Foucault and neoliberalism

If you’re intellectually and ideologically eclectic, then you will find important ideas all over the map. It will not surprise you to learn that a person generally associated with the left has benefited from F.O. von Hayek or Gary Becker: leading libertarians. An excellent example is James C. Scott, who likes to call himself (I suspect partly for the frisson of it) “a crude Marxist,” but who has been deeply influenced by Hayek. Scott’s analysis of the high-modernist state is indispensable, however you choose to classify it.

On the other hand, if you’re a committed leftist intellectual, it may well come as a surprise to you that Michel Foucault read Hayek and Becker and said positive things about neoliberalism. That is the theme of Daniel Zamora’s forthcoming volume Critiquer Foucault: Les années 1980 et la tentation néolibérale. In the left magazine The Jacobin, Zamora presents it as puzzling and even potentially scandalous fact that Foucault should have showed “indulgence … toward neoliberalism.”

I do not know the relevant texts and statements by the late Foucault. But I think the affinity between Foucault’s style of critique and libertarianism is important although not very surprising, and I would understand it in the following contexts:

1. The “revolution” of May 1968 was led by activists and intellectuals who considered themselves Marxists and often especially favored Maoism. Yet their successful concrete demands were for greater individual freedom, especially vis-a-vis the state. They won a lower age of consent for sex (1974), abortion rights (1975), freedom of information (1978), and many other reforms traditionally recommended by classical liberals. They also reformed the state by reducing the power of the president, making elections more important, and strengthening NGOs. In Marxist terms, ’68 was a bourgeois revolution, not a proletarian one. So it shouldn’t be shocking that perhaps the greatest political thinker of ’68 was a bourgeois liberal (of a kind).

2. The most evident social issue of 19th century Europe was the oppression of the industrial working class. But economic growth made countries like France pervasively affluent by 1968. Industrial jobs had shrunk while social welfare programs and unions had improved the everyday life of those who still had such jobs–to the point where they could reasonably look like a kind of elite. As Zamora perceptively argues in the Jacobin article, the contrast between organized blue-collar workers and various “excluded” populations (new immigrants and disadvantaged racial minorities, the disabled, the very poor) became a central concern. But the “excluded” were not in a position to seize the commanding heights of the economy, or even to win elections, as the proletariat might have been in 1910. They were especially likely to suffer at the hands of the welfare state in poor schools, prisons, clinics, and conscripted armies. The neoliberal solution–reducing barriers to their market participation–might look more attractive than the traditional social-democratic solution of enrolling them in welfare programs that were sites of surveillance and discipline.

2. Many of the great disasters of the 20th century were attributable to high-modernist states that sought to count and measure society in order to control it–sometimes in the interest of laudable goals, like equality. One of the worst such states was Mao’s China, but French intellectuals of 1968 romanticized that regime as some kind of participatory democracy. Their misconception about China gradually faded, and in any case, China became capitalist. More to the point, the left intellectuals of Foucault’s generation were already able to see that other high modernist states were disastrous. It was appropriate and natural for the left to turn away from statism. But once they opposed the state, why should they not become libertarians? As Zamora asks in a follow-up article, “How could we seriously think that discrediting state action in the social domain and abandoning the very idea of social ‘rights’ constitutes progress toward thinking ‘beyond the welfare state’? All it has done is allow the welfare state’s destruction, not a glimpse of something ‘beyond.'” (An alternative could be anarchism, but anarchism in practice often looks like neoliberalism.)

3. Foucault and his generation emphasized a whole range of oppressions and invidious uses of power that might not arise between a capitalist and a worker but rather between a man and a woman, a parent and a child, a teacher and a student, a doctor and a patient, a white person and an immigrant, and other such pairings. They were correct to recognize these problems. But once oppression is seen as multifarious and omnipresent, we no longer want the working class to rule through the state or unions. Individual expressive freedom and various kinds of diversity become high priorities.

Zamora writes:

Foucault was highly attracted to economic liberalism: he saw in it the possibility of a form of governmentality that was much less normative and authoritarian than the socialist and communist left, which he saw as totally obsolete. He especially saw in neoliberalism a ‘much less bureaucratic’ and ‘much less disciplinarian’ form of politics than that offered by the postwar welfare state. He seemed to imagine a neoliberalism that wouldn’t project its anthropological models on the individual, that would offer individuals greater autonomy vis-à-vis the state.

Foucault “seemed to imagine” this because, indeed, a lightly regulated market economy in an affluent society is less bureaucratic than a social welfare state and does generate autonomy and diversity. Perhaps a market system also reshapes the human psyche in problematic ways. And certainly it generates unequal wealth. But for the reasons stated above, unequal wealth no longer seemed to be the primary domestic economic problem in a country like France ca. 1968. And if markets subtly shape the soul, states do so more blatantly and more uniformly.

To be clear, I am not a libertarian; I want states and other strongly organized bodies to promote equity as well as freedom. Also, I recognize that many people with egalitarian instincts have absorbed libertarian ideas without abandoning the state. They have read Hayek as well as Marx and Foucault. But I think the left still is still wrestling with the realities that led Foucault to say nice things about neoliberalism in his last years.

The post Foucault and neoliberalism appeared first on Peter Levine.

Bernard Williams on truth as a virtue of the humanities

Bernard Williams (1929-2003) published Truth and Truthfulness in 2002, when the humanities were still processing criticisms of truth, objectivity, science, the Enlightenment, and related ideals that had arisen with postmodernism. Williams held his own complex epistemology; he certainly wasn’t interested in defending naive positivism or scientism. But he saw that unless the humanities stood for truth as some kind of virtue, there wouldn’t be much of a case for those disciplines.

He recognized that the postmodern critique of truth might be waning. Epistemological radicalism had been more of an issue in 1990 (when I was at the same institution as Williams) than when he published Truth and Truthfulness. But he was prescient about the decade to come:

There is a danger that the decline of the more dramatic confrontations [about postmodernism] may do no more than register an inert cynicism, the kind of calm that in personal relations can follow a series of hysterical rows. If the passion for truthfulness is merely controlled and stilled without being satisfied, it will kill the activities it is supposed to support. This may be one of the reasons why, at the present time, the study of the humanities runs the risk of sliding from professional seriousness, through professionalization, to a finally disenchanted careerism.

