig had coined the word “idioverse” for an individual’s universe of events” (Rosenzweig 1951, p. 301).

An analogous move is Wilfred Cantwell Smith’s influential redefinition of “religion” from a bounded system of beliefs (each of which contradicts all other religions in some key respects) to a “cumulative tradition” of thought and behavior that varies internally and overlaps with other traditions (Smith 1962). According to this model, everyone has a unique religion, although shared traditions are important.

These coinages–idioverse, propriospect, idio-episteme, and cumulative tradition–capture ideas that I would endorse, and they reflect research, respectively, in psychology, anthropology, sociology, and religious studies. However, none of the vocabulary has really caught on. There may still be room for a new entrant, and I would like to emphasize the network structure of culture more than the previous words have done. Thus I tentatively suggest idiodictuon, from the classical Greek words for “private” and “net” (as in a fishing net–but modern Greek uses a derivation to mean a network). An individual has an idiodictuon, a group has a phylodictuon, and a whole people shares a demodictuon.

These words are unlikely to stick any better than their predecessors, but if they did, it would reflect their diffusion through a social network plus their utility when added to people’s existing networks of ideas. That is how all ideas propagate, or so I would argue.

A final point: “culture” encompasses an enormous range of components, including words, values, beliefs, habits, desires, and many more. Given this range, it is useful to carve out narrower domains for study. Language is one. I am especially interested in the domain of values, so I would focus on the interconnections among the values that people hold.

Note, however, that there is no neat way to distinguish values from other aspects of culture, such as desires and urges or beliefs about nature. In his influential empirical theory of moral psychology, Jonathan Haidt identifies at least five “Moral Foundations,” one of which is “sanctity/degradation.” I would have treated this category as a powerful human motivation, akin to sexual desire or violence, but not as a moral category, parallel to “care/harm.” Maybe Haidt is right, or maybe I am, but the evidence isn’t empirical. People actually see all kinds of things as the basis for action and make all kinds of connections among the things they believe. They may link a moral judgment to a metaphysical belief, or a personal aversion, or an aspect of their identity, or a belief about prevailing norms. When we carve out an area for study and call it something like “morality” or “ethics” (or “religion,” or “politics”) we are making our own claims about how that domain should be defined. Such claims require philosophical arguments, not data.

So the steps are: (1) define a domain, a priori, (2) collect a corpus of material relevant to that domain, (3) map it as a network of ideas, and (4) map the human relationships among people who hold different idiodictuons.

For me, the ultimate point is to try to have better values, and the study of what people actually value is preparatory for that inquiry. Clifford Geertz concludes his famous “Thick Description” essay: “To look at the symbolic dimensions of social action–art, religion, ideology, science, law, morality, common sense–is not to turn away from the existential dilemmas of life for some empyrean realm of de-emotionalized forms; it is to plunge into the midst of them. The essential vocation of interpretive anthropology is not to answer our deepest questions, but to make available to us answers that others, guarding other sheep in other valleys, have given, and thus to include them in the consultable record of what man has said.”

References:

Geertz, Clifford, “Thick description: Toward an interpretive theory of culture.” In Geertz, The interpretation of cultures. Basic books, 1973. (pp. 41-51).
Goodenough, Ward, Cooperation in change : an anthropological approach to community development. New York, Russel Sage 1963
Goodenough, Ward H. In Pursuit of Culture, Annual Review of Anthropology 2003 32:1, 1-12
Goodenough, Ward H. Culture, Language and Society (Menlo Park: Benjamin Cummings, 1981)
Mashall, Mac, “Culture, Language, and Society by Ward H. Goodenough” (review), American Anthropologist, 84: 936-937.
Rosenzweig, Saul. “Idiodynamics in Personality Theory with Special Reference to Projective Methods 1.” Dialectica 5, no. 3-4 (1951): 293-311.
Smith, William Cantwell, The Meaning and End of Religion (1962), Fortress Press Edition, Minneapolis, 1991
Wolcott, Harry F. “Propriospect and the acquisition of culture.” Anthropology & Education Quarterly 22, no. 3 (1991): 251-273.
Ziolkowski, Marek, “How to Make the Sociology of Knowledge Sociological?.” The Polish Sociological Bulletin 57/60 (1982): 85-105.