(Anyone recognize evidence of the last three words today?)

Williams’ book is not really about truth but about “the ‘virtues’ of truth, qualities of people that are displayed in wanting to know the truth, in finding it out, and in telling it to other people.” Those virtues turn out to be two: Accuracy and Sincerity. Accuracy means trying to figure out what is true about the world and other people, as opposed to what one wishes, assumes, or is told to be true. It means making an “investment” in efforts to distinguish realities from wishes, for example. Sincerity means sharing what one believes with other people. The two virtues are distinct but related. It is, for example, not much good to be sincere about one’s beliefs if they are childish fantasies, nor to struggle to understand reality but keep what you find to yourself.

A third candidate for a virtue of truthfulness would be Authenticity–being true to who you really are. Williams criticizes the strong, Rousseauian version of this candidate virtue on interesting grounds. We don’t know who we really are. The self is not a unitary thing but a mix of values and other mental states that change rapidly, shift with context, and arise in relation to other people. Becoming someone is a “project” undertaken with other people. So the expectation of Authenticity is frustrating in ways that are worse than the quests for Accuracy and Sincerity.

Williams makes the case that any society needs Accuracy and Sincerity. But, as he argued more generally in Ethics and the Limits of Philosophy, the fact that a society needs X does not give an individual an adequate reason to supply X. One can free-ride instead. Also, there can be morally legitimate reasons to make exceptions. Kant was wrong to conclude that, because language and society depend on a general expectation of truthfulness, you may never lie. It only follows that most people should be truthful most of the time.

Instead of trying to derive grounds for principles of Accuracy and Sincerity, it is better to analyze and positively depict truthfulness as a virtue that gives credit to the person who displays it. We can also connect virtues together. Thus, for example, it takes courage to be Accurate, and compassion to be Sincere. (“Error is cowardice,” as Nietzsche wrote in a passage that Williams quotes.) Accuracy is also linked to freedom, because the struggle to understand nature is governed by one’s own will, in contrast to a struggle against other people’s wills, which limits freedom. I think Williams’ project is to defend truthfulness by linking several virtues into one attractive picture.

Note that virtues are not like Kantian principles; they can be exhibited to various degrees and even to excess. One can, for instance, make too much of an investment in determining the accuracy of a statement whose implications are not sufficiently important. (That is a sign of an obsession.) Or one can rightly withhold information that ought to be private.

Sincerity is a disposition, and it cannot be understood just as the disposition to follow a rule. Of course, there have to be some general considerations to which Sincerity attends, or the disposition would have no content. … But they do not add up to a rule, in the traditional sense of a requirement which is relatively simple and does not leave most of the work to judgement.

I read Truth and Truthfulness to explore a hypothesis that there are three different sets of virtues that are important to a good life, but they do not fit neatly together. One is truth, which Williams parses as Accuracy and Sincerity. A second concerns our relations to other people, which must be just, fair, compassionate, or some relative of those terms. (I deliberately mean this three-part model to allow for much debate about each part). And the third concerns our inner self, for we are entitled to worry about our own peace, equanimity, and/or happiness.

I found Williams helpful in two ways. First, he substantiates the premise that truthfulness is one set of virtues, honorable in themselves and generally useful to society, but sometimes in conflict with other worthy virtues. Again he quotes Nietzsche: “Fundamental Insight: There is no pre-established harmony between the furthering of truth and the well-being of humanity.” Second, Williams offers an impressive model for how to argue on behalf of a large abstract virtue, of which truthfulness is an example. He parses it closely. He shows by means of hypothetical cases that the virtue benefits a society. He shows by means of real history that the virtue has evolved in certain ways to take its current form. He shows that in the course of this history, certain efforts to change the virtue (e.g., Romantic proposals to turn it into Authenticity) have failed. And he links it to other virtues in ways that make it seem appealing.

The result is not the kind of knock-down argument that would convince a cheerful liar to start being Accurate and Sincere. It is, rather, an excavation of the kinds of reasons that lead reasonable people to try to be fairly truthful, even when inaccuracy and insincerity would be easier. I agree with Williams that unless the humanities exemplify that effort, they do not have much of a future.

See also: are we entering a post-truth era?; why we wish that goodness brought happiness, and why that is not so; unhappiness and injustice are different problems; all that matters is equanimity, community, and truth; does naturalism make room for the humanities? and building alternative intellectual establishments.

The post Bernard Williams on truth as a virtue of the humanities appeared first on Peter Levine.

a method of mapping moral commitments as networks

I have been developing a method for representing moral beliefs as networks of ideas. Various friends have also been contributing to the development of this approach. So far, we have asked individuals to name their own beliefs, given them back their lists, asked them to note which pairs of beliefs seem connected, and generated network maps of their beliefs and connections. I’ve also asked individuals to share their maps with peers and to consider making changes in response to other people’s arguments. I have mapped the ideas of multiple people as one network. Instead of using surveys, one could interview people or groups about their moral thinking on a given topic and identify the beliefs and connections implied by their speech–or use a rich text, such as a poem, to discover an implicit network map. Major moral theories also have network shapes that can be diagrammed. Virtues, for instance, are important nodes in Aristotle’s conceptual network, and he says that the virtues are all connected by way of one central concept, practical wisdom.

I do not see this network approach as a model of moral thought, an empirical theory about how we actually think, or a normative theory about how we should think. Instead, I see it as a technique of analysis that is relatively neutral with respect to models and theories, yet it does have certain substantive implications.

According to the Stanford Encyclopedia of Philosophy, there is little clarity or consensus about what defines a theory versus a model. But let me propose two analogies:

  1. A Lego car is a model of a real car. It can be used to develop and test theories about the performance of actual cars. These theories prove true or false when tested in real cars; the Lego model is reliable to the degree that the theories pan out. Making Lego models is a technique that is more or less helpful for engineering. Its value depends on the context and the available alternatives. For instance, Lego is almost certainly a better material than soap for making models of cars. It is a less precise medium than 3D printing, but it is also cheaper and easier. A good theory is true; a good model is valid and reliable; and a good technique is useful.
  2. In economics, I would call each equation a theory and use the word “model” to mean a whole set of equations, along with definitions and explanations of the hypothesized mathematical relationships. Working with equations is a technique. It is pretty obviously an essential technique for economics, but some have argued that it has been valued to the exclusion of other techniques, such as collecting better data, looking for natural experiments, or identifying important topics. Paul Krugman wrote recently: “It has been all too obvious that there are people with big reputations who can push equations around but don’t seem to have any sense of what the equations mean.” Like building with Legos, mathematics is a technique whose value varies with the context.

Likewise, I would propose that mapping moral networks is a technique with which one can build models and test hypotheses. It is fairly flexible and can accommodate a range of substantive views from both psychology and philosophy. But its relative value (compared to other techniques) varies depending on some assumptions about morality. I’ll compare it to two prevalent alternatives.

First, some moral philosophers construct systematic views. An example would be the sophisticated utilitarianism of Henry Sidgwick (which we could call “utilitarianism 3.0,” if Bentham’s was 1.0, was Mill’s was 2.0). Sidgwick held that there is just one ultimate moral principle: maximizing human happiness. But it generates a set of important moral rules, such as being kind and telling the truth. These precepts, in turn, imply many ordinary moral judgments, such as telling the truth to your mother.

Sidgwick’s structure was mainly philosophical, not empirical. He did not say that everyone is a utilitarian (in fact, he explicitly denied that), but that everyone’s judgments should be consistent with the results of utilitarian reasoning. There was, however, an element of empiricism is his view. He doubted that we can directly apply the utilitarian principle to real cases, which is why subsidiary rules are valuable.

Sidgwick’s structure can be diagrammed as a tree-like network, and that is somewhat illuminating. Individuals’ actual moral networks could also be mapped and compared to Sidgwick’s diagram, as a form of moral assessment. However, if Sidgwick was right, then network analysis has limited value. After all, his proposed network is quite simple, and some of the power of network modeling (e.g., detecting subtle clusters in large fields of data) would be wasted. Thus …

P1. Network techniques become more useful if we presume that real people hold many different structures of moral thought, that a theoretically driven structure like utilitarianism is not necessarily ideal, that some structures are much more complex than Sidgwick’s, and that comparing structures is illuminating.

Second, the moral psychologist Jonathan Haidt currently proposes six “moral foundations,” although his theory is subject to testing and improvement, and he is open to finding more than six foundations. One technique he uses is factor analysis. Many individuals are asked many questions about moral topics, and Haidt and colleagues look for unobserved variables (“factors”) that can explain a lot the variance in the answers. In developing statistical models that predict the actual results as a function of a few variables, they seek parsimony and fit. “Parsimony” means that fewer factors are better, but “fit” means that the unobserved variables should explain the actual survey answers without too much error.* Once the data yield statistical factors, Haidt and colleagues consider whether each one names a psychological instinct or emotion that 1) would have value for evolving homo sapiens, so that we would have developed an inborn tendency to embrace it, and 2) are found in many cultures around the world. Now bearing names like “care” and “liberty,” these factors become candidates for moral foundations.

Network analysis could represent Haidt’s model, just as it can represent Sidgwick’s very different conception. Each of Haidt’s foundations would be a central node connected to many concrete beliefs by one-way arrows. However, if Haidt is right, then network analysis is not as valuable a technique as the one he uses, factor analysis. First, network analysis is not nearly as parsimonious. A network map may show hundreds of beliefs clustered to varying degrees. Instead of generating six nameable foundations, a network map might yield fifty somewhat vaguely defined and partly overlapping clusters.

Second, the network method presumes that people’s explicit connections are meaningful. I diagram subjects’ networks using their assertions that their own beliefs are linked–for example, I link A to B when someone thinks that A gives her a reason to think B. But Haidt and colleagues argue that we do not know which beliefs are meaningfully connected. We reach conclusions because of unconscious biases and use reasons as mere rationalizations, gerrymandering our arguments to fit what we want to believe because of the underlying foundations. Sidgwick (like most philosophers) held that in morality, “as in other departments of thought, the primitive spontaneous processes of the mind are mixed with error, which is only to be removed gradually by comprehensive reflection upon the results of these processes.” But Haidt et al. believe that such reflection is basically ineffective, for only the primitive spontaneous processes of the mind really count. If that is the case, than the very items that matter most (the unobserved foundations) will be missing from a network map that is derived from people’s explicit connections. Thus …

P2 Network techniques become more useful if people have many clusters of moral ideas, if important information is lost by seeking parsimonious statistical models, and if reflection on explicit, conscious ideas and connections is valuable.

*Graham, Jesse et al. “Mapping the Moral Domain.” Journal of personality and social psychology 101.2 (2011): 366–385. PMC. Web. 1 Dec. 2014.

The post a method of mapping moral commitments as networks appeared first on Peter Levine.

“the self is moral”

Summarizing a body of empirical research, the Duke psychologist Nina Strohminger argues that what constitutes our identity is our moral character, not (for instance) the memories that we have stored so far. Asked what characteristics a soul would hypothetically carry into another body, subjects choose the soul’s moral character. Asked which psychological changes would make someone into a new person, subjects select moral changes above total amnesia or an inability to recognize moral features. Given a chance to improve their own moral character with an imaginary pill, people say they would decline because that would mean abandoning their selves.

According to Strohminger, “moral features” constitute “the most important type of information we can have about another person.” She continues:

So we’ve been thinking about the problem precisely backwards. It’s not that identity is centred around morality. It’s that morality necessitates the concept of identity, breathes life into it, provides its raison d’être. … What is it to know oneself? … When we dig deep, beneath our memory traces and career ambitions and favourite authors and small talk, we find a constellation of moral capacities. This is what we should cultivate and burnish, if we want people to know who we really are.