compassion, not sympathy

Posted on January 3, 2022 by Peter

This is a passage from Seneca’s On Clemency (written in 55–56 CE):

Pity [1] is a sickness of the soul due to the sight of others’ suffering, or a sadness caused by someone else’s misfortunes which one believes to be undeserved; but no sickness can affect a wise man [2], for his mind is serene and nothing can get through to it that he guards against. Besides, nothing is as becoming to a man as a great soul, but it is impossible to be both great and sad. Sadness breaks the mind into pieces, throws it down, and collects the parts, but this cannot happen to a wise one [3] even in a disaster. Instead, he will repulse any outrage of fortune and shatter it to pieces before him, always maintaining the same appearance–quiet, firm–which he couldn’t do if he were overcome with sadness.
Also to be considered: a wise person discerns the future and makes decisions without interference, yet nothing clear and lucid [4] can flow from turbulence. Sadness is unfitted for discerning circumstances, planning useful tasks, evading dangers, weighing equities. Therefore, the [wise person] will not feel pity, because there cannot be pity without suffering of the soul. [5]
Whatever others who feel pity want to do, he will do freely and with a lofty spirit. He will help those who weep, but not weep with them [6]. He will reach a hand to the drowning, welcome the exile, donate to the poor, not in the abusive way of most people who want to be seen as pitying–they toss something and flinch in disgust at those whom they aid, as if they feared to touch them–but as a man gives to a man from the common pool. He will return the child to the weeping mother, unfasten chains, save people from [gladiatorial] games, and even bury the stinking body, but he will do these things with a tranquil mind, of his own will. Thus the wise person will not pity but will assist and be of use, having been born to help all and for the public good, from which he will distribute shares to all. He will even give from his store to those sufferers who deserve a portion of blame and correction, but he will be even more pleased to assist those who are genuinely unfortunate. Whenever he can, he will counter fortune, for what better use of his powers than to restore what fortune has overturned? He will certainly not cast down his eyes or his soul toward someone who is shriveled or ragged and meagre and leaning on a staff; instead he will do good to all and kindly regard all who suffer, like a god.
Pity is close to suffering [7]; it even has something in common with it and derives from it. You know eyes to be weak if they water at the sight of someone else’s bleariness, just as, by Hercules, it is a disorder and not a case of merriment when people laugh just because others laugh or yawn whenever someone’s mouth opens. Pity is a flaw in the soul of one who feels suffering too much, and he who expects it from a wise person is not so different from someone who expects lamentations at a stranger’s funeral.
Seneca’s De Clementia (2.5.4-2.6.4), trans. Peter Levine

The topic of this book is clemency (clementia) which in modern English means a virtue or prerogative of governors and other rulers. Seneca addresses the young Emperor Nero and urges him to exhibit clemency (I:v). Emperors were sometimes addressed with the honorific “clemens” (similar to “your grace”), presumably to play to their good side.

However, a different meaning of clementia was calmness or mildness. The weather could be clement, and so could a human mind. Anyone could direct this kind of clementia toward anyone else. A better translation than “clemency” might be “compassion.” Seneca contrasts it with misericordia, which I have translated as “pity” to capture its negative connotations. (After all, nobody wants to be pitied.) But misericordia is close to the modern word “sympathy.” So let us consider the differences between clementia as compassion and misericordia as sympathy.

“Sympathy” means feeling some version of the same emotion that another person feels. Your friend is sad, so you feel sad for her and with her. Although I am sympathetic to the emotion of sympathy, Seneca suggests several reasons to avoid it. Feeling the same way as a suffering person does not necessarily help that person. Sympathy often comes with at least a tinge of condescension, since the person who is sympathetic does not actually experience the same circumstances as the one who suffers. By trying to replicate the sufferer’s emotions, you may undermine your ability to help. And by tying your emotions to another person’s state of mind, you expose yourself to fortune. This is not a reliable way to achieve your own happiness.