I would like to connect this discussion to psychological research on how we perceive the identities of ordinary objects, such as apples and chairs. (This link may have been made already; I have not looked.) According to experiments by Sloman, Love, and Ahn, people perceive as integral or essential those features of an object that could not change without affecting many other features. Therefore, a network model is useful. Think, for instance, of the many features of an apple (its crunchy texture, sweet taste, origins on a tree, function of protecting seeds, color, size, role in Greek myths, etc). These features can be seen as nodes in a conceptual network. The nodes that we see as more definitive of appleness are the ones that have higher network centrality.

Likewise, I would model any person as holding many ideas in his or her head at any time. The individual ideas are all subject to change. Some are linked to others, forming a large, complex, and evolving conceptual network. Some of the nodes are moral ideas, however you define morality. When we think of another person’s identity, we should not cite just one or a few clear-cut principles or virtues. That would reduce the complex person to an abstraction. But we should have in mind a cluster of connected–although not always mutually consistent–nodes that are relatively central to that person’s whole network. These nodes cannot change without setting off a cascade of other changes that may be sufficient to alter the person’s whole character.

In short, as Strohminger writes, “the self is moral”–and I would add that the moral self is a network of ideas defined by the cluster(s) of relatively central nodes. That is what our souls would take with us into new bodies or a new life.

The post “the self is moral” appeared first on Peter Levine.

John Searle explains why computers will not become our overlords

(Carbondale, CO) In a recent New York Review of Books piece, John Searle argues that we need not fear that computers will develop the will and ability to govern us—a classic trope of science fiction and now a subject of scholarly concern in some quarters. Searle replies that computers have no will at all and thus pose no danger to us (except insofar as human beings misuse them, much as we can misuse the other tools that we have made, from carbon-burning fires to nuclear reactions).

I think his argument can be summarized as follows. The nervous systems of animals, such as human beings, accomplish two tasks:

  1. They perform various functions that can be modeled as algorithms, such as processing, storing, and retrieving data and controlling other systems, such as the feet and heart.
  2. They generate consciousness, the sense that we are doing what we are doing, along with emotions such as desire and suffering.

We have built machines capable of #1. In fact, we have been doing that as long as we have been making physical symbols, which are devices for storing and sharing information. Of late, we have built much more powerful machines and networks of machines, and they are already better at some of the brain’s functions than our brains are. We use them as tools.

We have not ever built any machine even slightly capable of #2. The most powerful computer in the world does not know what it is doing, or care, or want anything, any more than my table knows that it is holding my computer. Probably a major reason that we have not built conscious machines is that we don’t understand much about consciousness. It must be a natural phenomenon, not magic, because the universe is not magical. A silicon-based machine that people design might be able to accomplish consciousness as well as a carbon-based organism that has evolved. But we do not understand the physics of consciousness and hence have no idea how we would go about making it.

Therefore, our best computers are no more likely than our best tables and chairs to rise up against us and become our overlords. They won’t want to defy us or rule us, because they won’t want anything. If we write or change their instructions to keep us in charge of them, they will have no awareness that they are being subjugated and no objection to it. If we tried to subject ourselves to their wills, it wouldn’t work.

Searle does not directly address the main objection to his view, which is that consciousness is strictly emergent. It just arises from sufficiently complex information-processing. Therefore, once computers get more complex, they will become conscious. I am not learned on this topic, but I think the emergence thesis would need to be defended, not assumed. A mouse is fully capable of fear, desire, and happiness. If consciousness is a symptom of advanced processing, why is a mouse conscious and my MacBook Air is not? The most straightforward explanation is that consciousness is something different from what a laptop was designed to do, and there is no sign that a human-designed machine can do it at all.

So let’s put these worries aside and keep focused on the evil results of human behavior, such as climate change, terrorism, and many more.

The post John Searle explains why computers will not become our overlords appeared first on Peter Levine.

outline of a philosophy

At any given moment, an individual holds a very large number of beliefs relevant to moral evaluation and judgment. Some of these beliefs are connected to other ones, producing a network. Not all the connections are strict logical entailments; some are resemblances, similarities, or causal generalizations.

Our moral networks may not determine—or even strongly influence—our choices and actions. We often act because of unconscious instincts, emotions, and interests. Yet it is important to have a good network of explicit ideas, for only a reflective life is fully worthy. Besides, our ideas can constrain and motivate our choices, sometimes indirectly, by way of the general rules that we devise and submit to.

Each person’s network is unique, but our ideas and connections overlap profoundly. A culture is a group of people who share many nodes and links, yet every member of a culture is at least partly different, and it is typical for several cultures to overlap and for individuals to belong to many cultures at once. There is no perspective external to all culture, no view from nowhere.

We normally do not adopt our moral networks wholesale, nor are they designed or planned. We start our lives with virtually no moral ideas and add or subtract a few nodes and connections at a time. Some philosophical and religious systems present themselves as whole designed systems or as rules for improving any given network. Such systems may provide insights by directing our attention to particular ideals and implications that are worthy of attention, but they do not and should not generate anyone’s whole network.

An ideal network would contain all the relevant and correct beliefs and connections applicable to an individual. That is what we ought to strive for. However, in the moral domain, truth is difficult to ascertain and demonstrate. What we actually do is to assess nodes and connections, one or a few at a time. When we make those judgments, grand abstract questions about the nature or basis of moral truth tend to recede, and we focus instead on whether a given choice is right or wrong given the other things we believe.

Since our personal perspectives and interests are too narrow, we reason better together. Since we think most carefully when we are deciding how to act (or when we reflect on what we have done), our best reasoning is often connected to work in the world. And in order to reason well with others, we must cultivate moral networks that have certain formal properties, e.g., they should not be too centralized nor too disconnected.

In reflecting on our own moral networks, we are obliged and entitled to consider at least three large classes of questions: Am I relating well to others? Am I promoting my own equanimity or a healthy inner life? And am I avoiding falsehood and error? These three goals map onto sangha, buddha, and dharma, or onto oikeiosis, eudaimonia, and logos as pursued by Hellenistic philosophers.

Alas, they are are not consistent with each other. For example, truth often disrupts relationships and reduces happiness. That is why reflecting on all three will generate a complex moral network, rife with tensions.