Instead, those who suffer deserve to be assisted effectively by people who genuinely respect them. The helper should not try to mirror their emotions but should display a different emotion: clear-headed and equitable good-will. To name that emotion “compassion” is a bit confusing, since it has precisely the same root meaning as “sympathy,” which is a suggested translation of misericordia. (Com = sym = with. Passio = pathos = feeling). Nevertheless, compassion seems to be the word we would use for Seneca’s idea of disinterested benign sentiments (2.6.3) that we exercise freely and with a tranquil mind (2.6.2). It can translate the Sanskrit word karuna, which is fundamental in Buddhism.

Seneca also relates this virtue–let’s call it compassion–to a political idea: equal standing and a common claim on the public good. Even though Seneca addresses De clementia to Nero, I think that in this passage, he describes a republican virtue, appropriate for relations among equals who co-own the commonwealth. (It is interesting that he doesn’t actually use “clementia” in these chapters of the book.)

A compassionate person is not exposed to chance. If we feel worse as another person worsens, and better as he improves, then we demonstrate sympathy, which subjects us to fate. But compassion remains unchanged regardless of the state of the sufferer. Compassion can even fill the mind’s attention, thus displacing emotions that are the cause of discomfort.

One question for me: is sympathy a path to compassion or is it a diversion or a dead end? There is a long tradition in Buddhism of cultivating an imaginative identification with another sentient being, feeling its pain, and “exchanging self and other” (e.g., Shantideva, Bodhicaryavatara, 7:16) The goal is to shake one’s attachment to oneself and begin a journey from selfishness to concrete sympathy for specific others, and from there to generalized good-will for all, or karuna. I can’t criticize this path without having been taught it properly or seriously tried to practice it, but Seneca makes me wonder whether intense involvement in another’s suffering might detract from the cultivation of compassion rather than setting us on the right track.

Notes: [1] misericordia; [2] gendered in the original (vir); [3] not necessarily gendered; [4] socerumque, which doesn’t make sense to me unless it should read serenumque; [5] ergo non miseretur, quia id sine miseria animi non fit; [6] non accedet = not come near them; [7] Misericordia vicina est miseriae. See also: Horace against the Stoics; how to think about other people’s interests: Rawls, Buddhism, and empathy; empathy, sympathy, compassion, justice; empathy boosts polarization; empathy and justice, “you should be the pupil of everyone all the time” ; Foucault’s spiritual exercises; John Stuart Mill, Stoic; etc.

coming in April: What Should We Do? A Theory of Civic Life

Posted on December 20, 2021 by Peter

“What Should We Do? offers a compelling, thought-provoking, and urgently-needed framework for anyone trying to understand how we can relate to and act with each other to co-create a more just world. I love this book and you will too.” –Hahrie Han, Stavros Niarchos Foundation Agora Institute Professor of Political Science, Johns Hopkins University
“Peter Levine makes everyone think more clearly about everything. How fortunate for our country that he’s applied this gift to the realm of civic life. In this insightful and wise book, Levine reveals what it truly means to cooperate, deliberate, and activate—and challenges us to do all three more mindfully.” —Eric Liu, CEO of Citizen University, and author Become America
“Peter Levine is among the leading philosophers of civic life of his generation. What Should We Do? is his magnum opus. It ranges widely from a masterly review of political philosophy to practical suggestions for addressing issues like the Black Lives Matter movement. For anyone concerned about the state of our democracy and what our role should be, this book is must reading.” –Robert D. Putnam, Research Professor of Public Policy, Harvard Kennedy School, and coauthor of The Upswing: How America Came Together a Century Ago and How We Can Do It Again

When the Lotus Bloomed

Posted on December 15, 2021 by Peter

Thanks to Cambridge Arts’ Sidewalk Poetry program, this poem is now imprinted in cement at Clarendon Ave. and Massachusetts Ave. in Cambridge (Mass.). The text appeared first on my blog. I meant to answer Rabindranath Tagore’s Gitanjali #20, “On the Day When the Lotus Bloomed,” which begins—in Tagore’s own translation from Bengali—“On the day when the lotus bloomed, alas, my mind was straying, and I knew it not. My basket was empty and the flower remained unheeded.”