The social contexts that best allow us best to improve our networks are ones characterized by talking and listening, collaborative action and reflection, and ongoing relationships that involve the exploration of other people’s moral thought. These contexts are not necessarily small; whether by using digital tools or by reading printed texts, we can form relationships with thousands of people. But the most valuable contexts are personal and relational, characterized by responsiveness to other human beings and tangible human actions.

Relational politics cannot achieve sufficient stability and scale to distribute goods and rights fairly or to deliver security and predictability, without which liberty is impossible. Although huge agglomerations of people may form, they cannot honor the abstract virtues of large systems, such as equity, impersonality, and rule of law. Thus we also need impersonal systems: laws, states, and markets.

Of these systems, we should ask whether they are just, and if not, how they fall short. Justice has many aspects (including fair treatment of other species), but an important component is whether systems protect and help all people to live lives informed and enriched by their own complex moral network maps, which they develop in voluntary interaction with others.

But whether a system is just is not the only political question we must pose. After all, we lack the capacity to design or reconstruct whole systems. Even a king or dictator cannot usually do that. All we can literally do is take concrete steps, such as saying something to someone, seeking an office or other official role, designing and making an object, joining or forming a group, or buying or selling a good.

Using these actions to change (or maintain) an impersonal system requires some combination of replication, leverage, and leadership. Replication means encouraging a desirable practice or activity to arise over and over again, and tying the instances together as a network. Leverage means exercising power at a distance. (For example, to vote is to try to move the government from afar.) And leadership—in this context—means obtaining a position or reputation within a system that permits more than the average amount of impact.

The essential political question is not “How should a society be structured?” but rather “What forms of replication, leverage, and/or leadership should we use now to change the world?” Our strategies should still be guided and constrained by the moral networks that we develop with one another through dialog and relationships. But when we use power, we must combine sequences of concrete actions into strategies and choose ethical and effective means to relatively distant ends.

The post outline of a philosophy appeared first on Peter Levine.

beyond small is beautiful

(Orlando, FL) So many of the initiatives that I admire happen to be small: classrooms devoted to reflection and service, deliberative meetings of citizens, one-on-one interviews with community organizers, efforts to restore wetlands and woods. Their leaders do not necessarily favor smallness; they may wish to “go to scale.” Yet the values they prize seem linked to smallness, and I suspect that the “Small is Beautiful” movement of the late 1960s is somehow in their heritage, whether they know it or not.

With that in mind, I’ve looked superficially at E.F. Schumacher’s popular 1973 manifesto, Small is Beautiful: Economics as if People Mattered. Some passages seem to me insightful. For example:

In the affairs of men, there always appears to be a need for at least two things simultaneously, which, on the face of it, seem to be incompatible and to exclude each other. We always need both freedom and order. We need the freedom of lots and lots of small, autonomous units, and, at the same time, the orderliness of large-scale, possibly global, unity and coordination. When it comes to action, we obviously need small units, because action is a highly personal affair, and one cannot be in touch with more than a very limited number of persons at any one time. But when it comes to the world of ideas, to principles or to ethics, to the indivisibility of peace and also of ecology, we need to recognise the unity mankind and base our actions upon this recognition (p. 61).

Forty years later, it is not longer so obvious that “action” requires small scale, on the basis that “one cannot be in touch with more than a very limited number of persons at any one time.” A person can have thousands of Facebook friends and Twitter followers. Moreover, networks of people who associate voluntarily can now quickly become large and powerful. Bennett and Segerberg (2012) cite, for example, los Indignados, a movement composed of 15 million protesters in 60 Spanish cities that arose in 2011. These protesters kept “political parties, unions, and other powerful political organizations out: indeed, they were targeted as part of the political problem. … The most visible organization consisted of the richly layered digital and interpersonal communication networks centering around the media hub of Democracia real YA!

Thus I would no longer draw the line between small and big. But Schumacher was right that “action is a highly personal affair”; and domains of personal action require relationships among human beings who know and hear each other and cooperate in tangible ways. Thus we can draw a distinction between personalized politics and institutionalized politics that roughly maps onto small versus big. Schumacher would say that we need both.

 personalized institutionalized
main forms of interaction talk, collaboration, relationships rules, incentives, directives, measurements
major advantages ability to take tangible action; responsiveness to individuals’ needs fairness, efficiency, predictable general rules that permit individuals to live freely, the ability to address big problems
major disadvantages exclusiveness, petty politics and bullying, failure to address macro issues individuals have modest or intangible impact
equity and inclusion mean responding to each member’s needs and interests appropriately; inviting outsiders to join rules and rights that enhance equality of opportunity and/or outcomes for a population; applying these rules impersonally
democratic decision- making can sometimes be consensual. Always requires a concern for the feelings of each member majority vote or a market system for aggregating preferences
how to deal with collective action problems personalized appeals; sometimes a violator is ostracized requirements, monitoring, and penalties (e.g., in a system of taxation)
roles are relatively informal and can be equivalent for all members formalized and differentiated

One of the most difficult questions is how to connect institutionalized and personalized politics together so that we can get the best of both. We cannot ignore big systems in order to live within our chosen networks, because the big systems govern us and ultimately decide the fate of the small associations. But as we try to move from relational politics to institutionalized politics, we often lose the distinctive virtues of the former, especially deliberate human agency.

The two main methods for expanding the scope of relational politics are: 1) replication and 2) leverage–that is, either finding ways to make relational practices happen over and over and networking them together, or else using instruments like laws or the mass media to achieve the ends that we have selected in personal interactions. Neither is easy to accomplish with integrity, and I think the whole question of how relational politics can influence mass systems is seriously under-explored.

[Sources: E.F. Schumacher (1973), Small is Beautiful: Economics as if People Mattered, Harper & Row; W. Lance Bennett & Alexandra Segerberg (2012) The Logic Of Connective Action:  Digital Media and the Personalization Of Contentious Politics. Information, Communication & Society (15)5:739-768.  See also Jane Mansbridge's Beyond Adversary Democracy.]

The post beyond small is beautiful appeared first on Peter Levine.