By the way, Tagore’s English versions of his own verse are criticized for being sentimental, archaizing, and didactic and less challenging than the originals. For instance, Amit Chaudhuri writes, “Tagore’s English version of the Gitanjali, for which he was awarded the Nobel prize in 1913, is what Mother Teresa once was to Calcutta, the royal family to England, and Kingsley to Gandhi: a tantalising mirage that obstructs the view of what’s behind it.” My response, then, must be even further from Tagore’s Bengali original, which I cannot read. But I think these eight lines convey some of me, and I hope they offer a touch of peace in North Cambridge.

Civic Studies call for proposals for APSA 2022

Posted on December 14, 2021 by Peter

Call for proposals from Civic Studies (formerly Committee on the Political Economy of the Good Society)

Related Group Chair(s): Peter Levine, Tufts University, peter.levine@tufts.edu and Trygve Throntveit, Minnesota Humanities Center, throntv@gmail.com

The Civic Studies Related Group invites proposals for panels, round tables, and individual papers that make a significant contribution to the civic studies field; articulate a civic studies perspective on some important issue; or contribute to theoretical, empirical, or practical debates in civic studies. We especially encourage proposals that emphasize actual or potential civic responses to current social and political crises, their origins, and possible consequences.

Civic studies is a field defined by diversity yet connected by participants’ commitments to promoting interdisciplinary research, theory, and practice in support of civic renewal: the strengthening of civic (i.e., citizen-powered and citizen-empowering) politics, initiatives, institutions, and culture. Its concern is not with citizenship understood as legal membership in a particular polity, but with guiding civic ideals and a practical ethos embraced by individuals loyal to, empowered by, and invested in the communities they form and re-form together. Its goal is to promote these ideals through improved institutional designs, enhanced public deliberation, new and improved forms of public work among citizens, or clearer and more imaginative political theory.

The civic studies framework adopted in 2007 cites two ideals for the emerging discipline: “public spiritedness” (or “commitment to the public good”) and “the idea of the citizen as a creative agent.” Civic studies is an intellectual community that takes these two ideals seriously. Although new, it draws from several important strands of ongoing research and theory, including the work of Elinor and Vincent Ostrom and the Bloomington School, of Juergen Habermas and critical social theory, Brent Flyvbjerg and social science as phronesis, and more diffuse traditions such as philosophical pragmatism, Gandhian nonviolence, the African American Freedom Struggle. It supports work on deliberative democracy, on public work, on civic engagement and community organizing, among others.

To propose a session, click here when logged in as an APSA member or else navigate as follows: open the conference platform; click “Submit or Edit a Proposal,” click “Submit a Division, Related Group, or Partner Association Proposal,” scroll down to and click “Related Groups,” and select “Civic Studies.”

APSA members can also join the Civic Studies group (free) at this link.

academic freedom for individuals and for groups

Posted on December 13, 2021 by Peter

One type of academic freedom belongs to individuals. A teacher, researcher, or student either has freedom or not. The question is whether academics may say what they wish to say.

This form of freedom is very important, and I am an avid defender of it, although it has some limits. First, academics shouldn’t be able to say literally anything as part of their jobs, including making demonstrably false statements. Second, it is not always clear when this right should become a positive one. Although I shouldn’t be fired for adopting a controversial position, do I have a right to be hired, published, or invited to speak after I’ve done so? (If I have a positive right to speak, then I want my invitation to the University of Hawaii right now.)

Although academic freedom in the individual sense is important, it is not the only kind. I have worked at universities for 29 years. Only for the last three have I had individual academic freedom, safeguarded by tenure and a right to earn my salary primarily by teaching. Before that, I was always involved in collective efforts–team projects–that had funders, staff, and partners. These projects involved communication and advocacy as well as research. I always had to be careful what I said because that could affect my colleagues and allies. On occasion, I said things that had negative consequences for our fundraising or other goals. Much more often, I held my tongue.

Only very rarely did I experience this situation as a lack of freedom. Generally, I thought of myself and my colleagues as being free in the political sense of the word. We could collaboratively develop and implement strategies to influence society. People who opposed us weren’t violating our freedom; they were freely acting at odds with us. Much more common than actual opposition were decisions not to support us for various reasons. If (for instance) someone chose not to approve a grant proposal that we had submitted, that was not a violation of our rights. The alternative would have been to fund us and reject someone else. We operated in a controversial space with numerous decision-makers and finite resources. To the extent that I complained about limitations on our liberty or rights, it was only when arbitrary–from my perspective–bureaucratic rules interfered. I suppose I would have cried foul if administrators within our own institution had blocked us because of their beliefs, but then I would have been complaining about their overstepping their specific responsibilities. More generally, I expected opposition and competition and didn’t think of those as threats to our freedom.

If you want a classic framework for this distinction, Benjamin Constant’s will serve. Normal academic freedom is an example of what Constant called the “liberty of the moderns.” The freedom to collaborate in a contested space is the “liberty of the ancients.”

I think there are epistemological as well as ethical reasons to enhance collaborative, applied forms of research as complements to individual scholarship.* These approaches come under such headings as “transdisciplinary research,” “civically engaged research,” “community-based participatory research” (CPBR), and “participant-action research” (PAR). For such efforts, we need a robust account of academic freedom as the ability to build things together, often in the face of opposition that is legitimate. The question cannot be whether an individual is permitted to say what is in that person’s mind. It should become a question about the resources and rewards available to groups of people who seek to co-create knowledge and thereby change the world.

According to this theory, when the NIH, the Ford Foundation, or the American Political Science Association increases its support for engaged research, freedom is enhanced. (Support can mean money, training–like ICER–or recognition.) However, there will never be enough resources to allow every group to undertake every project it wants to do. Many applicants will be rejected; in fact, competition is desirable. Freedom of this kind is not a yes-or-no matter but an outcome of wise institutional design and allocation of resources.

*See civically engaged research in political science; how to keep political science in touch with politics; methods for engaged research; what must we believe?; civically engaged research in political science; what gives some research methods legitimacy?; etc.

Teaching Honest History: a conversation with Randi Weingarten and Marcia Chatelain

Posted on December 9, 2021 by Peter

AFT President Randi Weingarten invited Georgetown historian Marcia Chatelain and me to discuss controversies about American history and race in public schools on her podcast. I enjoyed the whole conversation and learned a lot.

You can listen here.

At one point, we discussed the idea of “teaching both sides.” I said that many issues do not have two sides. One view may be correct, or there may be many valid perspectives. I worry that looking for exactly two sides on every issue reinforces partisan polarization. Nevertheless, I see value in identifying issues that have two worthy sides and delving into them. I said that I choose school choice as a signature issue in my public policy course because there are valid arguments on both sides, and it is an opportunity to think about deep value conflicts.

Marcia Chatelain proposed that we really should teach both–or all–sides. Students should study the whole range of opinion. I volunteered that perhaps students should read John C. Calhoun’s defenses of slavery, and she agreed. White supremacy and slavery are parts of history.

I liked her argument and concurred with it. In retrospect, I’d only add that the best way to deal with controversy may vary by discipline. History encompasses all the opinions that people have held, and an important step in historical interpretation involves suspending one’s own judgment to understand what people–even very bad people–were trying to say. Philosophy (and the study of public policy) are inquiries into what is right. In those disciplines, it is more appropriate to be selective and evaluative. At the same time, history is crucial background for reasoning well about ethical and political issues. Anyone who is trying to decide what we should do now ought to know what Calhoun argued, because his deeply and widely held views remain part of our reality. In this sense, history and ethical/political reasoning are complementary, but they do imply different skills–and different educational choices.

professionals as grizzled veterans or as reflective learners

Posted on December 7, 2021 by Peter

In stressful, front-line professions–such as teaching, military service, nursing, or policing–you may encounter the idea of a “professional” as someone who has done the job in one of its harder forms for a long time. People who merely study or teach the topic, or those who have had brief or sheltered experience on the job, are not true professionals.

An alternative sense of a “professional” is someone who has reflected deeply on the role from a variety of perspectives. For instance, reading and talking about the history and sociology of schools may contribute to a teacher’s professional development.

Of course, there are other senses of professionalism apart from these two. I like the idea of “democratic professionalism” developed by Albert Dzur and others: a professional as someone who works with citizens who hold other jobs and roles to strengthen democracy together. There is also a trustee ideal, in which the professional safeguards public values in return for the right to provide certain services.

But those are ideals. In almost any actual professional setting, you can find grizzled veterans telling the newbies how it’s really done, plus formal academic requirements and assessments. These two ways of thinking about professionalism constantly compete for legitimacy, while more idealistic conceptions remain somewhat hidden or marginal.