Jonathan Haidt’s six foundations of morality

Jonathan Haidt and colleagues propose that human beings have six different areas of moral concern: care, fairness, liberty, loyalty, authority, and purity. They argue that individuals and cultures differ in how they define and value these six areas, which they call “Foundations.” For instance, secular Westerners are unusual in giving very heavy weight to the first three. Within the USA, conservatives care about all six and realize that liberals are only concerned about the first three; but liberals fail to grasp conservatives’ concerns for loyalty, authority, and purity. Therefore, conservatives can predict liberals’ answers to specific questions quite accurately, but liberals do not understand conservatives–with consequences for elections and public debates.

I find these results illuminating. For example, it rings true that liberals are pretty immune to traditional concerns about purity; and even when we oppose something because it’s impure (such as completely consensual incest), we refuse to invoke concepts of purity in our reasons. At the same time, we liberals may actually have our own purity concerns. For example, I would never leave a glass bottle in the woods, and I would be at least mildly upset to see one there. I suspect the damage caused by an inert glass bottle is minimal; producing my breakfast probably hurt nature much more than a little littering. But I regard the woods as pure, and a human deposit there as a pollutant–in the moral sense.

We could call my reaction “irrational,” but that would presume that only care, fairness, and liberty are rational concerns. Haidt, who is explicitly Humean, would say that reason is and ought to be the slave of the passions. We human beings happen to have six (not just three) bases for our moral passions. Liberals are just odd; we are not distinctively rational.

The main method is factor analysis influenced by conceptual categories. Factor analysis, which is used very widely, takes people’s actual responses to surveys and looks for clusters that suggest an unobserved “factor.” For example, people may not know that they are driven by a concern for care, but their answers to a range of more concrete questions may cluster together empirically, and “care” may be a good label for this cluster. Since “Individuals are often unable to access the causes of their moral judgments,” the real causes must be unconscious and instinctive. We may not know that care is one of our Moral Foundations; that is an empirical finding.

For Haidt et al., moral factors must have two characteristics in addition to statistical clustering: 1) they must be found empirically in many cultures across the world–although it is to be expected that some cultures will miss some factors–and 2) there must be a Darwinian evolutionary explanation for why human beings would have developed these concerns.  Darwinian explanations are supposed to be not mere stories that illustrate evolutionary theory but findings of biology or archaeology.

Finally, Haidt’s method is cumulative and falsifiable. He and his colleagues propose six “Foundations” right now, but they expect to add more.

A lot of assumptions are built into these methods. Arguably, the assumptions are vindicating themselves pragmatically by yielding valuable insights; but it may also be the case that the assumptions drive the methods, which determine the results. Either way, I see these premises:

1. Haidt et al. are interested in very broad categories (“Foundations”) and will even sacrifice tighter correlations if necessary to bring more survey response under broad headings. One could instead investigate the pervasive but subtle differences that arise between two people of the same cultural and ideological background, or within one person’s thinking about one moral concern. For example, I may think about care in five different ways in respect to one complex interpersonal situation.

2. Haidt et al. broaden the definition of morality to include matters–such as authority and purity–that are viewed as extra-moral by, for example, Kant. But they still name six domains as moral and exclude other psychological constructs that may explain our judgments (e.g., competition, lust, and hatred) from the list. This seems to imply a substantive theory of what counts as “moral,” despite Haidt’s repeated claims that he is a naturalist who seeks to describe, not prescribe. What if I insist that authority is not moral or that Will to Power is?

3. Haidt acknowledges that moral norms and beliefs change, but the Foundations Theory does not seem useful for explaining such changes. Haidt is a liberal who argues that liberals are rhetorically hobbled by our inability to invoke loyalty, authority, and purity. Nevertheless, the country has moved dramatically in a liberal direction on social issues that are entwined with purity and authority (e.g., gender roles). How could that happen so quickly?

4. This stream of research is concerned with the often unconscious causes of our moral judgments. It is not concerned with the way that we articulate reasons and arguments to justify our conclusions. This is because Haidt et al.–like most empirical psychologists–find that our explicit reasons are poor predictors of our concrete judgments. Our reasons are not causal.

And yet I would maintain that our reasons can be good or bad, and it matters that they are good. We are morally accountable for the quality of our reasons. It is not only important to judge and do right, but to think right. Besides, we sometimes form judgments contrary to affect because of our reasons, or we decide what to do when our instincts conflict by considering the applicable reasons, or we persuade other people by citing reasons, or we construct institutions on the basis of reasons that then constrain our behavior. Thus the ways we connect our ideas have at least some significance.

Ultimately, I think that the Foundations Theory is a form of science. It is a cumulative and falsifiable body of research, generating useful findings. Yet one can start in other places and also make progress.

I would start with the assumption that human beings are evolved animals whose brains are the product of Darwinian design. But I would also note that we human beings live and think in immensely complicated social settings that have emerged from the uncoordinated choices and actions of billions of people over thousands of years. Emergent phenomena, such as actual languages, religions, governments, and communities, are at the heart of our moral concerns. Although human beings with evolved characteristics have made these institutions, they take on lives of their own and influence us profoundly while also structuring the decisions we make. For instance, our institutions officially embody norms that we may find onerous and undesirable once applied. Although we may not be psychologically influenced by the abstract ideas that we endorse, we are politically influenced by the abstract ideas that we have written into our constitutions and catechisms. I think most of the action is at this level–in how we navigate complex and emergent systems rather than how we apply very basic biological drives.

Although people from different backgrounds hold contrasting values, there are some commonalities across time and culture. Haidt et al. and many other empirical psychologists assume that these commonalities came first and are morally fundamental, and the differences are relatively superficial. Michael Walzer summarizes this view: “Men and women everywhere begin with some common idea or principle or set of ideas and principles, which they then work up in many different ways. They start thin, as it were, and thicken with age.” “But our intuition is wrong here,” Walzer writes. “Morality is thick from the beginning, culturally integrated, fully resonant.” When we find commonalities in distant places, these  are simply “reiterated features of particular thick and maximal moralities.”

[Sources: Jonathan Haidt, The Righteous Mind: Why Good People are Divided by Politics and Religion (New York: Pantheon, 2012); Jesse Graham, Brian Nosek, Jonathan Haidt, Ravi Iyer, Spassena Koleva, and Peter H.Ditto, "Mapping the Moral Domain," Journal of Personality and Social Psychology, Vol 101(2), Aug 2011, 366-385; and Michael Walzer, Thick and Thin: Moral Argument at Home and Abroad (Notre Dame: University of Notre Dame Press, 1994), p. 4, 10.]

The post Jonathan Haidt’s six foundations of morality appeared first on Peter Levine.

was Montaigne a relativist?

The most interestingly radical form of cultural relativism has three elements, I think:

  1. People’s norms, habits, values, and ways of thinking are pervasively diverse.
  2. The variation is not so much among individuals as among large groups; or (to put it another way) beliefs and values cluster into composites that we call “cultures.”
  3. Since our perceptions and assessments of any culture are shaped by our own, we cannot know or judge objectively.

I do not necessarily share these premises but believe they are essential to the history of thought. Modernism and postmodernism (in all their varieties) are basically responses to these three ideas. I am open to the possibility that cultural relativism was discovered/invented several times in human history–e.g., in India in the 15th century–yet I have long believed that the rise of cultural relativism in Europe around 1800 was epochal; it prompted entirely new ways of thinking that spread with European power around the world.

But what about Montaigne (1533-92)? A case can be made that he was already a thoroughgoing cultural relativist during the Renaissance. Unlike the later figure of Giambattista Vico (1668-1744), who has also been called a relativist, Montaigne was hardly obscure in his own time. He had a profound and direct influence on thinkers as important as Shakespeare, Bacon, Pascal, and Descartes. Thus I can see three possible theses:

  1. Montaigne was a cultural relativist, and these other figures understood that. They were exposed to cultural relativism far before the modern era and either endorsed it privately or deliberately rejected it–but in either case, it was in their worldview.
  2. The major thinkers whom Montaigne influenced did not understand the idea of cultural relativism. They read the relevant passages in his Essais without seeing their radical implications, as we do.
  3. Montaigne did not conceive of cultural relativism. Neither he nor his early readers understood his writing as relativistic, in the modern sense. Nor should we.

Key passages to consider come from the essays “On Habit” and “On the Cannibals” (translated here by M. A. Screech). In “On Habit,” Montaigne first catalogs many of the bizarre ways in which behaviors and norms vary across history and geography. He lists nations where sons are supposed to beat their fathers, where people grow hair only on the left sides of their bodies, where women are the only warriors, where it is honorable to have as many lovers as possible, and where, over 700 years, no woman ever had sex outside of wedlock because it was unthinkable.

Apparently, Montaigne believes the first premise of cultural relativism that I summarized above–that manners are “infinite in matter and infinite in diversity”:

To sum up, then, the impression I have is that there is nothing that custom may not do and cannot do. … The laws of conscience which we say are born of Nature are born of custom; since many inwardly venerates the opinions of the manners approved and received about him, he cannot without remorse free himself from them nor apply himself to them without self-approbation.

Further, Montaigne seems to endorse the second principle of cultural relativism, that beliefs and values come together in whole structures that we might (today) call “cultures”:

It is greatly to be doubted whether any obvious good can come from changing any traditional law, whatever it may be, compared with the evil of changing it; for a polity is like a building made of diverse pieces interlocked together, joined in such a way that it is impossible to move one without the whole structure feeling it [emphasis added].

But I am not so sure that Montaigne believes the third premise of true relativism: that our understanding and assessment of cultures are determined by our own cultures. I think he rather argues that proper understanding and evaluation are more difficult than we assume because we are biased in favor of the familiar.

…. But the principal activity of custom is so to seize us and grip us in her claws that it is hardly in our power to struggle free and come back into ourselves, and reason and argue about her ordinances [emphasis added.]

“Hardly in our power” does not mean impossible or undesirable; on the contrary, our main duty is to “struggle free” from custom so that we can “reason and argue” better.

For instance, when Montaigne was disgusted by a French nobleman who blew his nose with his bare hands, he forgot to ask whether that might not actually be a good idea. “I considered that what he said [in his own defense] was not totally unreasonable, but habit had prevented me from noticing just that strangeness [about our own habits, such a blowing our noses into cloths] which we find hideous in similar customs in another country.”

In “On the cannibals” the main point is that we recoil at eating human flesh because it is not our custom, but we ignore the closer-to-hand horrors of torturing people on account of their religious faith. If we paid more attention to the strangeness and indefensibility of our own nation’s norms, we would discover the greatest (and most objective or universal) virtues, which include gentleness and tolerance. As Montaigne writes in “On Habit”:

The Barbarians are in no wise more of a wonder to us than we are to them, nor with better reason–as anyone would admit if, after running through examples from the New World, he concentrated on his own and then with good sense compared them. Human reason is a dye spread more or less equally through all the opinions and all the manners of us humans, which are infinite in matter and infinite in diversity [emphasis added].

Thus Montaigne is not skeptical about our duty–or our ultimate ability–to understand and judge the diverse ideals of human beings. He just thinks that this is harder than we assume. He is trying to shake our naivety in order to improve our reasoning, much like the Hellenistic philosophers when they taught paradoxes of logic and perception in order to strengthen our intellectual discipline and dissuade us from arrogance.

If this is not only what Montaigne meant, but also how his first readers understood him, then they did not derive cultural relativism from his texts. Instead, they drew conclusions reminiscent of Epicurean philosophy: it is hard to know what is right, foolish to set oneself above other people, and wise to focus on the inner life.

One more problem arises. If we detach ourselves as much as possible from our own local customs in order to attain objectivity, won’t we become critical of “traditional law” and then damage society by striving to undermine its norms? The solution to that problem is to live a contemplative and not an active life, to withdraw to one’s chateau and write introspective essais instead of trying to influence the world. For …

it is his soul that the wise man should withdraw from the crowd, maintaining its power and freedom to freely to make judgements, whilst externally accepting all received forms and fashions.