If veterancy and academic study are the main options, then I’d advocate for a mix of the two. Experience is valuable. It can impart practical wisdom drawn from numerous concrete examples (phronesis). People who have spent years in a job often (not always) deserve respect for their service. Thus there are benefits to hiring veteran professionals as teachers and professors, employing them as mentors, placing students in practical internships, etc.

Yet professionals should also hold a critical stance toward their own role and learn from the concepts and tools of other disciplines. For instance, a teacher is better off understanding the sociology of schools even if the authors of sociology articles would make bad K-12 teachers. Their value does not derive from direct personal experience. Phronesis is useful, but so are other forms of knowledge, including theory and empirical data.

In pretentious settings, such as highly selective college and universities, it can be necessary to fight for the legitimacy of experience and to make space for veteran practitioners. However, in places like police stations and some K-12 schools, it can be hard to make space for critique. Whether teaching professionals in an academic way will improve their practice is an empirical question; the answer will probably vary depending on who teaches what, to whom, and how. There is no guarantee it will work. However, if a profession is going to improve, then at least some people who hold the job must draw insights from outside their field, including from scholarship.

what would happen to race in a just world?

Posted on December 1, 2021 by Peter

What is Race? Four Philosophical Views (2019)* presents a debate among four sophisticated, current philosophers of race. All the authors are committed anti-racists who are eloquent about the evil histories of the use of race. They would take similar views on most political controversies involving race. All would reject what Kwame Anthony Appiah (quoted in Quayshawn Spencer’s chapter) called “racialism”: “the view that humans naturally divide into a small number of groups called ‘races’ in such a way that the members of each race share certain fundamental, inheritable, physical, moral, intellectual, and cultural characteristics with one another that they do not share with members of any other race.” They would all say that “racialism” is false and evil. Yet they disagree about metaphysical and methodological issues that arise when we ask what kind of a thing a race is, if it’s anything at all.

Their arguments are subtle and hard to summarize, but an example offers a way into the debate. Imagine a future state in which racial injustice is over. All implicit and explicit biases are gone. All structural inequities linked to race have been solved. All appropriate reparations have been fully paid. You can imagine this happening after many decades or centuries of political action in our real world, or as a result of a thought-experiment: aliens from another planet or divine forces have repaired things on earth. What then should happen to the word and the idea of race?

I think Sally Haslanger would say that race would then cease to exist, because it means subordination. To be a little more precise: the meaning of a social construct is the historical tradition of how it has been used in a society. Race has been used in several ways; it has multiple meanings. But one major way is as the basis for privilege and subordination in the USA. Emphasizing that aspect of the word is the right thing to do now because it “highlight[s]—in the relevant cases—how our racializing practices and identities contribute to injustice.” Once racial subordination is solved, there is no good reason to try to change the meaning of the word “race” and continue to use it. People will have races until justice prevails; after that, they will no longer have races. It can be valuable to preserve cultures, religions, and other groupings, but they should be voluntary and specific. Races don’t work like that and would no longer have any justification after the world is just. “I find problematic the idea that a just world is one in which cultural groups can restrict their membership on racial grounds. I embrace, instead, a model of multiple coexisting cultures that are mutable, flexible, and creatively tolerant around issues of ancestry and appearance.”

Chike Jeffers argues that although racial categories originated as a result of white supremacy, racial identities have developed valuable cultural significance for people of color—notably, people who identify as Black (as he does). “Everyday talk about black people, for example, is best understood as referring to a real group to which one can belong, even if such talk often involves false assumptions.” He envisions a world in which Blackness is preserved and developed even though white supremacy has been defeated. He argues that this is logically possible and also desirable. “Race as a social construction could live on past the death of racism, in my view, given that racial groups could continue to exist as cultural groups. … The continued existence of racial diversity as cultural diversity after the end of racism is therefore, in my view, something good. … [A]s someone of sub-Saharan African descent, I personally desire the indefinite persistence of black people as a cultural group.” (He argues, too, that pan-African solidarity reflects real cultural similarities across the continent before European imperialism and racism; it is not completely reactive.)