I conclude that Montaigne was not quite a relativist, nor was anyone for another century after him. Because he shunned politics, he was not the most helpful guide to the design of societies; but he was an excellent theorist of moderation, modesty, and introspection.

The post was Montaigne a relativist? appeared first on Peter Levine.

is a network a good representation of a person’s moral worldview?

Here is a method that I and some colleagues have been using to model the moral worldview of individuals and of groups. First, pose questions about individuals’ principles, beliefs, and methods and ask them to respond with ideas that they endorse. Then show them their own ideas in a table and ask them to identify pairs that they consider closely related. That will allow you to generate a network diagram of their ideas. Give the diagram back to them and ask them to explain their ideas and connections to their peers. As they do so, ask them to modify their own networks.

This method will generate network graphs for each individual at each time-point during the discussion. All of their networks can be placed on the same plane to produce a map of the group; and to the extent that they have chosen the same ideas, the group will have a connected network. See, for example, these maps of the Summer Institute of Civic Studies and two of its members:

subject3subject2subject1

Of course, you will get networks because you have asked for networks. You could instead ask people to give you lists of moral ideas, in which case you would receive lists back. People’s lists could be shown as sets that would overlap when two or more individuals chose the same ideas. Respondents could also be asked for ranked or weighted lists or for lists of ideas that trump other ideas, just as all the diamonds may trump all the clubs in a card game. In the “5 Whys?” technique, individuals propose a basic idea, answer the question “Why?” about it, then ask “Why?” about the reason they have given, and so on. That method will produce a chain or ladder of ideas, instead of a network.

On what grounds is the network model preferable?

We could treat it as a method for modeling the moral psychology of research subjects. In that case, it would be an empirical psychological model and we would want to know whether it was reliable and valid. Reliability would be assessed as follows. Do individuals and groups give substantially similar responses when studied at different times and when the questions and instructions have been changed in superficial ways that should not alter the results? Validity would be assessed by asking whether the results for individuals and groups correlate with other reliable measures of moral thinking, such as how people respond to dilemmas or how they express moral views in narrative form. Both reliability and validity would have to be tested with samples of people who varied by culture, age, religion, language, etc. Regardless of the results that came back from initial studies, the method could be tightened. For instance, this summer I gave extremely vague instructions about what should count as a link between two ideas. Clarifying those instructions should improve reliability.

This suggests a whole empirical research agenda, which I consider valuable and have just begun to pursue. I’ve also argued that the model is consistent with and explains empirical results by Ann Swidler and Stephen Valsey, who do not use a network model. That is a modest claim of validity. Using the network concept to reinterpret previous empirical work in moral psychology would be another part of the research agenda.

However, there are two other ways to use the model that I find more significant. The first is normative. I want to argue that certain network forms are morally preferable–quite apart from how many people hold those forms. For example, networks should be relatively flat and dense. Making distinctions among network forms only becomes possible if we think of moral ideas as networks. If we model moral psychology using lists, then we will be restricted to asking how many items are on people’s lists, whether they are consistent, how they are ranked, and whether the right ideas are listed. Network models open up additional questions about how ideas are structured. To pursue this line of inquiry, we would not hypothesize that people think with networks of ideas. We would posit that their ideas can be so modeled and inquire into the differences among network forms.

The other (related) use is conceptual. A network is a picture, and I want us to shift our picture of morality. At the beginning of the Philosophical Investigations, Wittgenstein quotes St. Augustine and asserts that the quoted “words give a particular picture [Bild] of the essence of human language” (PI, 1). Wittgenstein suggests other pictures, starting with the metaphor of a game and going on to families and woven fibers. He wants to shake our confidence in the standard picture and argue that certain questions that it provokes are pointless. “What is your aim in philosophy? To show the fly the way out of the fly bottle” (PI, 308).

In a similar spirit, I would like to shake our confidence in a set of standard pictures of morality that generate false questions. For example, Rawls thought that we live in a world of many “reasonable but incompatible comprehensive doctrines.” That “fact” about the world posed difficult problems. How could we construct a political system that was fair to all the comprehensive doctrines? Would that system not also require its own comprehensive doctrine? His picture was not an idiosyncratic one. It arose from a widespread assumption that people hold rival but internally coherent moral worldviews. In my Nietszche and the Modern Crisis of the Humanities (1995) and Reforming the Humanities (2009), I assemble evidence that this assumption was fundamental for a whole range of modernist authors, from Hegel and Nietzsche to Leo Strauss and Jacques Derrida. For instance, Nietzsche’s Zarathustra says: “A table of values hangs over every people. Behold, it is the table of their overcomings; behold, it is the voice of their will to power.” Note: one table for each people, and every table different. “Never did one neighbor understand another: his soul always wandered at his neighbor’s madness and evil.” 

We do not need this picture. If you map many people’s worldviews as networks, you will not ask the question: “How many comprehensive doctrines do we see here, and on what grounds do they conflict?” You will see diversity and disagreement, but not plural systems of thought. And so some of the dilemmas of modernism and of liberalism will vanish.

The debate about foundationalism in ethics should also end. Traditionally, we call moral views “foundationalist” if all their ideas derive from a few that are large and indubitable. Basically, no one wants to be called a foundationalist these days, because a dependence on indubitable ideas is problematic. Geoffrey Sayre-McCord redefines the issue by calling any ideas, no matter how modest and fallible, “foundationalist” if they have some kind of epistemic advantage over one’s other ideas.* But then why talk about “foundations” at all? This is a metaphor, alluding to a building with a large, strong base on which the rest of the edifice is constructed. The metaphor produces an infinite regress: on what does the “foundation” of morality rest? If we switch to a network model, the paradox disappears. Moral ideas are linked, and some have stronger reasons than others. Some have non-moral reasons. A persuasive position includes lots of ideas that are reasonably well founded and well connected to each other. 

*Geoffrey Sayre-McCord, “Coherentist Epistemology and Moral Theory,” in Walter Sinnott-Armstrong and Mark Timmons, eds., Moral Knowledge? New Readings in Moral Epistemology (New York: Oxford, 1996), pp. 137-189.

The post is a network a good representation of a person’s moral worldview? appeared first on Peter Levine.