Quayshawn Spencer argues that the races currently counted by the US government refer to “human continental populations”: Africans, Eurasians, East Asians, Oceanians, and Native Americans. Races define distinctions that are useful empirically (mainly for medicine) although they could not possibly justify inequality. A “biologically real entity is an epistemically useful and justified entity in a well-ordered research program in biology.” Race meets this criterion. Thus “a Black person is a person with genomic ancestry from the African population. That’s it. … Furthermore, the degree to which a person is Black is equal to the proportion of her alleles that originated from the African population.” This would continue to be true under just conditions, although then all the associations between racial categories and health issues that result today from injustice would be gone.

Joshua Glasgow says that this situation would prove that race had always been false, and people had simply been racialized in a way that would no longer happen if the world became just. “Even if tomorrow all groups currently recognized as racial had equal power and participated equally in eating the world’s foods, dancing its forms of dance, playing its kinds of music, and so on—even in such a world, I do not think we’d say that on the ordinary concept of race Hillary Clinton somehow loses her whiteness or that Jeremy Lin stops being Asian because of those points of equality.” Therefore, the ordinary concept of race points to something independent of oppression and of culture, and as such, it is a wrong and false idea that should be rejected now. We should recognize and even emphasize racialized oppression but not concede the reality of race.

*Glasgow, Joshua; Haslanger, Sally; Jeffers, Chike; and Spencer, Quayshawn, What Is Race? Four Philosophical Views (Oxford University Press, 2019). See also: why social scientists should pay attention to metaphysics; how philosophy is supposed to work; is social science too anthropocentric?; social criticism as reading social forms;

civility as equality

Posted on November 22, 2021 by Peter

Nowadays, the word “civility” is often used to mean politeness or adherence to locally recognized norms that divide appropriate speech from inappropriate speech. You might, for example, be “uncivil” if you are too loud or too angry. Such norms can be helpful, but they risk suppressing authentic and justifiable emotions.

The word has a different origin, closely related to “citizen.” In republican political thought, it it can mean equal standing to participate in politics, rather like the classical Greek word isonomia (roughly: the right to look any fellow citizen in the eye and say what you think). Almost the opposite of etiquette, it connotes a kind of plain, direct, and honest speech.

As Renaissance Florence developed a full-blown ideology of republicanism, the city embraced norms, rules, and customs that were meant to convey the equal standing of all citizen men and to discourage distinctions of caste or power based on military might. Just as one example, no man raised his hat to another Florentine. Professional soldiers were led by paid foreigners, never by Florentines, and these mercenaries had to swear loyalty to the republic’s councilors. The plutocrat banker Cosimo de Medici was wise enough to honor republican norms and manipulated the city’s policies quietly through his networks, without seeking offices or titles or any special personal treatment.

The republic finally ended for good when Lorenzo di Piero de’ Medici, an heir of Cosimo’s vast fortune, got himself installed as a monarchical ruler and brutally suppressed dissent. A Florentine chronicler, Giovanni Cambi, noted that Lorenzo had been raised in monarchical Rome, where he had learned to expect deference. Lorenzo was surrounded by retainers who called him “padrone” and doffed their hats to him. This was evidence that he knew nothing of “civility”:

Guiliano de Medici, blood brother of Pope Leo X, who had ruled the city of Florence, was living in Rome, and deprived of the city government altogether. He awarded that government to his nephew Lorenzo. Because this Lorenzo had been a child when his father was expelled from Florence, when he returned to Florence he did not know a single citizen, and he was not used to civility (civilta), and instead he aspired to arms and to dominate; and he succeeded in that; for although most citizens were displeased, nevertheless in their ambitiousness and avarice, they pretended to rejoice.
Istorie di Giovanni Cambi cittadino fiorentino, p. 67 (my trans.)

We might assume that doffing hats and using titles exemplifies civility–for better or worse. But the opposite was true in Renaissance Italy. Courtly politeness was a symptom of domination, incompatible with civic virtue and “civility.”

[I am drawing on Richard C. Trexler, Public Life in Renaissance Florence, 1991. See also: civility: not too much, not too little; what to do about the guy behind the desk; civic republicanism in medieval Italy: the Lucignano council frescoes; what does the word civic mean?]

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